STATE OF NEW YORK
________________________________________________________________________
S. 4006--A A. 3006--A
SENATE - ASSEMBLY
February 1, 2023
___________
IN SENATE -- A BUDGET BILL, submitted by the Governor pursuant to arti-
cle seven of the Constitution -- read twice and ordered printed, and
when printed to be committed to the Committee on Finance -- committee
discharged, bill amended, ordered reprinted as amended and recommitted
to said committee
IN ASSEMBLY -- A BUDGET BILL, submitted by the Governor pursuant to
article seven of the Constitution -- read once and referred to the
Committee on Ways and Means -- committee discharged, bill amended,
ordered reprinted as amended and recommitted to said committee
AN ACT to amend the education law, in relation to contracts for excel-
lence; in relation to the high-impact tutoring set-aside; to amend the
education law, in relation to foundation aid; to amend the education
law, in relation to the number of charters issued; to amend the educa-
tion law, in relation to actual valuation; to amend the education law,
in relation to average daily attendance; to amend the education law,
in relation to supplemental public excess cost aid; to amend the
education law, in relation to building aid for metal detectors, and
safety devices for electrically operated partitions, room dividers and
doors; to amend the education law, in relation to academic enhancement
aid; to amend the education law, in relation to high tax aid; to amend
the education law, in relation to prospective prekindergarten enroll-
ment reporting; to amend the education law, in relation to transi-
tional guidelines and rules; to amend the education law, in relation
to universal prekindergarten expansions; to amend the education law,
in relation to extending provisions of the statewide universal full-
day pre-kindergarten program; to amend the education law, in relation
to state aid adjustments; to amend the education law, in relation to
certain moneys apportioned; to amend the education law, in relation to
zero emission bus progress reporting; to amend chapter 756 of the laws
of 1992 relating to funding a program for work force education
conducted by the consortium for worker education in New York city, in
relation to reimbursement for the 2023-2024 school year, withholding a
portion of employment preparation education aid and in relation to the
effectiveness thereof; to amend part CCC of chapter 59 of the laws of
2018 amending the education law relating to a statement of the total
funding allocation, in relation to the effectiveness thereof; to amend
EXPLANATION--Matter in italics (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD12572-02-3
S. 4006--A 2 A. 3006--A
chapter 147 of the laws of 2001 amending the education law relating to
conditional appointment of school district, charter school or BOCES
employees, in relation to the effectiveness thereof; to amend part C
of chapter 56 of the laws of 2020 directing the commissioner of educa-
tion to appoint a monitor for the Rochester city school district,
establishing the powers and duties of such monitor and certain other
officers and relating to the apportionment of aid to such school
district, in relation to the effectiveness thereof; part C of chapter
57 of the laws of 2004 relating to the support of education, in
relation to the effectiveness thereof; directing the education depart-
ment to conduct a comprehensive study of alternative tuition rate-set-
ting methodologies for approved providers operating school-age and
preschool programs receiving funding; to amend chapter 507 of the
laws of 1974 relating to providing for the apportionment of state
monies to certain nonpublic schools, to reimburse them for their
expenses in complying with certain state requirements for the adminis-
tration of state testing and evaluation programs and for participation
in state programs for the reporting of basic educational data, in
relation to the calculation of nonpublic schools' eligibility to
receive aid; providing for special apportionment for salary expenses;
providing for special apportionment for public pension accruals;
providing for set-asides from the state funds which certain districts
are receiving from the total foundation aid; providing for support of
public libraries; to amend chapter 94 of the laws of 2002 relating to
the financial stability of the Rochester city school district, in
relation to the effectiveness thereof; and providing for the repeal of
certain provisions upon expiration thereof (Part A); to amend the
education law, in relation to tuition authorization at the state
university of New York and the city university of New York (Part B);
to amend the education law, in relation to providing access to medica-
tion abortion prescription drugs at the state university of New York
and the city university of New York (Part C); to amend the education
law, in relation to removing the maximum award caps for the liberty
partnerships program (Part D); to amend the business corporation law,
the partnership law and the limited liability company law, in relation
to certified public accountants (Part E); to amend the general munici-
pal law and the public housing law, in relation to enacting the new
homes targets and fast-track approval act (Part F); to amend the
general city law, the town law and the village law, in relation to
requiring certain densities of residential dwellings near transit
stations (Part G); to amend the public housing law, in relation to
requiring certain housing production information to be reported to the
division of housing and community renewal (Part H); to amend the real
property actions and proceedings law, in relation to determining when
a dwelling is abandoned (Part I); to amend the multiple dwelling law,
in relation to modernizing regulations for office building conver-
sions; and providing for the repeal of certain provisions of such law
relating thereto (Part J); to amend the multiple dwelling law and the
private housing finance law, in relation to establishing a program to
address the legalization of specified basement dwelling units and the
conversion of other specified basement dwelling units in a city with a
population of one million or more (Part K); to amend the multiple
dwelling law, in relation to authorizing a city of one million or more
to remove the cap on the floor area ratio of certain dwellings (Part
L); to amend the real property tax law, in relation to authorizing a
tax abatement for alterations and improvements to multiple dwellings
S. 4006--A 3 A. 3006--A
for purposes of preserving habitability in affordable housing (Part
M); to amend the real property tax law, in relation to authorizing a
city, town or village other than a city with a population of one
million or more to provide by local law for a tax exemption for new
construction of eligible rental multiple dwellings (Part N); to amend
the real property tax law, in relation to providing a tax exemption on
the increase in value of property resulting from the addition of an
accessory dwelling unit (Part O); to amend the labor law and the real
property tax law, in relation to the exemption from real property
taxation of certain multiple dwellings in a city having a population
of one million or more (Part P); to utilize reserves in the mortgage
insurance fund for various housing purposes (Part Q); to amend the
real property tax law, in relation to eligible multiple dwellings
(Part R); to amend the labor law and the public health law, in
relation to indexing the minimum wage to inflation (Part S); to amend
the New York city charter, the education law, the general municipal
law, the labor law, the public authorities law, chapter 1016 of the
laws of 1969 constituting the New York city health and hospitals
corporation act, and chapter 749 of the laws of 2019 constituting the
New York city public works investment act, in relation to providing
for employment opportunities for economically disadvantaged candidates
and economically disadvantaged region candidates and apprenticeship
utilization on public transactions; and providing for the repeal of
such provisions upon expiration thereof (Part T); to amend the social
services law, in relation to eligibility for child care assistance;
and to repeal certain provisions of such law relating thereto (Part
U); to amend part N of chapter 56 of the laws of 2020, amending the
social services law relating to restructuring financing for residen-
tial school placements, in relation to the effectiveness thereof (Part
V); to amend subpart A of chapter 57 of the laws of 2012 amending the
social services law and the family court act relating to establishing
a juvenile justice services close to home initiative, and to amend
subpart B of part G of chapter 57 of the laws of 2012 amending the
social services law, the family court act and the executive law relat-
ing to juvenile delinquents, in relation to making such provisions
permanent (Part W); to amend the social services law, in relation to
eliminating the requirement for combined education and other
work/activity assignments, directing approval of certain education and
vocational training activities up to two-year post-secondary degree
programs and providing for a disregard of earned income received by a
recipient of public assistance derived from participating in a quali-
fied work activity or training program, and further providing for a
one-time disregard of earned income following job entry for up to six
consecutive months under certain circumstances (Part X); to amend the
social services law, in relation to the replacement of stolen public
assistance (Part Y); and to amend the social services law, in relation
to increasing the standards of monthly need for aged, blind and disa-
bled persons living in the community (Part Z)
The People of the State of New York, represented in Senate and Assem-
bly, do enact as follows:
1 Section 1. This act enacts into law major components of legislation
2 necessary to implement the state education, labor, housing and family
3 assistance budget for the 2023-2024 state fiscal year. Each component is
S. 4006--A 4 A. 3006--A
1 wholly contained within a Part identified as Parts A through Z. The
2 effective date for each particular provision contained within such Part
3 is set forth in the last section of such Part. Any provision in any
4 section contained within a Part, including the effective date of the
5 Part, which makes a reference to a section "of this act", when used in
6 connection with that particular component, shall be deemed to mean and
7 refer to the corresponding section of the Part in which it is found.
8 Section three of this act sets forth the general effective date of this
9 act.
10 PART A
11 Section 1. Paragraph e of subdivision 1 of section 211-d of the educa-
12 tion law, as amended by chapter 556 of the laws of 2022, is amended to
13 read as follows:
14 e. Notwithstanding paragraphs a and b of this subdivision, a school
15 district that submitted a contract for excellence for the two thousand
16 eight--two thousand nine school year shall submit a contract for excel-
17 lence for the two thousand nine--two thousand ten school year in
18 conformity with the requirements of subparagraph (vi) of paragraph a of
19 subdivision two of this section unless all schools in the district are
20 identified as in good standing and provided further that, a school
21 district that submitted a contract for excellence for the two thousand
22 nine--two thousand ten school year, unless all schools in the district
23 are identified as in good standing, shall submit a contract for excel-
24 lence for the two thousand eleven--two thousand twelve school year which
25 shall, notwithstanding the requirements of subparagraph (vi) of para-
26 graph a of subdivision two of this section, provide for the expenditure
27 of an amount which shall be not less than the product of the amount
28 approved by the commissioner in the contract for excellence for the two
29 thousand nine--two thousand ten school year, multiplied by the
30 district's gap elimination adjustment percentage and provided further
31 that, a school district that submitted a contract for excellence for the
32 two thousand eleven--two thousand twelve school year, unless all schools
33 in the district are identified as in good standing, shall submit a
34 contract for excellence for the two thousand twelve--two thousand thir-
35 teen school year which shall, notwithstanding the requirements of
36 subparagraph (vi) of paragraph a of subdivision two of this section,
37 provide for the expenditure of an amount which shall be not less than
38 the amount approved by the commissioner in the contract for excellence
39 for the two thousand eleven--two thousand twelve school year and
40 provided further that, a school district that submitted a contract for
41 excellence for the two thousand twelve--two thousand thirteen school
42 year, unless all schools in the district are identified as in good
43 standing, shall submit a contract for excellence for the two thousand
44 thirteen--two thousand fourteen school year which shall, notwithstanding
45 the requirements of subparagraph (vi) of paragraph a of subdivision two
46 of this section, provide for the expenditure of an amount which shall be
47 not less than the amount approved by the commissioner in the contract
48 for excellence for the two thousand twelve--two thousand thirteen school
49 year and provided further that, a school district that submitted a
50 contract for excellence for the two thousand thirteen--two thousand
51 fourteen school year, unless all schools in the district are identified
52 as in good standing, shall submit a contract for excellence for the two
53 thousand fourteen--two thousand fifteen school year which shall,
54 notwithstanding the requirements of subparagraph (vi) of paragraph a of
S. 4006--A 5 A. 3006--A
1 subdivision two of this section, provide for the expenditure of an
2 amount which shall be not less than the amount approved by the commis-
3 sioner in the contract for excellence for the two thousand thirteen--two
4 thousand fourteen school year; and provided further that, a school
5 district that submitted a contract for excellence for the two thousand
6 fourteen--two thousand fifteen school year, unless all schools in the
7 district are identified as in good standing, shall submit a contract for
8 excellence for the two thousand fifteen--two thousand sixteen school
9 year which shall, notwithstanding the requirements of subparagraph (vi)
10 of paragraph a of subdivision two of this section, provide for the
11 expenditure of an amount which shall be not less than the amount
12 approved by the commissioner in the contract for excellence for the two
13 thousand fourteen--two thousand fifteen school year; and provided
14 further that a school district that submitted a contract for excellence
15 for the two thousand fifteen--two thousand sixteen school year, unless
16 all schools in the district are identified as in good standing, shall
17 submit a contract for excellence for the two thousand sixteen--two thou-
18 sand seventeen school year which shall, notwithstanding the requirements
19 of subparagraph (vi) of paragraph a of subdivision two of this section,
20 provide for the expenditure of an amount which shall be not less than
21 the amount approved by the commissioner in the contract for excellence
22 for the two thousand fifteen--two thousand sixteen school year; and
23 provided further that, a school district that submitted a contract for
24 excellence for the two thousand sixteen--two thousand seventeen school
25 year, unless all schools in the district are identified as in good
26 standing, shall submit a contract for excellence for the two thousand
27 seventeen--two thousand eighteen school year which shall, notwithstand-
28 ing the requirements of subparagraph (vi) of paragraph a of subdivision
29 two of this section, provide for the expenditure of an amount which
30 shall be not less than the amount approved by the commissioner in the
31 contract for excellence for the two thousand sixteen--two thousand
32 seventeen school year; and provided further that a school district that
33 submitted a contract for excellence for the two thousand seventeen--two
34 thousand eighteen school year, unless all schools in the district are
35 identified as in good standing, shall submit a contract for excellence
36 for the two thousand eighteen--two thousand nineteen school year which
37 shall, notwithstanding the requirements of subparagraph (vi) of para-
38 graph a of subdivision two of this section, provide for the expenditure
39 of an amount which shall be not less than the amount approved by the
40 commissioner in the contract for excellence for the two thousand seven-
41 teen--two thousand eighteen school year; and provided further that, a
42 school district that submitted a contract for excellence for the two
43 thousand eighteen--two thousand nineteen school year, unless all schools
44 in the district are identified as in good standing, shall submit a
45 contract for excellence for the two thousand nineteen--two thousand
46 twenty school year which shall, notwithstanding the requirements of
47 subparagraph (vi) of paragraph a of subdivision two of this section,
48 provide for the expenditure of an amount which shall be not less than
49 the amount approved by the commissioner in the contract for excellence
50 for the two thousand eighteen--two thousand nineteen school year; and
51 provided further that, a school district that submitted a contract for
52 excellence for the two thousand nineteen--two thousand twenty school
53 year, unless all schools in the district are identified as in good
54 standing, shall submit a contract for excellence for the two thousand
55 twenty--two thousand twenty-one school year which shall, notwithstanding
56 the requirements of subparagraph (vi) of paragraph a of subdivision two
S. 4006--A 6 A. 3006--A
1 of this section, provide for the expenditure of an amount which shall be
2 not less than the amount approved by the commissioner in the contract
3 for excellence for the two thousand nineteen--two thousand twenty school
4 year; and provided further that, a school district that submitted a
5 contract for excellence for the two thousand twenty--two thousand twen-
6 ty-one school year, unless all schools in the district are identified as
7 in good standing, shall submit a contract for excellence for the two
8 thousand twenty-one--two thousand twenty-two school year which shall,
9 notwithstanding the requirements of subparagraph (vi) of paragraph a of
10 subdivision two of this section, provide for the expenditure of an
11 amount which shall be not less than the amount approved by the commis-
12 sioner in the contract for excellence for the two thousand twenty--two
13 thousand twenty-one school year; and provided further that, a school
14 district that submitted a contract for excellence for the two thousand
15 twenty-one--two thousand twenty-two school year, unless all schools in
16 the district are identified as in good standing, shall submit a contract
17 for excellence for the two thousand twenty-two--two thousand twenty-
18 three school year which shall, notwithstanding the requirements of
19 subparagraph (vi) of paragraph a of subdivision two of this section,
20 provide for the expenditure of an amount which shall be not less than
21 the amount approved by the commissioner in the contract for excellence
22 for the two thousand twenty-one--two thousand twenty-two school year;
23 and provided further that, a school district that submitted a contract
24 for excellence for the two thousand twenty-two--two thousand twenty-
25 three school year, unless all schools in the district are identified as
26 in good standing, shall submit a contract for excellence for the two
27 thousand twenty-three--two thousand twenty-four school year which shall,
28 notwithstanding the requirements of subparagraph (vi) of paragraph a of
29 subdivision two of this section, provide for the expenditure of an
30 amount which shall be not less than the amount approved by the commis-
31 sioner in the contract for excellence for the two thousand twenty-two--
32 two thousand twenty-three school year; provided, however, that, in a
33 city school district in a city having a population of one million or
34 more, notwithstanding the requirements of subparagraph (vi) of paragraph
35 a of subdivision two of this section, the contract for excellence shall
36 provide for the expenditure as set forth in subparagraph (v) of para-
37 graph a of subdivision two of this section. For purposes of this para-
38 graph, the "gap elimination adjustment percentage" shall be calculated
39 as the sum of one minus the quotient of the sum of the school district's
40 net gap elimination adjustment for two thousand ten--two thousand eleven
41 computed pursuant to chapter fifty-three of the laws of two thousand
42 ten, making appropriations for the support of government, plus the
43 school district's gap elimination adjustment for two thousand eleven--
44 two thousand twelve as computed pursuant to chapter fifty-three of the
45 laws of two thousand eleven, making appropriations for the support of
46 the local assistance budget, including support for general support for
47 public schools, divided by the total aid for adjustment computed pursu-
48 ant to chapter fifty-three of the laws of two thousand eleven, making
49 appropriations for the local assistance budget, including support for
50 general support for public schools. Provided, further, that such amount
51 shall be expended to support and maintain allowable programs and activ-
52 ities approved in the two thousand nine--two thousand ten school year or
53 to support new or expanded allowable programs and activities in the
54 current year.
55 § 2. Subdivision 4 of section 3602 of the education law is amended by
56 adding a new paragraph k to read as follows:
S. 4006--A 7 A. 3006--A
1 k. Foundation aid payable in the two thousand twenty-three--two thou-
2 sand twenty-four school year. Notwithstanding any provision of law to
3 the contrary, foundation aid payable in the two thousand twenty-three--
4 two thousand twenty-four school year shall be equal to the sum of the
5 total foundation aid base computed pursuant to paragraph j of subdivi-
6 sion one of this section plus the greater of (a) the positive differ-
7 ence, if any, of (i) total foundation aid computed pursuant to paragraph
8 a of this subdivision less (ii) the total foundation aid base computed
9 pursuant to paragraph j of subdivision one of this section, or (b) the
10 product of three hundredths (0.03) multiplied by the total foundation
11 aid base computed pursuant to paragraph j of subdivision one of this
12 section.
13 § 3. Subdivision 4 of section 3602 of education law is amended by
14 adding a new paragraph e-1 to read as follows:
15 e-1. High-impact tutoring set-aside. For the two thousand twenty-
16 three--two thousand twenty-four school year, each school district shall
17 set aside from its total foundation aid the amount set forth for each
18 school district as "HIGH-IMPACT TUTORING SET-ASIDE" under the heading
19 "2023-24 ESTIMATED AIDS" in the school aid computer listing produced by
20 the commissioner in support of the executive budget request for the two
21 thousand twenty-three--two thousand twenty-four school year and entitled
22 "BT232-4", as computed pursuant to this paragraph. Each school district
23 shall use such high-impact tutoring set-aside amount to deliver small
24 group or individual tutoring sessions in reading and mathematics to
25 students in grades three through eight designated by each school
26 district as at risk of falling below state standards. Such services and
27 sessions may be provided during the school day, before or after school,
28 or on the weekend and must occur no less than twice per week for no less
29 than thirty minutes until the student is no longer designated as at
30 risk. The funds set aside under this section shall only be used to
31 supplement current federal, state and local funding and in no case shall
32 supplant current district expenditures of federal, state or local funds
33 on high-impact tutoring.
34 (1) For the two thousand twenty-three--two thousand twenty-four school
35 year, for districts subject to a high-impact tutoring set-aside, this
36 set-aside shall equal the greater of: (i) one hundred thousand dollars
37 or (ii) the product of (A) one thousand one hundred seventy-seven ten-
38 thousandths (0.1177) multiplied by (B) the foundation aid increase base.
39 (2) A district shall be subject to the high-impact tutoring set-aside
40 for the two thousand twenty-three--two thousand twenty-four school year
41 if (i) the quotient arrived at when dividing the foundation aid increase
42 by the foundation aid base is greater than three hundredths (0.03) and
43 (ii) the foundation aid increase base is greater than one hundred thou-
44 sand dollars ($100,000).
45 (3) For purposes of this paragraph, "foundation aid increase" shall
46 equal the positive difference of the amounts set forth for each school
47 district as "FOUNDATION AID" under the heading "2023-24 ESTIMATED AIDS"
48 in the school aid computer listing produced by the commissioner in
49 support of the executive budget request for the two thousand twenty-
50 three--two thousand twenty-four school year and entitled "BT232-4" less
51 the amounts set forth for each school district as "FOUNDATION AID" under
52 the heading "2022-23 BASE YEAR AIDS" in such computer listing.
53 (4) For purposes of this paragraph, "foundation aid increase base"
54 shall equal the positive difference of the foundation aid increase less
55 the product of three hundredths (0.03) multiplied by the total founda-
56 tion aid base.
S. 4006--A 8 A. 3006--A
1 § 4. Subdivision 9 of section 2852 of the education law, as amended
2 by section 2 of subpart A of part B of chapter 20 of the laws of 2015,
3 is amended to read as follows:
4 9. The total number of charters issued pursuant to this article state-
5 wide shall not exceed four hundred sixty. (a) All charters issued on or
6 after July first, two thousand fifteen and counted toward the numerical
7 limits established by this subdivision shall be issued by the board of
8 regents upon application directly to the board of regents or on the
9 recommendation of the board of trustees of the state university of New
10 York pursuant to a competitive process in accordance with subdivision
11 nine-a of this section. [Fifty of such charters issued on or after July
12 first, two thousand fifteen, and no more, shall be granted to a charter
13 for a school to be located in a city having a population of one million
14 or more.] The failure of any body to issue the regulations authorized
15 pursuant to this article shall not affect the authority of a charter
16 entity to propose a charter to the board of regents or the board of
17 regents' authority to grant such charter. A conversion of an existing
18 public school to a charter school, or the renewal or extension of a
19 charter approved by any charter entity, or the reissuance of a surren-
20 dered, revoked or terminated charter pursuant to paragraph (b) or (b-1)
21 of this subdivision shall not be counted toward the numerical limits
22 established by this subdivision.
23 (b) A charter that has been surrendered, revoked or terminated on or
24 before July first, two thousand fifteen, including a charter that has
25 not been renewed by action of its charter entity, may be reissued pursu-
26 ant to paragraph (a) of this subdivision by the board of regents either
27 upon application directly to the board of regents or on the recommenda-
28 tion of the board of trustees of the state university of New York pursu-
29 ant to a competitive process in accordance with subdivision nine-a of
30 this section. Provided that such reissuance shall not be counted toward
31 the statewide numerical limit established by this subdivision, and
32 provided further that no more than twenty-two charters may be reissued
33 pursuant to this paragraph.
34 (b-1) Notwithstanding any provision of law to the contrary, a charter
35 that has been surrendered, revoked or terminated after July first, two
36 thousand fifteen, including a charter that has not been renewed by
37 action of its charter entity, may be reissued pursuant to paragraph (a)
38 of this subdivision by the board of regents either upon application
39 directly to the board of regents or on the recommendation of the board
40 of trustees of the state university of New York pursuant to a compet-
41 itive process in accordance with subdivision nine-a of this section.
42 Provided that such reissuance shall not be counted toward the statewide
43 numerical limit established by this subdivision.
44 (c) For purposes of determining the total number of charters issued
45 within the numerical limits established by this subdivision, the
46 approval date of the charter entity shall be the determining factor.
47 (d) Notwithstanding any provision of this article to the contrary, any
48 charter authorized to be issued by chapter fifty-seven of the laws of
49 two thousand seven effective July first, two thousand seven, and that
50 remains unissued as of July first, two thousand fifteen, may be issued
51 pursuant to the provisions of law applicable to a charter authorized to
52 be issued by such chapter in effect as of June fifteenth, two thousand
53 fifteen[; provided however that nothing in this paragraph shall be
54 construed to increase the numerical limit applicable to a city having a
55 population of one million or more as provided in paragraph (a) of this
S. 4006--A 9 A. 3006--A
1 subdivision, as amended by a chapter of the laws of two thousand fifteen
2 which added this paragraph].
3 § 5. Paragraph c of subdivision 1 of section 3602 of the education
4 law, as amended by section 11 of part B of chapter 57 of the laws of
5 2007, is amended to read as follows:
6 c. "Actual valuation" shall mean the valuation of taxable real proper-
7 ty in a school district obtained by taking the assessed valuation of
8 taxable real property within such district as it appears upon the
9 assessment roll of the town, city, village, or county in which such
10 property is located, for the calendar year two years prior to the calen-
11 dar year in which the base year commenced, after revision as provided by
12 law, plus any assessed valuation that was exempted from taxation pursu-
13 ant to the class one reassessment exemption authorized by section four
14 hundred eighty-five-u of the real property tax law or the residential
15 revaluation exemption authorized by section four hundred eighty-five-v
16 of such law as added by chapter five hundred sixty of the laws of two
17 thousand twenty-one, and dividing it by the state equalization rate as
18 determined by the [state board of equalization and assessment] commis-
19 sioner of taxation and finance, for the assessment roll of such town,
20 city, village, or county completed during such preceding calendar year.
21 The actual valuation of a central high school district shall be the sum
22 of such valuations of its component districts. Such actual valuation
23 shall include any actual valuation equivalent of payments in lieu of
24 taxes determined pursuant to section four hundred eighty-five of the
25 real property tax law. "Selected actual valuation" shall mean the lesser
26 of actual valuation calculated for aid payable in the current year or
27 the two-year average of the actual valuation calculated for aid payable
28 in the current year and the actual valuation calculated for aid payable
29 in the base year.
30 § 6. Paragraph d of subdivision 1 of section 3602 of the education
31 law, as amended by section 11 of part B of chapter 57 of the laws of
32 2007, is amended to read as follows:
33 d. "Average daily attendance" shall mean the total number of attend-
34 ance days of pupils in a public school of a school district in kinder-
35 garten through grade twelve, or equivalent ungraded programs, plus the
36 total number of instruction days for such pupils receiving homebound
37 instruction including pupils receiving [instruction through a two-way
38 telephone communication system] remote instruction as defined in the
39 regulations of the commissioner, divided by the number of days the
40 district school was in session as provided in this section. The attend-
41 ance of pupils with disabilities attending under the provisions of para-
42 graph c of subdivision two of section forty-four hundred one of this
43 chapter shall be added to average daily attendance.
44 § 7. Paragraph l of subdivision 1 of section 3602 of the education
45 law, as amended by section 11 of part B of chapter 57 of the laws of
46 2007, is amended to read as follows:
47 l. "Average daily membership" shall mean the possible aggregate
48 attendance of all pupils in attendance in a public school of the school
49 district in kindergarten through grade twelve, or equivalent ungraded
50 programs, including possible aggregate attendance for such pupils
51 receiving homebound instruction, including pupils receiving [instruction
52 through a two-way telephone communication system] remote instruction as
53 defined in the regulations of the commissioner, with the possible aggre-
54 gate attendance of such pupils in one-half day kindergartens multiplied
55 by one-half, divided by the number of days the district school was in
56 session as provided in this section. The full time equivalent enrollment
S. 4006--A 10 A. 3006--A
1 of pupils with disabilities attending under the provisions of paragraph
2 c of subdivision two of section forty-four hundred one of this chapter
3 shall be added to average daily membership. Average daily membership
4 shall include the equivalent attendance of the school district, as
5 computed pursuant to paragraph d of this subdivision. In any instance
6 where a pupil is a resident of another state or an Indian pupil is a
7 resident of any portion of a reservation located wholly or partly within
8 the borders of the state pursuant to subdivision four of section forty-
9 one hundred one of this chapter or a pupil is living on federally owned
10 land or property, such pupil's possible aggregate attendance shall be
11 counted as part of the possible aggregate attendance of the school
12 district in which such pupil is enrolled.
13 § 8. The closing paragraph of subdivision 5-a of section 3602 of the
14 education law, as amended by section 14 of part A of chapter 56 of the
15 laws of 2022, is amended to read as follows:
16 For the two thousand eight--two thousand nine school year, each school
17 district shall be entitled to an apportionment equal to the product of
18 fifteen percent and the additional apportionment computed pursuant to
19 this subdivision for the two thousand seven--two thousand eight school
20 year. For the two thousand nine--two thousand ten [through two thousand
21 twenty-two--two thousand twenty-three] school [years] year and thereaft-
22 er each school district shall be entitled to an apportionment equal to
23 the amount set forth for such school district as "SUPPLEMENTAL PUB
24 EXCESS COST" under the heading "2008-09 BASE YEAR AIDS" in the school
25 aid computer listing produced by the commissioner in support of the
26 budget for the two thousand nine--two thousand ten school year and enti-
27 tled "SA0910".
28 § 9. Paragraph b of subdivision 6-c of section 3602 of the education
29 law, as amended by section 11 of part CCC of chapter 59 of the laws of
30 2018, is amended to read as follows:
31 b. For projects approved by the commissioner authorized to receive
32 additional building aid pursuant to this subdivision for the purchase of
33 stationary metal detectors, security cameras or other security devices
34 approved by the commissioner that increase the safety of students and
35 school personnel, provided that for purposes of this paragraph such
36 other security devices shall be limited to electronic security systems
37 and hardened doors, and provided that for projects approved by the
38 commissioner on or after the first day of July two thousand thirteen
39 [and before the first day of July two thousand twenty-three] such addi-
40 tional aid shall equal the product of (i) the building aid ratio
41 computed for use in the current year pursuant to paragraph c of subdivi-
42 sion six of this section plus ten percentage points, except that in no
43 case shall this amount exceed one hundred percent, and (ii) the actual
44 approved expenditures incurred in the base year pursuant to this subdi-
45 vision, provided that the limitations on cost allowances prescribed by
46 paragraph a of subdivision six of this section shall not apply, and
47 provided further that any projects aided under this paragraph must be
48 included in a district's school safety plan. The commissioner shall
49 annually prescribe a special cost allowance for metal detectors, and
50 security cameras, and the approved expenditures shall not exceed such
51 cost allowance.
52 § 10. Paragraph i of subdivision 12 of section 3602 of the education
53 law, as amended by section 15 of part A of chapter 56 of the laws of
54 2022, is amended to read as follows:
55 i. For the two thousand twenty-one--two thousand twenty-two school
56 year [and] through the two thousand [twenty-two] twenty-three--two thou-
S. 4006--A 11 A. 3006--A
1 sand [twenty-three] twenty-four school year, each school district shall
2 be entitled to an apportionment equal to the amount set forth for such
3 school district as "ACADEMIC ENHANCEMENT" under the heading "2020-21
4 ESTIMATED AIDS" in the school aid computer listing produced by the
5 commissioner in support of the budget for the two thousand twenty--two
6 thousand twenty-one school year and entitled "SA202-1", and such appor-
7 tionment shall be deemed to satisfy the state obligation to provide an
8 apportionment pursuant to subdivision eight of section thirty-six
9 hundred forty-one of this article.
10 § 11. The opening paragraph of subdivision 16 of section 3602 of the
11 education law, as amended by section 16 of part A of chapter 56 of the
12 laws of 2022, is amended to read as follows:
13 Each school district shall be eligible to receive a high tax aid
14 apportionment in the two thousand eight--two thousand nine school year,
15 which shall equal the greater of (i) the sum of the tier 1 high tax aid
16 apportionment, the tier 2 high tax aid apportionment and the tier 3 high
17 tax aid apportionment or (ii) the product of the apportionment received
18 by the school district pursuant to this subdivision in the two thousand
19 seven--two thousand eight school year, multiplied by the due-minimum
20 factor, which shall equal, for districts with an alternate pupil wealth
21 ratio computed pursuant to paragraph b of subdivision three of this
22 section that is less than two, seventy percent (0.70), and for all other
23 districts, fifty percent (0.50). Each school district shall be eligible
24 to receive a high tax aid apportionment in the two thousand nine--two
25 thousand ten through two thousand twelve--two thousand thirteen school
26 years in the amount set forth for such school district as "HIGH TAX AID"
27 under the heading "2008-09 BASE YEAR AIDS" in the school aid computer
28 listing produced by the commissioner in support of the budget for the
29 two thousand nine--two thousand ten school year and entitled "SA0910".
30 Each school district shall be eligible to receive a high tax aid appor-
31 tionment in the two thousand thirteen--two thousand fourteen through two
32 thousand [twenty-two] twenty-three--two thousand [twenty-three] twenty-
33 four school years equal to the greater of (1) the amount set forth for
34 such school district as "HIGH TAX AID" under the heading "2008-09 BASE
35 YEAR AIDS" in the school aid computer listing produced by the commis-
36 sioner in support of the budget for the two thousand nine--two thousand
37 ten school year and entitled "SA0910" or (2) the amount set forth for
38 such school district as "HIGH TAX AID" under the heading "2013-14 ESTI-
39 MATED AIDS" in the school aid computer listing produced by the commis-
40 sioner in support of the executive budget for the 2013-14 fiscal year
41 and entitled "BT131-4".
42 § 12. Section 3602-e of the education law is amended by adding a new
43 subdivision 3 to read as follows:
44 3. Prospective prekindergarten enrollment reporting. a. Beginning in
45 the two thousand twenty-three--two thousand twenty-four school year, all
46 school districts eligible to receive an apportionment under this section
47 or section thirty-six hundred two-ee of this part shall annually report
48 to the commissioner: (i) the number of four-year-old prekindergarten
49 students the district intends to serve in full-day and half-day slots in
50 district-operated programs in the current year; (ii) the number of four-
51 year-old prekindergarten students the district intends to serve in full-
52 day and half-day slots in programs operated by community-based organiza-
53 tions in the current year; (iii) the number of four-year-old
54 prekindergarten students whose parent or guardian has applied for a seat
55 for them in the current year, but to whom the district lacks capacity to
56 offer a seat; (iv) the total number of four-year-old children residing
S. 4006--A 12 A. 3006--A
1 in the district who are eligible to be served under this section and
2 section thirty-six hundred two-ee of this part, including students whose
3 parent or guardian did not apply, where such information can be reason-
4 ably ascertained; (v) the total number of students who are eligible to
5 enroll in four-year-old prekindergarten but are served in private
6 settings or whose parent or guardian has not chosen to enroll the
7 student in a prekindergarten program where such information can be
8 reasonably ascertained; and (vi) any other information available to
9 districts and necessary to accurately estimate the unmet demand for
10 four-year-old prekindergarten services within the district. This report
11 shall be due no later than September first of each year and shall be
12 collected as part of the application specified pursuant to subdivision
13 five of this section. Beginning November first, two thousand twenty-
14 three, the commissioner shall annually submit a report to the chair-
15 person of the assembly ways and means committee, the chairperson of the
16 senate finance committee and the director of the budget which shall
17 include but not be limited to the information reported by districts
18 under this subdivision.
19 § 13. Subdivision 20 of section 3602-e of the education law is amended
20 by adding a new paragraph b to read as follows:
21 b. Two thousand twenty-three--two thousand twenty-four school year.
22 (i) The universal prekindergarten expansion for the two thousand twen-
23 ty-three--two thousand twenty-four school year shall be equal to twice
24 the product of (1) expansion slots multiplied by (2) selected aid per
25 prekindergarten pupil calculated pursuant to subparagraph (i) of para-
26 graph b of subdivision ten of this section for the two thousand twenty-
27 three--two thousand twenty-four school year.
28 (ii) For purposes of this paragraph, "expansion slots" shall be slots
29 for new full-day four-year-old prekindergarten pupils for purposes of
30 subparagraph (ii) of paragraph b of subdivision ten of this section.
31 Expansion slots shall be equal to the positive difference, if any, of
32 (1) the product of eight hundred ninety-seven thousandths (0.897) multi-
33 plied by unserved four-year-old prekindergarten pupils as defined in
34 subparagraph (iv) of paragraph b of subdivision ten of this section less
35 (2) the sum of four-year-old students served plus the underserved count.
36 If such expansion slots are greater than or equal to ten but less than
37 twenty, the expansion slots shall be twenty; if such expansion slots are
38 less than ten, the expansion slots shall be zero; and for a city school
39 district in a city having a population of one million or more, the
40 expansion slots shall be zero.
41 (iii) For purposes of this paragraph, "four-year-old students served"
42 shall be equal to the sum of (1) the number of four-year-old students
43 served in full-day and half-day settings in a state funded program which
44 must meet the requirements of this section as reported to the department
45 for the two thousand twenty-one--two thousand twenty-two school year,
46 plus (2) the number of four-year-old students served in full-day
47 settings in a state funded program which must meet the requirements of
48 section thirty-six hundred two-ee of this part and for which grants were
49 awarded prior to the two thousand twenty--two thousand twenty-one school
50 year, plus (3) the number of expansion slots allocated pursuant to para-
51 graph b of subdivision nineteen of this section, plus (4) the number of
52 expansion slots allocated pursuant to paragraph a of this subdivision,
53 plus (5) the maximum number of students that may be served in full-day
54 prekindergarten programs funded by grants which must meet the require-
55 ments of section thirty-six hundred two-ee of this part for grants
S. 4006--A 13 A. 3006--A
1 awarded in the two thousand twenty-one--two thousand twenty-two or two
2 thousand twenty-two--two thousand twenty-three school year.
3 (iv) For purposes of this paragraph, the underserved count shall be
4 equal to the positive difference, if any, of (1) the sum of (a) eligible
5 full-day four-year-old prekindergarten pupils as defined in subparagraph
6 (ii) of paragraph b of subdivision ten of this section for the two thou-
7 sand twenty-one--two thousand twenty-two school year, plus (b) the prod-
8 uct of five-tenths (0.5) and the eligible half-day four-year-old prekin-
9 dergarten pupils as defined in subparagraph (iii) of paragraph b of
10 subdivision ten of this section for the two thousand twenty-one--two
11 thousand twenty-two school year, less (2) the positive difference of (a)
12 the number of four-year-old students served in full-day and half-day
13 settings in a state-funded program which must meet the requirements of
14 this section as reported to the department for the two thousand twenty-
15 one--two thousand twenty-two school year, with students served in half-
16 day settings multiplied by five-tenths (0.5), less (b) the number of
17 pupils served in a conversion slot pursuant to section thirty-six
18 hundred two-ee of this part in the two thousand twenty-one--two thousand
19 twenty-two school year multiplied by five-tenths (0.5).
20 § 14. Paragraph d of subdivision 12 of section 3602-e of the education
21 law, as amended by section 17-b of part A of chapter 56 of the laws of
22 2022, is amended to read as follows:
23 d. transitional guidelines and rules which allow a program to meet the
24 required staff qualifications and any other requirements set forth
25 pursuant to this section and regulations adopted by the board of regents
26 and the commissioner; provided that such guidelines include an annual
27 process by which a district may apply to the commissioner by [August]
28 September first of the current school year for a waiver that would allow
29 personnel employed by an eligible agency that is collaborating with a
30 school district to provide prekindergarten services and licensed by an
31 agency other than the department, to meet the staff qualifications
32 prescribed by the licensing or registering agency. Provided, further,
33 that the commissioner shall annually submit a report by [September]
34 November first to the chairperson of the assembly ways and means commit-
35 tee, the chairperson of the senate finance committee and the director of
36 the budget which shall include but not be limited to the following: (a)
37 a listing of the school districts receiving a waiver pursuant to this
38 paragraph from the commissioner for the current school year; (b) the
39 number and proportion of students within each district receiving a waiv-
40 er pursuant to this paragraph for the current school year that are
41 receiving instruction from personnel employed by an eligible agency that
42 is collaborating with a school district to provide prekindergarten
43 services and licensed by an agency other than the department; and (c)
44 the number and proportion of total prekindergarten personnel for each
45 school district that are providing instructional services pursuant to
46 this paragraph that are employed by an eligible agency that is collab-
47 orating with a school district to provide prekindergarten services and
48 licensed by an agency other than the department, to meet the staff qual-
49 ifications prescribed by the licensing or registering agency.
50 § 15. Paragraph c of subdivision 8 of section 3602-ee of the education
51 law, as amended by section 17-a of part A of chapter 56 of the laws of
52 2022, is amended to read as follows:
53 (c) for eligible agencies as defined in paragraph b of subdivision one
54 of section thirty-six hundred two-e of this part that are not schools, a
55 bachelor's degree in early childhood education. Provided however, begin-
56 ning with the two thousand twenty-two--two thousand twenty-three school
S. 4006--A 14 A. 3006--A
1 year, a school district may annually apply to the commissioner by
2 [August] September first of the current school year for a waiver that
3 would allow personnel employed by an eligible agency that is collaborat-
4 ing with a school district to provide prekindergarten services and
5 licensed by an agency other than the department, to meet the staff qual-
6 ifications prescribed by the licensing or registering agency. Provided
7 further that the commissioner shall annually submit a report by [Septem-
8 ber] November first to the chairperson of the assembly ways and means
9 committee, the chairperson of the senate finance committee and the
10 director of the budget which shall include but not be limited to the
11 following: (a) a listing of the school districts receiving a waiver
12 pursuant to this paragraph from the commissioner for the current school
13 year; (b) the number and proportion of students within each district
14 receiving a waiver pursuant to this paragraph for the current school
15 year that are receiving instruction from personnel employed by an eligi-
16 ble agency that is collaborating with a school district to provide prek-
17 indergarten services and licensed by an agency other than the depart-
18 ment; and (c) the number and proportion of total prekindergarten
19 personnel for each school district that are providing instructional
20 services pursuant to this paragraph that are employed by an eligible
21 agency that is collaborating with a school district to provide prekin-
22 dergarten services and licensed by an agency other than the department,
23 to meet the staff qualifications prescribed by the licensing or regis-
24 tering agency.
25 § 16. Subdivision 16 of section 3602-ee of the education law, as
26 amended by section 17 of part A of chapter 56 of the laws of 2022, is
27 amended to read as follows:
28 16. The authority of the department to administer the universal full-
29 day pre-kindergarten program shall expire June thirtieth, two thousand
30 [twenty-three] twenty-four; provided that the program shall continue and
31 remain in full effect.
32 § 17. Paragraph a of subdivision 5 of section 3604 of the education
33 law, as amended by chapter 161 of the laws of 2005, is amended to read
34 as follows:
35 a. State aid adjustments. All errors or omissions in the apportionment
36 shall be corrected by the commissioner. Whenever a school district has
37 been apportioned less money than that to which it is entitled, the
38 commissioner may allot to such district the balance to which it is enti-
39 tled. Whenever a school district has been apportioned more money than
40 that to which it is entitled, the commissioner may, by an order, direct
41 such moneys to be paid back to the state to be credited to the general
42 fund local assistance account for state aid to the schools, or may
43 deduct such amount from the next apportionment to be made to said
44 district, provided, however, that, upon notification of excess payments
45 of aid for which a recovery must be made by the state through deduction
46 of future aid payments, a school district may request that such excess
47 payments be recovered by deducting such excess payments from the
48 payments due to such school district and payable in the month of June in
49 (i) the school year in which such notification was received and (ii) the
50 two succeeding school years, provided further that there shall be no
51 interest penalty assessed against such district or collected by the
52 state. Such request shall be made to the commissioner in such form as
53 the commissioner shall prescribe, and shall be based on documentation
54 that the total amount to be recovered is in excess of one percent of the
55 district's total general fund expenditures for the preceding school
56 year. The amount to be deducted in the first year shall be the greater
S. 4006--A 15 A. 3006--A
1 of (i) the sum of the amount of such excess payments that is recognized
2 as a liability due to other governments by the district for the preced-
3 ing school year and the positive remainder of the district's unreserved
4 fund balance at the close of the preceding school year less the product
5 of the district's total general fund expenditures for the preceding
6 school year multiplied by five percent, or (ii) one-third of such excess
7 payments. The amount to be recovered in the second year shall equal the
8 lesser of the remaining amount of such excess payments to be recovered
9 or one-third of such excess payments, and the remaining amount of such
10 excess payments shall be recovered in the third year. Provided further
11 that, notwithstanding any other provisions of this subdivision, any
12 pending payment of moneys due to such district as a prior year adjust-
13 ment payable pursuant to paragraph c of this subdivision for aid claims
14 that had been previously paid as current year aid payments in excess of
15 the amount to which the district is entitled and for which recovery of
16 excess payments is to be made pursuant to this paragraph, shall be
17 reduced at the time of actual payment by any remaining unrecovered
18 balance of such excess payments, and the remaining scheduled deductions
19 of such excess payments pursuant to this paragraph shall be reduced by
20 the commissioner to reflect the amount so recovered. [The commissioner
21 shall certify no payment to a school district based on a claim submitted
22 later than three years after the close of the school year in which such
23 payment was first to be made. For claims for which payment is first to
24 be made in the nineteen hundred ninety-six--ninety-seven school year,
25 the commissioner shall certify no payment to a school district based on
26 a claim submitted later than two years after the close of such school
27 year.] For claims for which payment is first to be made [in the nineteen
28 hundred ninety-seven--ninety-eight school year and thereafter] prior to
29 the two thousand twenty-two--two thousand twenty-three school year, the
30 commissioner shall certify no payment to a school district based on a
31 claim submitted later than one year after the close of such school year.
32 For claims for which payment is first to be made in the two thousand
33 twenty-two--two thousand twenty-three school year and thereafter, the
34 commissioner shall certify no payment to a school district based on a
35 claim submitted later than the first of November of such school year.
36 Provided, however, no payments shall be barred or reduced where such
37 payment is required as a result of a final audit of the state. [It is
38 further provided that, until June thirtieth, nineteen hundred ninety-
39 six, the commissioner may grant a waiver from the provisions of this
40 section for any school district if it is in the best educational inter-
41 ests of the district pursuant to guidelines developed by the commission-
42 er and approved by the director of the budget.] It is further provided
43 that, for any apportionments provided pursuant to sections seven hundred
44 one, seven hundred eleven, seven hundred fifty-one, seven hundred
45 fifty-three, nineteen hundred fifty, thirty-six hundred two, thirty-six
46 hundred two-b, thirty-six hundred two-c, thirty-six hundred two-e and
47 forty-four hundred five of this chapter for the two thousand twenty-two-
48 -two thousand twenty-three and two thousand twenty-three--two thousand
49 twenty-four school years, the commissioner shall certify no payment to a
50 school district, other than payments pursuant to subdivisions four,
51 six-a, eleven, thirteen and fifteen of section thirty-six hundred two of
52 this part, in excess of the payment computed based on an electronic data
53 file used to produce the school aid computer listing produced by the
54 commissioner in support of the executive budget request submitted for
55 the two thousand twenty-three--two thousand twenty-four state fiscal
56 year and entitled "BT232-4", and further provided that for any appor-
S. 4006--A 16 A. 3006--A
1 tionments provided pursuant to sections seven hundred one, seven hundred
2 eleven, seven hundred fifty-one, seven hundred fifty-three, nineteen
3 hundred fifty, thirty-six hundred two, thirty-six hundred two-b, thir-
4 ty-six hundred two-c, thirty-six hundred two-e and forty-four hundred
5 five of this chapter for the two thousand twenty-four--two thousand
6 twenty-five school year and thereafter, the commissioner shall certify
7 no payment to a school district, other than payments pursuant to subdi-
8 visions four, six-a, eleven, thirteen and fifteen of section thirty-six
9 hundred two of this part, in excess of the payment computed based on an
10 electronic data file used to produce the school aid computer listing
11 produced by the commissioner in support of the executive budget request
12 submitted for the state fiscal year in which the school year commences.
13 § 18. The opening paragraph of section 3609-a of the education law, as
14 amended by section 19 of part A of chapter 56 of the laws of 2022, is
15 amended to read as follows:
16 For aid payable in the two thousand seven--two thousand eight school
17 year through the two thousand twenty-two--two thousand twenty-three
18 school year, "moneys apportioned" shall mean the lesser of (i) the sum
19 of one hundred percent of the respective amount set forth for each
20 school district as payable pursuant to this section in the school aid
21 computer listing for the current year produced by the commissioner in
22 support of the budget which includes the appropriation for the general
23 support for public schools for the prescribed payments and individual-
24 ized payments due prior to April first for the current year plus the
25 apportionment payable during the current school year pursuant to subdi-
26 vision six-a and subdivision fifteen of section thirty-six hundred two
27 of this part minus any reductions to current year aids pursuant to
28 subdivision seven of section thirty-six hundred four of this part or any
29 deduction from apportionment payable pursuant to this chapter for
30 collection of a school district basic contribution as defined in subdi-
31 vision eight of section forty-four hundred one of this chapter, less any
32 grants provided pursuant to subparagraph two-a of paragraph b of subdi-
33 vision four of section ninety-two-c of the state finance law, less any
34 grants provided pursuant to subdivision five of section ninety-seven-
35 nnnn of the state finance law, less any grants provided pursuant to
36 subdivision twelve of section thirty-six hundred forty-one of this arti-
37 cle, or (ii) the apportionment calculated by the commissioner based on
38 data on file at the time the payment is processed; provided however,
39 that for the purposes of any payments made pursuant to this section
40 prior to the first business day of June of the current year, moneys
41 apportioned shall not include any aids payable pursuant to subdivisions
42 six and fourteen, if applicable, of section thirty-six hundred two of
43 this part as current year aid for debt service on bond anticipation
44 notes and/or bonds first issued in the current year or any aids payable
45 for full-day kindergarten for the current year pursuant to subdivision
46 nine of section thirty-six hundred two of this part. The definitions of
47 "base year" and "current year" as set forth in subdivision one of
48 section thirty-six hundred two of this part shall apply to this section.
49 [For aid payable in the two thousand twenty-two--two thousand twenty-
50 three school year, reference to such "school aid computer listing for
51 the current year" shall mean the printouts entitled "SA222-3".] For aid
52 payable in the two thousand twenty-three--two thousand twenty-four
53 school year and thereafter, "moneys apportioned" shall mean the sum of
54 apportionments provided pursuant to subdivision four of section thirty-
55 six hundred two of this article plus the lesser of: (i) the sum of one
56 hundred percent of the respective amount set forth for each school
S. 4006--A 17 A. 3006--A
1 district as payable pursuant to this section in the school aid computer
2 listing for the current year produced by the commissioner in support of
3 the executive budget request which includes the appropriation for the
4 general support for public schools for the prescribed payments and indi-
5 vidualized payments due prior to April first for the current year plus
6 the apportionment payable during the current school year pursuant to
7 subdivisions six-a and fifteen of section thirty-six hundred two of this
8 part minus any reductions to current year aids pursuant to subdivision
9 seven of section thirty-six hundred four of this part or any deduction
10 from apportionment payable pursuant to this chapter for collection of a
11 school district basic contribution as defined in subdivision eight of
12 section forty-four hundred one of this chapter, less any grants provided
13 pursuant to subparagraph two-a of paragraph b of subdivision four of
14 section ninety-two-c of the state finance law, less any grants provided
15 pursuant to subdivision six of section ninety-seven-nnnn of the state
16 finance law, less any grants provided pursuant to subdivision twelve of
17 section thirty-six hundred forty-one of this article, less apportion-
18 ments provided pursuant to subdivision four of section thirty-six
19 hundred two of this article, or (ii) the apportionment calculated by the
20 commissioner based on data on file at the time the payment is processed,
21 excluding apportionments provided pursuant to subdivision four of
22 section thirty-six hundred two of this article; provided however, that
23 for the purposes of any payments made pursuant to this section prior to
24 the first business day of June of the current year, moneys apportioned
25 shall not include any aids payable pursuant to subdivisions six and
26 fourteen, if applicable, of section thirty-six hundred two of this part
27 as current year aid for debt service on bond anticipation notes and/or
28 bonds first issued in the current year or any aids payable for full-day
29 kindergarten for the current year pursuant to subdivision nine of
30 section thirty-six hundred two of this part. For aid payable in the two
31 thousand twenty-three--two thousand twenty-four school year, reference
32 to such "school aid computer listing for the current year" shall mean
33 the printouts entitled "BT232-4".
34 § 19. Section 3638 of the education law is amended by adding a new
35 subdivision 7 to read as follows:
36 7. Zero-emission bus progress reporting. a. Beginning in the two thou-
37 sand twenty-three--two thousand twenty-four school year, all school
38 districts eligible to receive an apportionment under subdivision seven
39 of section thirty-six hundred two of this article shall annually submit
40 to the commissioner a progress report on the implementation of zero-em-
41 ission buses as required under this section in a format prescribed by
42 the commissioner and approved by the director of the budget. The report
43 shall include, but not be limited to, (i) sufficiency of the electric
44 grid to support anticipated electrical needs, (ii) the availability and
45 installation of charging stations and other components required to
46 support the anticipated full needs for zero-emission school buses, (iii)
47 progress of the training and workforce development needed to support,
48 maintain, and service zero-emission buses, (iv) the number and propor-
49 tion of zero-emission buses purchased, leased, or utilized by districts
50 providing transportation services currently in use and the total antic-
51 ipated number for the next two years, and (v) the number and proportion
52 of zero-emission buses purchased, leased, or utilized by contractors
53 providing transportation services currently in use and the total antic-
54 ipated number for the next two years. These reports shall be due no
55 later than August first of each year. Beginning October first, two
56 thousand twenty-three, the commissioner shall annually submit a report
S. 4006--A 18 A. 3006--A
1 to the chairperson of the assembly ways and means committee, the chair-
2 person of the senate finance committee and the director of the budget
3 which shall include but not be limited to the information reported by
4 districts under this subdivision.
5 § 20. Subdivision b of section 2 of chapter 756 of the laws of 1992,
6 relating to funding a program for work force education conducted by the
7 consortium for worker education in New York city, as amended by section
8 20 of part A of chapter 56 of the laws of 2022, is amended to read as
9 follows:
10 b. Reimbursement for programs approved in accordance with subdivision
11 a of this section for the reimbursement for the 2018--2019 school year
12 shall not exceed 59.4 percent of the lesser of such approvable costs per
13 contact hour or fourteen dollars and ninety-five cents per contact hour,
14 reimbursement for the 2019--2020 school year shall not exceed 57.7
15 percent of the lesser of such approvable costs per contact hour or
16 fifteen dollars sixty cents per contact hour, reimbursement for the
17 2020--2021 school year shall not exceed 56.9 percent of the lesser of
18 such approvable costs per contact hour or sixteen dollars and twenty-
19 five cents per contact hour, reimbursement for the 2021--2022 school
20 year shall not exceed 56.0 percent of the lesser of such approvable
21 costs per contact hour or sixteen dollars and forty cents per contact
22 hour, [and] reimbursement for the 2022--2023 school year shall not
23 exceed 55.7 percent of the lesser of such approvable costs per contact
24 hour or sixteen dollars and sixty cents per contact hour, and reimburse-
25 ment for the 2023--2024 school year shall not exceed 54.7 percent of the
26 lesser of such approvable costs per contact hour or eighteen dollars per
27 contact hour, and where a contact hour represents sixty minutes of
28 instruction services provided to an eligible adult. Notwithstanding any
29 other provision of law to the contrary, for the 2018--2019 school year
30 such contact hours shall not exceed one million four hundred sixty-three
31 thousand nine hundred sixty-three (1,463,963); for the 2019--2020 school
32 year such contact hours shall not exceed one million four hundred
33 forty-four thousand four hundred forty-four (1,444,444); for the
34 2020--2021 school year such contact hours shall not exceed one million
35 four hundred six thousand nine hundred twenty-six (1,406,926); for the
36 2021--2022 school year such contact hours shall not exceed one million
37 four hundred sixteen thousand one hundred twenty-two (1,416,122); [and]
38 for the 2022--2023 school year such contact hours shall not exceed one
39 million four hundred six thousand nine hundred twenty-six (1,406,926);
40 and for the 2023--2024 school year such contact hours shall not exceed
41 one million one hundred sixty-eight thousand six hundred ninety-nine
42 (1,168,699). Notwithstanding any other provision of law to the contrary,
43 the apportionment calculated for the city school district of the city of
44 New York pursuant to subdivision 11 of section 3602 of the education law
45 shall be computed as if such contact hours provided by the consortium
46 for worker education, not to exceed the contact hours set forth herein,
47 were eligible for aid in accordance with the provisions of such subdivi-
48 sion 11 of section 3602 of the education law.
49 § 21. Section 4 of chapter 756 of the laws of 1992, relating to fund-
50 ing a program for work force education conducted by the consortium for
51 worker education in New York city, is amended by adding a new subdivi-
52 sion bb to read as follows:
53 bb. The provisions of this subdivision shall not apply after the
54 completion of payments for the 2023--24 school year. Notwithstanding any
55 inconsistent provisions of law, the commissioner of education shall
56 withhold a portion of employment preparation education aid due to the
S. 4006--A 19 A. 3006--A
1 city school district of the city of New York to support a portion of the
2 costs of the work force education program. Such moneys shall be credited
3 to the elementary and secondary education fund-local assistance account
4 and shall not exceed eleven million five hundred thousand dollars
5 ($11,500,000).
6 § 22. Section 6 of chapter 756 of the laws of 1992, relating to fund-
7 ing a program for work force education conducted by the consortium for
8 worker education in New York city, as amended by section 22 of part A of
9 chapter 56 of the laws of 2022, is amended to read as follows:
10 § 6. This act shall take effect July 1, 1992, and shall be deemed
11 repealed [on] June 30, [2023] 2024.
12 § 23. Subdivision 2 of section 44 of part CCC of chapter 59 of the
13 laws of 2018 amending the education law, relating to a statement of the
14 total funding allocation, is amended to read as follows:
15 2. Sections four and four-a of this act shall expire and be deemed
16 repealed June 30, [2023] 2028; and
17 § 24. Section 12 of chapter 147 of the laws of 2001 amending the
18 education law relating to conditional appointment of school district,
19 charter school or BOCES employees, as amended by section 24 of part A of
20 chapter 56 of the laws of 2022, is amended to read as follows:
21 § 12. This act shall take effect on the same date as chapter 180 of
22 the laws of 2000 takes effect[, and shall expire July 1, 2023 when upon
23 such date the provisions of this act shall be deemed repealed].
24 § 25. Section 12 of part C of chapter 56 of the laws of 2020 direct-
25 ing the commissioner of education to appoint a monitor for the
26 Rochester city school district, establishing the powers and duties
27 of such monitor and certain other officers and relating to the appor-
28 tionment of aid to such school district, is amended to read as
29 follows:
30 § 12. This act shall take effect immediately, provided, however, that
31 sections two, three, four, five, six, seven, eight, nine and ten of this
32 act shall expire and be deemed repealed June 30, [2023] 2025; and
33 provided further, however that sections one and eleven of this act shall
34 expire and be deemed repealed June 30, 2049.
35 § 26. Subdivision 11 of section 94 of part C of chapter 57 of the laws
36 of 2004 relating to the support of education, as amended by section 37
37 of part A of chapter 56 of the laws of 2020, is amended to read as
38 follows:
39 11. section seventy-one of this act shall expire and be deemed
40 repealed June 30, [2023] 2028;
41 § 27. 1. The education department shall conduct a comprehensive study
42 of alternative tuition rate-setting methodologies for approved providers
43 operating school-age programs receiving funding under article 81 and
44 article 89 of the education law and providers operating approved
45 preschool special education programs under section 4410 of the education
46 law. The department shall ensure that such study consider stakeholder
47 feedback and include, but not be limited to, a comparative analysis of
48 rate-setting methodologies utilized by other agencies of the state of
49 New York, including the rate-setting methodology utilized by the office
50 of children and family services for private residential school programs;
51 options and recommendations for an alternative rate-setting methodology
52 or methodologies; cost estimates for such alternative methodologies; and
53 an analysis of current provider tuition rates compared to tuition rates
54 that would be established under such alternative methodologies.
55 2. At a minimum, any recommended alternative rate-setting methodology
56 or methodologies proposed for such preschool and school-age providers
S. 4006--A 20 A. 3006--A
1 shall: (a) in total, be cost neutral to the state, school districts and
2 counties; (b) substantially restrict or eliminate tuition rate appeals;
3 (c) establish tuition rates that are calculated based on standardized
4 parameters and criteria, including, but not limited to, defined program
5 and staffing models, regional costs, and minimum required enrollment
6 levels as a percentage of program operating capacities; (d) include a
7 schedule to phase in new tuition rates in accordance with the recom-
8 mended methodology or methodologies; and (e) ensure tuition rates for
9 all programs can be calculated no later than the beginning of each
10 school year.
11 3. The education department shall present its recommendations and
12 analysis to the division of the budget no later than July 1, 2025,
13 provided, however, that the department shall regularly consult with the
14 division of the budget throughout completion of its study. Adoption of
15 any alternative rate-setting methodologies shall be subject to the
16 approval of the director of the division of the budget.
17 § 28. Section 3 of chapter 507 of the laws of 1974, relating to
18 providing for the apportionment of state monies to certain nonpublic
19 schools, to reimburse them for their expenses in complying with certain
20 state requirements for the administration of state testing and evalu-
21 ation programs and for participation in state programs for the reporting
22 of basic educational data, as amended by section 38 of part A of chapter
23 56 of the laws of 2021, is amended to read as follows:
24 § 3. Apportionment. a. The commissioner shall annually apportion to
25 each qualifying school, for school years beginning on and after July
26 first, nineteen hundred seventy-four, an amount equal to the actual cost
27 incurred by each such school during the preceding school year for
28 providing services required by law to be rendered to the state in
29 compliance with the requirements of the state's pupil evaluation
30 program, the basic educational data system, regents examinations, the
31 statewide evaluation plan, the uniform procedure for pupil attendance
32 reporting, the state's immunization program and other similar state
33 prepared examinations and reporting procedures. Provided that each
34 nonpublic school that seeks aid payable in the two thousand twenty--two
35 thousand twenty-one school year to reimburse two thousand nineteen--two
36 thousand twenty school year expenses shall submit a claim for such aid
37 to the state education department no later than May fifteenth, two thou-
38 sand twenty-one and such claims shall be paid by the state education
39 department no later than June thirtieth, two thousand twenty-one.
40 Provided further that each nonpublic school that seeks aid payable in
41 the two thousand twenty-one--two thousand twenty-two school year and
42 thereafter shall submit a claim for such aid to the state education
43 department no later than April first of the school year in which aid is
44 payable and such claims shall be paid by the state education department
45 no later than May thirty-first of such school year. Provided further
46 that, for aid payable in the two thousand twenty-three--two thousand
47 twenty-four school year and thereafter, the state's liability under this
48 section shall be limited to the annual amount appropriated for such
49 purpose. In the event that total claims submitted exceed the appropri-
50 ation available for such aid, each claimant shall only be reimbursed an
51 amount equal to the percentage that each such claimant represents to the
52 total of all claims submitted.
53 b. Such nonpublic schools shall be eligible to receive aid based on
54 the number of days or portion of days attendance is taken and either a
55 5.0/5.5 hour standard instructional day, or another work day as certi-
56 fied by the nonpublic school officials, in accordance with the methodol-
S. 4006--A 21 A. 3006--A
1 ogy for computing salary and benefits applied by the department in
2 paying aid for the two thousand twelve--two thousand thirteen and prior
3 school years.
4 c. The commissioner shall annually apportion to each qualifying school
5 in the cities of New York, Buffalo and Rochester, for school years
6 beginning on or after July first two thousand sixteen, an amount equal
7 to the actual cost incurred by each such school during the preceding
8 school year in meeting the recording and reporting requirements of the
9 state school immunization program, provided that the state's liability
10 shall be limited to the amount appropriated for this purpose.
11 § 29. Special apportionment for salary expenses. 1. Notwithstanding
12 any other provision of law, upon application to the commissioner of
13 education, not sooner than the first day of the second full business
14 week of June 2024 and not later than the last day of the third full
15 business week of June 2024, a school district eligible for an apportion-
16 ment pursuant to section 3602 of the education law shall be eligible to
17 receive an apportionment pursuant to this section, for the school year
18 ending June 30, 2024, for salary expenses incurred between April 1 and
19 June 30, 2023 and such apportionment shall not exceed the sum of (a) the
20 deficit reduction assessment of 1990--1991 as determined by the commis-
21 sioner of education, pursuant to paragraph f of subdivision 1 of section
22 3602 of the education law, as in effect through June 30, 1993, plus (b)
23 186 percent of such amount for a city school district in a city with a
24 population in excess of 1,000,000 inhabitants, plus (c) 209 percent of
25 such amount for a city school district in a city with a population of
26 more than 195,000 inhabitants and less than 219,000 inhabitants accord-
27 ing to the latest federal census, plus (d) the net gap elimination
28 adjustment for 2010--2011, as determined by the commissioner of educa-
29 tion pursuant to chapter 53 of the laws of 2010, plus (e) the gap elimi-
30 nation adjustment for 2011-- 2012 as determined by the commissioner of
31 education pursuant to subdivision 17 of section 3602 of the education
32 law, and provided further that such apportionment shall not exceed such
33 salary expenses. Such application shall be made by a school district,
34 after the board of education or trustees have adopted a resolution to do
35 so and in the case of a city school district in a city with a population
36 in excess of 125,000 inhabitants, with the approval of the mayor of such
37 city.
38 2. The claim for an apportionment to be paid to a school district
39 pursuant to subdivision 1 of this section shall be submitted to the
40 commissioner of education on a form prescribed for such purpose, and
41 shall be payable upon determination by such commissioner that the form
42 has been submitted as prescribed. Such approved amounts shall be payable
43 on the same day in September of the school year following the year in
44 which application was made as funds provided pursuant to subparagraph 4
45 of paragraph b of subdivision 4 of section 92-c of the state finance
46 law, on the audit and warrant of the state comptroller on vouchers
47 certified or approved by the commissioner of education in the manner
48 prescribed by law from moneys in the state lottery fund and from the
49 general fund to the extent that the amount paid to a school district
50 pursuant to this section exceeds the amount, if any, due such school
51 district pursuant to subparagraph 2 of paragraph a of subdivision 1 of
52 section 3609-a of the education law in the school year following the
53 year in which application was made.
54 3. Notwithstanding the provisions of section 3609-a of the education
55 law, an amount equal to the amount paid to a school district pursuant to
56 subdivisions 1 and 2 of this section shall first be deducted from the
S. 4006--A 22 A. 3006--A
1 following payments due the school district during the school year
2 following the year in which application was made pursuant to subpara-
3 graphs 1, 2, 3, 4 and 5 of paragraph a of subdivision 1 of section
4 3609-a of the education law in the following order: the lottery appor-
5 tionment payable pursuant to subparagraph 2 of such paragraph followed
6 by the fixed fall payments payable pursuant to subparagraph 4 of such
7 paragraph and then followed by the district's payments to the teachers'
8 retirement system pursuant to subparagraph 1 of such paragraph, and any
9 remainder to be deducted from the individualized payments due the
10 district pursuant to paragraph b of such subdivision shall be deducted
11 on a chronological basis starting with the earliest payment due the
12 district.
13 § 30. Special apportionment for public pension accruals. 1. Notwith-
14 standing any other provision of law, upon application to the commission-
15 er of education, not later than June 30, 2024, a school district eligi-
16 ble for an apportionment pursuant to section 3602 of the education law
17 shall be eligible to receive an apportionment pursuant to this section,
18 for the school year ending June 30, 2024 and such apportionment shall
19 not exceed the additional accruals required to be made by school
20 districts in the 2004--2005 and 2005--2006 school years associated with
21 changes for such public pension liabilities. The amount of such addi-
22 tional accrual shall be certified to the commissioner of education by
23 the president of the board of education or the trustees or, in the case
24 of a city school district in a city with a population in excess of
25 125,000 inhabitants, the mayor of such city. Such application shall be
26 made by a school district, after the board of education or trustees have
27 adopted a resolution to do so and in the case of a city school district
28 in a city with a population in excess of 125,000 inhabitants, with the
29 approval of the mayor of such city.
30 2. The claim for an apportionment to be paid to a school district
31 pursuant to subdivision 1 of this section shall be submitted to the
32 commissioner of education on a form prescribed for such purpose, and
33 shall be payable upon determination by such commissioner that the form
34 has been submitted as prescribed. Such approved amounts shall be payable
35 on the same day in September of the school year following the year in
36 which application was made as funds provided pursuant to subparagraph 4
37 of paragraph b of subdivision 4 of section 92-c of the state finance
38 law, on the audit and warrant of the state comptroller on vouchers
39 certified or approved by the commissioner of education in the manner
40 prescribed by law from moneys in the state lottery fund and from the
41 general fund to the extent that the amount paid to a school district
42 pursuant to this section exceeds the amount, if any, due such school
43 district pursuant to subparagraph 2 of paragraph a of subdivision 1 of
44 section 3609-a of the education law in the school year following the
45 year in which application was made.
46 3. Notwithstanding the provisions of section 3609-a of the education
47 law, an amount equal to the amount paid to a school district pursuant to
48 subdivisions 1 and 2 of this section shall first be deducted from the
49 following payments due the school district during the school year
50 following the year in which application was made pursuant to subpara-
51 graphs 1, 2, 3, 4 and 5 of paragraph a of subdivision 1 of section
52 3609-a of the education law in the following order: the lottery appor-
53 tionment payable pursuant to subparagraph 2 of such paragraph followed
54 by the fixed fall payments payable pursuant to subparagraph 4 of such
55 paragraph and then followed by the district's payments to the teachers'
56 retirement system pursuant to subparagraph 1 of such paragraph, and any
S. 4006--A 23 A. 3006--A
1 remainder to be deducted from the individualized payments due the
2 district pursuant to paragraph b of such subdivision shall be deducted
3 on a chronological basis starting with the earliest payment due the
4 district.
5 § 31. The amounts specified in this section shall be a set-aside from
6 the state funds which each such district is receiving from the total
7 foundation aid:
8 1. for the development, maintenance or expansion of magnet schools or
9 magnet school programs for the 2023--2024 school year. For the city
10 school district of the city of New York there shall be a set-aside of
11 foundation aid equal to forty-eight million one hundred seventy-five
12 thousand dollars ($48,175,000) including five hundred thousand dollars
13 ($500,000) for the Andrew Jackson High School; for the Buffalo city
14 school district, twenty-one million twenty-five thousand dollars
15 ($21,025,000); for the Rochester city school district, fifteen million
16 dollars ($15,000,000); for the Syracuse city school district, thirteen
17 million dollars ($13,000,000); for the Yonkers city school district,
18 forty-nine million five hundred thousand dollars ($49,500,000); for the
19 Newburgh city school district, four million six hundred forty-five thou-
20 sand dollars ($4,645,000); for the Poughkeepsie city school district,
21 two million four hundred seventy-five thousand dollars ($2,475,000); for
22 the Mount Vernon city school district, two million dollars ($2,000,000);
23 for the New Rochelle city school district, one million four hundred ten
24 thousand dollars ($1,410,000); for the Schenectady city school district,
25 one million eight hundred thousand dollars ($1,800,000); for the Port
26 Chester city school district, one million one hundred fifty thousand
27 dollars ($1,150,000); for the White Plains city school district, nine
28 hundred thousand dollars ($900,000); for the Niagara Falls city school
29 district, six hundred thousand dollars ($600,000); for the Albany city
30 school district, three million five hundred fifty thousand dollars
31 ($3,550,000); for the Utica city school district, two million dollars
32 ($2,000,000); for the Beacon city school district, five hundred sixty-
33 six thousand dollars ($566,000); for the Middletown city school
34 district, four hundred thousand dollars ($400,000); for the Freeport
35 union free school district, four hundred thousand dollars ($400,000);
36 for the Greenburgh central school district, three hundred thousand
37 dollars ($300,000); for the Amsterdam city school district, eight
38 hundred thousand dollars ($800,000); for the Peekskill city school
39 district, two hundred thousand dollars ($200,000); and for the Hudson
40 city school district, four hundred thousand dollars ($400,000).
41 2. Notwithstanding any inconsistent provision of law to the contrary,
42 a school district setting aside such foundation aid pursuant to this
43 section may use such set-aside funds for: (a) any instructional or
44 instructional support costs associated with the operation of a magnet
45 school; or (b) any instructional or instructional support costs associ-
46 ated with implementation of an alternative approach to promote diversity
47 and/or enhancement of the instructional program and raising of standards
48 in elementary and secondary schools of school districts having substan-
49 tial concentrations of minority students.
50 3. The commissioner of education shall not be authorized to withhold
51 foundation aid from a school district that used such funds in accordance
52 with this subdivision, notwithstanding any inconsistency with a request
53 for proposals issued by such commissioner for the purpose of attendance
54 improvement and dropout prevention for the 2023--2024 school year, and
55 for any city school district in a city having a population of more than
56 one million, the set-aside for attendance improvement and dropout
S. 4006--A 24 A. 3006--A
1 prevention shall equal the amount set aside in the base year. For the
2 2023--2024 school year, it is further provided that any city school
3 district in a city having a population of more than one million shall
4 allocate at least one-third of any increase from base year levels in
5 funds set aside pursuant to the requirements of this section to communi-
6 ty-based organizations. Any increase required pursuant to this section
7 to community-based organizations must be in addition to allocations
8 provided to community-based organizations in the base year.
9 4. For the purpose of teacher support for the 2023--2024 school year:
10 for the city school district of the city of New York, sixty-two million
11 seven hundred seven thousand dollars ($62,707,000); for the Buffalo city
12 school district, one million seven hundred forty-one thousand dollars
13 ($1,741,000); for the Rochester city school district, one million seven-
14 ty-six thousand dollars ($1,076,000); for the Yonkers city school
15 district, one million one hundred forty-seven thousand dollars
16 ($1,147,000); and for the Syracuse city school district, eight hundred
17 nine thousand dollars ($809,000). All funds made available to a school
18 district pursuant to this section shall be distributed among teachers
19 including prekindergarten teachers and teachers of adult vocational and
20 academic subjects in accordance with this section and shall be in addi-
21 tion to salaries heretofore or hereafter negotiated or made available;
22 provided, however, that all funds distributed pursuant to this section
23 for the current year shall be deemed to incorporate all funds distrib-
24 uted pursuant to former subdivision 27 of section 3602 of the education
25 law for prior years. In school districts where the teachers are repres-
26 ented by certified or recognized employee organizations, all salary
27 increases funded pursuant to this section shall be determined by sepa-
28 rate collective negotiations conducted pursuant to the provisions and
29 procedures of article 14 of the civil service law, notwithstanding the
30 existence of a negotiated agreement between a school district and a
31 certified or recognized employee organization.
32 § 32. Support of public libraries. The moneys appropriated for the
33 support of public libraries by a chapter of the laws of 2023 enacting
34 the aid to localities budget shall be apportioned for the 2023-2024
35 state fiscal year in accordance with the provisions of sections 271,
36 272, 273, 282, 284, and 285 of the education law as amended by the
37 provisions of such chapter and the provisions of this section, provided
38 that library construction aid pursuant to section 273-a of the education
39 law shall not be payable from the appropriations for the support of
40 public libraries and provided further that no library, library system or
41 program, as defined by the commissioner of education, shall receive less
42 total system or program aid than it received for the year 2001-2002
43 except as a result of a reduction adjustment necessary to conform to the
44 appropriations for support of public libraries.
45 Notwithstanding any other provision of law to the contrary the moneys
46 appropriated for the support of public libraries for the year 2023-2024
47 by a chapter of the laws of 2023 enacting the aid to localities budget
48 shall fulfill the state's obligation to provide such aid and, pursuant
49 to a plan developed by the commissioner of education and approved by the
50 director of the budget, the aid payable to libraries and library systems
51 pursuant to such appropriations shall be reduced proportionately to
52 ensure that the total amount of aid payable does not exceed the total
53 appropriations for such purpose.
54 § 33. Subparagraph 2 of paragraph a of section 1 of chapter 94 of the
55 laws of 2002 relating to the financial stability of the Rochester city
56 school district, is amended to read as follows:
S. 4006--A 25 A. 3006--A
1 (2) Notwithstanding any other provisions of law, for aid payable in
2 the 2002-03 through [2022-23] 2027-28 school years, an amount equal to
3 twenty million dollars ($20,000,000) of general support for public
4 schools otherwise due and payable to the Rochester city school district
5 on or before September first of the applicable school year shall be for
6 an entitlement period ending the immediately preceding June thirtieth.
7 § 34. Severability. The provisions of this act shall be severable, and
8 if the application of any clause, sentence, paragraph, subdivision,
9 section or part of this act to any person or circumstance shall be
10 adjudged by any court of competent jurisdiction to be invalid, such
11 judgment shall not necessarily affect, impair or invalidate the applica-
12 tion of any such clause, sentence, paragraph, subdivision, section, part
13 of this act or remainder thereof, as the case may be, to any other
14 person or circumstance, but shall be confined in its operation to the
15 clause, sentence, paragraph, subdivision, section or part thereof
16 directly involved in the controversy in which such judgment shall have
17 been rendered.
18 § 35. This act shall take effect immediately, and shall be deemed to
19 have been in full force and effect on and after April 1, 2023, provided,
20 however, that:
21 1. Sections one, two, three, five, eight, nine, ten, eleven, fourteen,
22 fifteen, sixteen, eighteen, twenty-two, thirty-one, and thirty-three of
23 this act shall take effect July 1, 2023;
24 2. Section three of this act shall expire and be deemed repealed June
25 30, 2024;
26 3. Section nineteen of this act shall expire and be deemed repealed
27 June 30, 2036; and
28 4. The amendments to chapter 756 of the laws of 1992 relating to fund-
29 ing a program for work force education conducted by a consortium for
30 worker education in New York city made by sections twenty and twenty-one
31 of this act shall not affect the repeal of such chapter and shall be
32 deemed repealed therewith.
33 PART B
34 Section 1. The opening paragraph of subparagraph 4 of paragraph h of
35 subdivision 2 of section 355 of the education law, as amended by section
36 1 of part JJJ of chapter 59 of the laws of 2017, is amended to read as
37 follows:
38 The trustees shall not impose a differential tuition charge based upon
39 need or income. Except as hereinafter provided, all students enrolled in
40 programs leading to like degrees at state-operated institutions of the
41 state university shall be charged a uniform rate of tuition except for
42 differential tuition rates based on state residency. Provided, however,
43 that the trustees may authorize the presidents of the colleges of tech-
44 nology and the colleges of agriculture and technology to set differing
45 rates of tuition for each of the colleges for students enrolled in
46 degree-granting programs leading to an associate degree and non-degree
47 granting programs so long as such tuition rate does not exceed the
48 tuition rate charged to students who are enrolled in like degree
49 programs or degree-granting undergraduate programs leading to a bacca-
50 laureate degree at other state-operated institutions of the state
51 university of New York. Provided further, that the trustees may estab-
52 lish a differential tuition charge for students attending the university
53 centers at Albany, Binghamton, Buffalo, and Stony Brook pursuant to
54 subdivision four-c of this section. Notwithstanding any other provision
S. 4006--A 26 A. 3006--A
1 of this subparagraph, the trustees may authorize the setting of a sepa-
2 rate category of tuition rate, that shall be greater than the tuition
3 rate for resident students and less than the tuition rate for non-resi-
4 dent students, only for students enrolled in distance learning courses
5 who are not residents of the state. Except as otherwise authorized in
6 this subparagraph, the trustees shall not adopt changes affecting
7 tuition charges prior to the enactment of the annual budget, provided
8 however that:
9 § 2. Subparagraph 4 of paragraph h of subdivision 2 of section 355 of
10 the education law, as amended by section 2 of chapter 437 of the laws of
11 2015, is amended to read as follows:
12 (4) The trustees shall not impose a differential tuition charge based
13 upon need or income. All students enrolled in programs leading to like
14 degrees at state-operated institutions of the state university shall be
15 charged a uniform rate of tuition except for differential tuition rates
16 based on state residency. Provided, however, that the trustees may
17 authorize the presidents of the colleges of technology and the colleges
18 of agriculture and technology to set differing rates of tuition for each
19 of the colleges for students enrolled in degree-granting programs lead-
20 ing to an associate degree and non-degree granting programs so long as
21 such tuition rate does not exceed the tuition rate charged to students
22 who are enrolled in like degree programs or degree-granting undergradu-
23 ate programs leading to a baccalaureate degree at other state-operated
24 institutions of the state university of New York. Provided further,
25 that the trustees may establish a differential tuition charge for
26 students attending the university centers at Albany, Binghamton,
27 Buffalo, and Stony Brook pursuant to subdivision four-c of this section.
28 Notwithstanding any other provision of this subparagraph, the trustees
29 may authorize the setting of a separate category of tuition rate, that
30 shall be greater than the tuition rate for resident students and less
31 than the tuition rate for non-resident students, only for students
32 enrolled in distance learning courses who are not residents of the
33 state. The trustees shall not adopt changes affecting tuition charges
34 prior to the enactment of the annual budget.
35 § 3. Paragraph h of subdivision 2 of section 355 of the education law
36 is amended by adding two new subparagraphs 4-a-1 and 4-c to read as
37 follows:
38 (4-a-1) Commencing in the two thousand twenty-three--two thousand
39 twenty-four academic year through the two thousand twenty-seven--two
40 thousand twenty-eight academic year, following the review and approval
41 of the chancellor of the state university or his or her designee the
42 board of trustees may annually raise non-resident undergraduate rates of
43 tuition for the four university centers at Albany, Binghamton, Buffalo,
44 and Stony Brook if the board shall determine that such rate increase is
45 competitive with the rates of tuition charged by peer institutions,
46 provided however that in no year shall such rate of tuition exceed one
47 hundred and ten percent of the tuition rate for the university centers
48 in the prior academic year.
49 (4-c) Commencing with the two thousand twenty-three--two thousand
50 twenty-four academic year and thereafter, the board of trustees may
51 raise resident undergraduate rates of tuition in excess of the tuition
52 rates of the prior academic year by as much as the lower of (i) the
53 general higher education price index (HEPI) released annually by the
54 Commonfund Asset Management Company, Inc. founded in 1971, or other
55 alternative entity that may be responsible for this index into the
56 future, released most recently prior to the start of each academic year,
S. 4006--A 27 A. 3006--A
1 or (ii) three percent. Notwithstanding the preceding, and upon the
2 approval of the state university of New York board of trustees, the
3 following institutions may have additional increases to the resident
4 rates of undergraduate tuition that are in addition to any impact from
5 the preceding; for the university center at Albany, the university
6 center at Binghamton, the university center at Buffalo, and the univer-
7 sity center at Stony Brook such annual increase may include up to an
8 additional six percentage points. Notwithstanding the preceding, no
9 such additional annual increase shall result in a rate in excess of
10 thirty percent higher than the rate charged in such year for state-oper-
11 ated institutions other than the university center at Albany, the
12 university center at Binghamton, the university center at Buffalo, and
13 the university center at Stony Brook. Monies generated by these prospec-
14 tive increases shall be used directly to support student access, student
15 services, research and discovery, and the success of the university
16 system.
17 § 4. Paragraph (a) of subdivision 7 of section 6206 of the education
18 law is amended by adding a new subparagraph (vi) to read as follows:
19 (vi) Commencing with the two thousand twenty-three--two thousand twen-
20 ty-four academic year and thereafter, the city university of New York
21 board of trustees may raise resident undergraduate rates of tuition in
22 excess of the tuition rates of the prior academic year by as much as the
23 lower of (A) the general higher education price index (HEPI) released
24 annually by the Commonfund Asset Management Company, Inc. founded in
25 1971, or other alternative entity that may be responsible for this index
26 into the future, released most recently prior to the start of each
27 academic year, or (B) three percent. Monies generated by these prospec-
28 tive increases shall be used directly to support student access, student
29 services, research and discovery, and the success of the university
30 system.
31 § 5. Paragraph (a) of subdivision 7 of section 6206 of the education
32 law, as amended by chapter 669 of the laws of 2022, is amended to read
33 as follows:
34 (a) (i) The board of trustees shall establish positions, departments,
35 divisions and faculties; appoint and in accordance with the provisions
36 of law fix salaries of instructional and non-instructional employees
37 therein; establish and conduct courses and curricula; prescribe condi-
38 tions of student admission, attendance and discharge; and shall have the
39 power to determine in its discretion whether tuition shall be charged
40 and to regulate tuition charges, and other instructional and non-in-
41 structional fees and other fees and charges at the educational units of
42 the city university. The trustees shall review any proposed community
43 college tuition increase and the justification for such increase. The
44 justification provided by the community college for such increase shall
45 include a detailed analysis of ongoing operating costs, capital, debt
46 service expenditures, and all revenues. The trustees shall not impose a
47 differential tuition charge based upon need or income. All students
48 enrolled in programs leading to like degrees at the senior colleges
49 shall be charged a uniform rate of tuition, except for differential
50 tuition rates based on state residency. Notwithstanding any other
51 provision of this paragraph, the trustees may authorize the setting of a
52 separate category of tuition rate, that shall be greater than the
53 tuition rate for resident students and less than the tuition rate for
54 non-resident students, only for students enrolled in distance learning
55 courses who are not residents of the state. The trustees shall further
56 provide that the payment of tuition and fees by any student who is not a
S. 4006--A 28 A. 3006--A
1 resident of New York state, other than a non-immigrant noncitizen within
2 the meaning of paragraph (15) of subsection (a) of section 1101 of title
3 8 of the United States Code, shall be paid at a rate or charge no great-
4 er than that imposed for students who are residents of the state if such
5 student:
6 [(i)] (1) attended an approved New York high school for two or more
7 years, graduated from an approved New York high school and applied for
8 attendance at an institution or educational unit of the city university
9 within five years of receiving a New York state high school diploma; or
10 [(ii)] (2) attended an approved New York state program for general
11 equivalency diploma exam preparation, received a general equivalency
12 diploma issued within New York state and applied for attendance at an
13 institution or educational unit of the city university within five years
14 of receiving a general equivalency diploma issued within New York state;
15 or
16 [(iii)] (3) was enrolled in an institution or educational unit of the
17 city university in the fall semester or quarter of the two thousand
18 one--two thousand two academic year and was authorized by such institu-
19 tion or educational unit to pay tuition at the rate or charge imposed
20 for students who are residents of the state.
21 A student without lawful immigration status shall also be required to
22 file an affidavit with such institution or educational unit stating that
23 the student has filed an application to legalize his or her immigration
24 status, or will file such an application as soon as he or she is eligi-
25 ble to do so. The trustees shall not adopt changes in tuition charges
26 prior to the enactment of the annual budget. The board of trustees may
27 accept as partial reimbursement for the education of veterans of the
28 armed forces of the United States who are otherwise qualified such sums
29 as may be authorized by federal legislation to be paid for such educa-
30 tion. The board of trustees may conduct on a fee basis extension courses
31 and courses for adult education appropriate to the field of higher
32 education. In all courses and courses of study it may, in its
33 discretion, require students to pay library, laboratory, locker, break-
34 age and other instructional and non-instructional fees and meet the cost
35 of books and consumable supplies. In addition to the foregoing fees and
36 charges, the board of trustees may impose and collect fees and charges
37 for student government and other student activities and receive and
38 expend them as agent or trustee.
39 (ii) Commencing with the two thousand twenty-three--two thousand twen-
40 ty-four academic year and thereafter, the city university of New York
41 board of trustees may raise resident undergraduate rates of tuition in
42 excess of the tuition rates of the prior academic year by as much as the
43 lower of (1) the general higher education price index (HEPI) released
44 annually by the Commonfund Asset Management Company, Inc. founded in
45 1971, or other alternative entity that may be responsible for this index
46 into the future, released most recently prior to the start of each
47 academic year, or (2) three percent. Monies generated by these prospec-
48 tive increases shall be used directly to support student access, student
49 services, research and discovery, and the success of the university
50 system.
51 § 6. This act shall take effect immediately; provided however:
52 a. the amendments to subparagraph 4 of paragraph h of subdivision 2 of
53 section 355 of the education law made by section one of this act shall
54 be subject to the expiration and reversion of such subparagraph pursuant
55 to section 16 of chapter 260 of the laws of 2011 as amended, when upon
S. 4006--A 29 A. 3006--A
1 such date the provisions of section two of this act shall take effect;
2 and
3 b. the amendments to paragraph (a) of subdivision 7 of section 6206 of
4 the education law made by section four of this act shall be subject to
5 the expiration and reversion of such paragraph pursuant to section 16 of
6 chapter 260 of the laws of 2011 as amended, when upon such date the
7 provisions of section five of this act shall take effect.
8 PART C
9 Section 1. The education law is amended by adding a new section 6438-b
10 to read as follows:
11 § 6438-b. Access to medication abortion prescription drugs. 1. Every
12 campus of the state university of New York and every campus of the city
13 university of New York, which shall include the community college
14 campuses of such institutions, shall provide access to medication
15 abortion prescription drugs for all students enrolled at such insti-
16 tutions.
17 2. For purposes of this section, "access to medication abortion
18 prescription drugs" means either:
19 (a) the prescribing and dispensing of medication abortion prescription
20 drugs directly to a student, performed by individuals legally certified
21 to prescribe and dispense such medication employed by or working on
22 behalf of the campus; or
23 (b) referral to a healthcare provider or pharmacy in the community
24 certified to dispense such medication.
25 3. The trustees of the state university of New York and the trustees
26 of the city university of New York shall adopt uniform polices for each
27 university ensuring effective access to medication abortion prescription
28 drugs pursuant to this section.
29 § 2. This act shall take effect August 1, 2023. Effective immediately,
30 the addition, amendment and/or repeal of any rule or regulation neces-
31 sary for the implementation of this act on its effective date are
32 authorized to be made and completed on or before such effective date.
33 PART D
34 Section 1. Paragraphs b and c of subdivision 4 of section 612 of the
35 education law, as added by chapter 425 of the laws of 1988, are amended
36 to read as follows:
37 [b. A grant to a recipient of an award under this section shall not
38 exceed the amount of three hundred thousand dollars for any grant year,
39 provided that a recipient may receive a grant in excess of such amount
40 at the rate of twelve hundred fifty dollars for each student, in excess
41 of two hundred forty students, who is provided compensatory and support
42 services by the recipient during such grant year.
43 c.] b. The grant recipients shall provide students at public and
44 nonpublic schools the opportunity to receive compensatory and support
45 services in an equitable manner consistent with the number and need of
46 the children in such schools.
47 § 2. This act shall take effect immediately.
48 PART E
49 Section 1. Section 1503 of the business corporation law is amended by
50 adding a new paragraph (h) to read as follows:
S. 4006--A 30 A. 3006--A
1 (h) Any firm established for the business purpose of incorporating as
2 a professional service corporation formed to lawfully engage in the
3 practice of public accountancy, as such practice is defined under arti-
4 cle 149 of the education law shall be required to show (i) that a simple
5 majority of the ownership of the firm, in terms of financial interests
6 and voting rights held by the firm's owners, belongs to individuals
7 licensed to practice public accountancy in some state, and (ii) that all
8 shareholders of a professional service corporation whose principal place
9 of business is in this state, and who are engaged in the practice of
10 public accountancy in this state, hold a valid license issued under
11 section 7404 of the education law. For purposes of this paragraph,
12 "financial interest" means capital stock, capital accounts, capital
13 contributions, capital interest, or interest in undistributed earnings
14 of a business entity. Although firms registered with the education
15 department may include non-licensee owners, a registered firm and its
16 owners must comply with rules promulgated by the state board of regents.
17 Notwithstanding the foregoing, a firm incorporated under this section
18 may not have non-licensee owners if the firm's name includes the words
19 "certified public accountant," or "certified public accountants," or the
20 abbreviations "CPA" or "CPAs". Each non-licensee owner of a firm that
21 is incorporated under this section shall be a natural person who active-
22 ly participates in the business of the firm or its affiliated entities.
23 For purposes of this subdivision, "actively participate" means to
24 provide services to clients or to otherwise individually take part in
25 the day-to-day business or management of the firm or an affiliated enti-
26 ty. Such a firm shall have attached to its certificate of incorporation
27 a certificate or certificates demonstrating the firm's compliance with
28 this paragraph, in lieu of the certificate or certificates required by
29 subparagraph (ii) of paragraph (b) of this section.
30 § 2. Section 1507 of the business corporation law is amended by adding
31 a new paragraph (c) to read as follows:
32 (c) Any firm established for the business purpose of incorporating as
33 a professional service corporation pursuant to paragraph (h) of section
34 1503 of this article may issue shares to individuals who are authorized
35 by law to practice in this state the profession which such corporation
36 is authorized to practice or who will engage in the practice of such
37 profession in such corporation within thirty days of the date such
38 shares are issued and may also issue shares to employees of the corpo-
39 ration not licensed as certified public accountants, provided that:
40 (i) at least a simple majority of the outstanding shares of stock of
41 the corporation are owned by certified public accountants,
42 (ii) at least a simple majority of the directors are certified public
43 accountants, and
44 (iii) at least a simple majority of the officers are certified public
45 accountants, and
46 (iv) the president, the chairperson of the board of directors and the
47 chief executive officer or officers are certified public accountants.
48 No shareholder of a professional service corporation established pursu-
49 ant to paragraph (h) of section 1503 of this article shall enter into a
50 voting trust agreement, proxy or any other type of agreement vesting in
51 another person, the authority to exercise voting power of any or all of
52 his or her shares. All agreements made or proxies granted in violation
53 of this section shall be void.
54 § 3. Section 1508 of the business corporation law is amended by adding
55 a new paragraph (c) to read as follows:
S. 4006--A 31 A. 3006--A
1 (c) The directors and officers of any firm established for the busi-
2 ness purpose of incorporating as a professional service corporation
3 pursuant to paragraph (h) of section 1503 of this article may include
4 individuals who are not licensed to practice public accountancy in any
5 state, provided however that at least a simple majority of the direc-
6 tors, at least a simple majority of the officers and the president, the
7 chairperson of the board of directors and the chief executive officer or
8 officers are authorized by law to practice in any state the profession
9 which such corporation is authorized to practice, and are either share-
10 holders of such corporation or engaged in the practice of their
11 professions in such corporation.
12 § 4. Section 1509 of the business corporation law, as amended by chap-
13 ter 550 of the laws of 2011, is amended to read as follows:
14 § 1509. Disqualification of shareholders, directors, officers and
15 employees.
16 If any shareholder, director, officer or employee of a professional
17 service corporation, including a design professional service corpo-
18 ration, who has been rendering professional service to the public
19 becomes legally disqualified to practice his or her profession within
20 this state, he or she shall sever all employment with, and financial
21 interests (other than interests as a creditor) in, such corporation
22 forthwith or as otherwise provided in section 1510 of this article. All
23 provisions of law regulating the rendering of professional services by a
24 person elected or appointed to a public office shall be applicable to a
25 shareholder, director, officer and employee of such corporation in the
26 same manner and to the same extent as if fully set forth herein. Such
27 legal disqualification to practice his or her profession within this
28 state shall be deemed to constitute an irrevocable offer by the disqual-
29 ified shareholder to sell his or her shares to the corporation, pursuant
30 to the provisions of section 1510 of this article or of the certificate
31 of incorporation, by-laws or agreement among the corporation and all
32 shareholders, whichever is applicable. Compliance with the terms of such
33 offer shall be specifically enforceable in the courts of this state. A
34 professional service corporation's failure to enforce compliance with
35 this provision shall constitute a ground for forfeiture of its certif-
36 icate of incorporation and its dissolution.
37 § 5. Paragraph (a) of section 1511 of the business corporation law, as
38 amended by chapter 550 of the laws of 2011, is amended and a new para-
39 graph (c) is added to read as follows:
40 (a) No shareholder of a professional service corporation [or], includ-
41 ing a design professional service corporation, may sell or transfer his
42 or her shares in such corporation except to another individual who is
43 eligible to have shares issued to him or her by such corporation or
44 except in trust to another individual who would be eligible to receive
45 shares if he or she were employed by the corporation. Nothing herein
46 contained shall be construed to prohibit the transfer of shares by oper-
47 ation of law or by court decree. No transferee of shares by operation
48 of law or court decree may vote the shares for any purpose whatsoever
49 except with respect to corporate action under sections 909 and 1001 of
50 this chapter. The restriction in the preceding sentence shall not apply,
51 however, where such transferee would be eligible to have shares issued
52 to him or her if he or she were an employee of the corporation and, if
53 there are other shareholders, a majority of such other shareholders
54 shall fail to redeem the shares so transferred, pursuant to section 1510
55 of this article, within sixty days of receiving written notice of such
56 transfer. Any sale or transfer, except by operation of law or court
S. 4006--A 32 A. 3006--A
1 decree or except for a corporation having only one shareholder, may be
2 made only after the same shall have been approved by the board of direc-
3 tors, or at a shareholders' meeting specially called for such purpose by
4 such proportion, not less than a majority, of the outstanding shares as
5 may be provided in the certificate of incorporation or in the by-laws of
6 such professional service corporation. At such shareholders' meeting the
7 shares held by the shareholder proposing to sell or transfer his or her
8 shares may not be voted or counted for any purpose, unless all share-
9 holders consent that such shares be voted or counted. The certificate of
10 incorporation or the by-laws of the professional service corporation, or
11 the professional service corporation and the shareholders by private
12 agreement, may provide, in lieu of or in addition to the foregoing
13 provisions, for the alienation of shares and may require the redemption
14 or purchase of such shares by such corporation at prices and in a manner
15 specifically set forth therein. The existence of the restrictions on the
16 sale or transfer of shares, as contained in this article and, if appli-
17 cable, in the certificate of incorporation, by-laws, stock purchase or
18 stock redemption agreement, shall be noted conspicuously on the face or
19 back of every certificate for shares issued by a professional service
20 corporation. Any sale or transfer in violation of such restrictions
21 shall be void.
22 (c) A firm established for the business purpose of incorporating as a
23 professional service corporation pursuant to paragraph (h) of section
24 1503 of this article, shall purchase or redeem the shares of a non-li-
25 censed professional shareholder in the case of his or her termination of
26 employment within thirty days after such termination. A firm estab-
27 lished for the business purpose of incorporating as a professional
28 service corporation pursuant to paragraph (h) of section 1503 of this
29 article, shall not be required to purchase or redeem the shares of a
30 terminated non-licensed professional share-holder if such shares, within
31 thirty days after such termination, are sold or transferred to another
32 employee of the corporation pursuant to this article.
33 § 6. Section 1514 of the business corporation law is amended by adding
34 a new paragraph (c) to read as follows:
35 (c) Each firm established for the business purpose of incorporating as
36 a professional service corporation pursuant to paragraph (h) of section
37 1503 of this article shall, at least once every three years on or before
38 the date prescribed by the licensing authority, furnish a statement to
39 the licensing authority listing the names and residence addresses of
40 each shareholder, director and officer of such corporation and certify
41 as the date of certification and at all times over the entire three year
42 period that:
43 (i) at least a simple majority of the outstanding shares of stock of
44 the corporation are and were owned by certified public accountants,
45 (ii) at least a simple majority of the directors are and were certi-
46 fied public accountants,
47 (iii) at least a simple majority of the officers are and were certi-
48 fied public accountants, and
49 (iv) the president, the chairperson of the board of directors and the
50 chief executive officer or officers are and were certified public
51 accountants.
52 The statement shall be signed by the president or any certified public
53 accountant vice-president and attested to by the secretary or any
54 assistant secretary of the corporation.
55 § 7. Paragraph (d) of section 1525 of the business corporation law, as
56 added by chapter 505 of the laws of 1983, is amended to read as follows:
S. 4006--A 33 A. 3006--A
1 (d) "Foreign professional service corporation" means a professional
2 service corporation, whether or not denominated as such, organized under
3 the laws of a jurisdiction other than this state, all of the sharehold-
4 ers, directors and officers of which are authorized and licensed to
5 practice the profession for which such corporation is licensed to do
6 business; except that all shareholders, directors and officers of a
7 foreign professional service corporation which provides health services
8 in this state shall be licensed in this state. A foreign professional
9 service corporation formed to lawfully engage in the practice of public
10 accountancy as a firm, as such practice is defined under article 149 of
11 the education law, or equivalent state law, shall be required to show
12 (i) that a simple majority of the ownership of the firm, in terms of
13 financial interests and voting rights held by the firm's owners, belongs
14 to individuals licensed to practice public accountancy in some state,
15 and (ii) that all shareholders of a foreign professional service corpo-
16 ration whose principal place of business is in this state, and who are
17 engaged in the practice of public accountancy in this state, hold a
18 valid license issued under section 7404 of the education law. For
19 purposes of this paragraph, "financial interest" means capital stock,
20 capital accounts, capital contributions, capital interest, or interest
21 in undistributed earnings of a business entity. Although firms regis-
22 tered with the education department may include non-licensee owners, a
23 registered firm and its owners must comply with rules promulgated by the
24 state board of regents. Notwithstanding the foregoing, a firm registered
25 with the education department may not have non-licensee owners if the
26 firm's name includes the words "certified public accountant," or "certi-
27 fied public accountants," or the abbreviations "CPA" or "CPAs". Each
28 non-licensee owner of a firm that is operating under this section shall
29 be a natural person who actively participates in the business of the
30 firm or its affiliated entities, provided each beneficial owner of an
31 equity interest in such entity is a natural person who actively partic-
32 ipates in the business conducted by the firm or its affiliated entities.
33 For purposes of this paragraph, "actively participate" means to provide
34 services to clients or to otherwise individually take part in the day-
35 to-day business or management of the firm or an affiliated entity.
36 § 8. Subdivision (q) of section 121-1500 of the partnership law, as
37 amended by chapter 475 of the laws of 2014, is amended to read as
38 follows:
39 (q) Each partner of a registered limited liability partnership formed
40 to provide medical services in this state must be licensed pursuant to
41 article 131 of the education law to practice medicine in this state and
42 each partner of a registered limited liability partnership formed to
43 provide dental services in this state must be licensed pursuant to arti-
44 cle 133 of the education law to practice dentistry in this state. Each
45 partner of a registered limited liability partnership formed to provide
46 veterinary services in this state must be licensed pursuant to article
47 135 of the education law to practice veterinary medicine in this state.
48 Each partner of a registered limited liability partnership formed to
49 provide public accountancy services as a firm, whose principal place of
50 business is in this state and who provides public accountancy services,
51 must be licensed pursuant to article 149 of the education law to prac-
52 tice public accountancy in this state. Each partner of a registered
53 limited liability partnership formed to provide professional engineer-
54 ing, land surveying, geological services, architectural and/or landscape
55 architectural services in this state must be licensed pursuant to arti-
56 cle 145, article 147 and/or article 148 of the education law to practice
S. 4006--A 34 A. 3006--A
1 one or more of such professions in this state. Each partner of a regis-
2 tered limited liability partnership formed to provide licensed clinical
3 social work services in this state must be licensed pursuant to article
4 154 of the education law to practice clinical social work in this state.
5 Each partner of a registered limited liability partnership formed to
6 provide creative arts therapy services in this state must be licensed
7 pursuant to article 163 of the education law to practice creative arts
8 therapy in this state. Each partner of a registered limited liability
9 partnership formed to provide marriage and family therapy services in
10 this state must be licensed pursuant to article 163 of the education law
11 to practice marriage and family therapy in this state. Each partner of a
12 registered limited liability partnership formed to provide mental health
13 counseling services in this state must be licensed pursuant to article
14 163 of the education law to practice mental health counseling in this
15 state. Each partner of a registered limited liability partnership formed
16 to provide psychoanalysis services in this state must be licensed pursu-
17 ant to article 163 of the education law to practice psychoanalysis in
18 this state. Each partner of a registered limited liability partnership
19 formed to provide applied behavior analysis service in this state must
20 be licensed or certified pursuant to article 167 of the education law to
21 practice applied behavior analysis in this state. A registered limited
22 liability partnership formed to lawfully engage in the practice of
23 public accountancy as a firm, as such practice is defined under article
24 149 of the education law, shall be required to show (i) that a simple
25 majority of the ownership of the firm, in terms of financial interests
26 and voting rights held by the firm's owners, belongs to individuals
27 licensed to practice public accountancy in some state, and (ii) that all
28 partners of a limited liability partnership whose principal place of
29 business is in this state, and who are engaged in the practice of public
30 accountancy in this state, hold a valid license issued under section
31 7404 of the education law. For purposes of this subdivision, "financial
32 interest" means capital stock, capital accounts, capital contributions,
33 capital interest, or interest in undistributed earnings of a business
34 entity. Although firms registered with the education department may
35 include non-licensee owners, a registered firm and its owners must
36 comply with rules promulgated by the state board of regents. Notwith-
37 standing the foregoing, a firm registered with the education department
38 may not have non-licensee owners if the firm's name includes the words
39 "certified public accountant," or "certified public accountants," or the
40 abbreviations "CPA" or "CPAs". Each non-licensee owner of a firm that is
41 formed under this section shall be (i) a natural person who actively
42 participates in the business of the firm or its affiliated entities, or
43 (ii) an entity, including, but not limited to, a partnership or profes-
44 sional corporation, provided each beneficial owner of an equity interest
45 in such entity is a natural person who actively participates in the
46 business conducted by the firm or its affiliated entities. For purposes
47 of this subdivision, "actively participate" means to provide services to
48 clients or to otherwise individually take part in the day-to-day busi-
49 ness or management of the firm or an affiliated entity.
50 § 9. Subdivision (q) of section 121-1502 of the partnership law, as
51 amended by chapter 475 of the laws of 2014, is amended to read as
52 follows:
53 (q) Each partner of a foreign limited liability partnership which
54 provides medical services in this state must be licensed pursuant to
55 article 131 of the education law to practice medicine in the state and
56 each partner of a foreign limited liability partnership which provides
S. 4006--A 35 A. 3006--A
1 dental services in the state must be licensed pursuant to article 133 of
2 the education law to practice dentistry in this state. Each partner of a
3 foreign limited liability partnership which provides veterinary service
4 in the state shall be licensed pursuant to article 135 of the education
5 law to practice veterinary medicine in this state. Each partner of a
6 foreign limited liability partnership which provides professional engi-
7 neering, land surveying, geological services, architectural and/or land-
8 scape architectural services in this state must be licensed pursuant to
9 article 145, article 147 and/or article 148 of the education law to
10 practice one or more of such professions. Each partner of a foreign
11 limited liability partnership formed to provide public accountancy
12 services as a firm, whose principal place of business is in this state
13 and who provides public accountancy services, must be licensed pursuant
14 to article 149 of the education law to practice public accountancy in
15 this state. Each partner of a foreign limited liability partnership
16 which provides licensed clinical social work services in this state must
17 be licensed pursuant to article 154 of the education law to practice
18 licensed clinical social work in this state. Each partner of a foreign
19 limited liability partnership which provides creative arts therapy
20 services in this state must be licensed pursuant to article 163 of the
21 education law to practice creative arts therapy in this state. Each
22 partner of a foreign limited liability partnership which provides
23 marriage and family therapy services in this state must be licensed
24 pursuant to article 163 of the education law to practice marriage and
25 family therapy in this state. Each partner of a foreign limited liabil-
26 ity partnership which provides mental health counseling services in this
27 state must be licensed pursuant to article 163 of the education law to
28 practice mental health counseling in this state. Each partner of a
29 foreign limited liability partnership which provides psychoanalysis
30 services in this state must be licensed pursuant to article 163 of the
31 education law to practice psychoanalysis in this state. Each partner of
32 a foreign limited liability partnership which provides applied behavior
33 analysis services in this state must be licensed or certified pursuant
34 to article 167 of the education law to practice applied behavior analy-
35 sis in this state. A foreign limited liability partnership formed to
36 lawfully engage in the practice of public accountancy as a firm, as such
37 practice is defined under article 149 of the education law, shall be
38 required to show (i) that a simple majority of the ownership of the
39 firm, in terms of financial interests and voting rights held by the
40 firm's owners, belongs to individuals licensed to practice public
41 accountancy in some state, and (ii) that all partners of the foreign
42 limited liability partnership whose principal place of business is in
43 this state, and who are engaged in the practice of public accountancy in
44 this state, hold a valid license issued under section 7404 of the educa-
45 tion law. For purposes of this subdivision, "financial interest" means
46 capital stock, capital accounts, capital contributions, capital inter-
47 est, or interest in undistributed earnings of a business entity.
48 Although firms registered with the education department may include
49 non-licensee owners, a registered firm and its owners must comply with
50 rules promulgated by the state board of regents. Notwithstanding the
51 foregoing, a firm registered with the education department may not have
52 non-licensee owners if the firm's name includes the words "certified
53 public accountant," or "certified public accountants," or the abbrevi-
54 ations "CPA" or "CPAs". Each non-licensee owner of a firm that is
55 formed under this section shall be (i) a natural person who actively
56 participates in the business of the firm or its affiliated entities, or
S. 4006--A 36 A. 3006--A
1 (ii) an entity, including, but not limited to, a partnership or profes-
2 sional corporation, provided that each beneficial owner of an equity
3 interest in such entity is a natural person who actively participates in
4 the business conducted by the firm or its affiliated entities. For
5 purposes of this subdivision, "actively participate" means to provide
6 services to clients or to otherwise individually take part in the day-
7 to-day business or management of the firm or an affiliated entity.
8 § 10. Subdivision (b) of section 1207 of the limited liability company
9 law, as amended by chapter 475 of the laws of 2014, is amended to read
10 as follows:
11 (b) With respect to a professional service limited liability company
12 formed to provide medical services as such services are defined in arti-
13 cle 131 of the education law, each member of such limited liability
14 company must be licensed pursuant to article 131 of the education law to
15 practice medicine in this state. With respect to a professional service
16 limited liability company formed to provide dental services as such
17 services are defined in article 133 of the education law, each member of
18 such limited liability company must be licensed pursuant to article 133
19 of the education law to practice dentistry in this state. With respect
20 to a professional service limited liability company formed to provide
21 veterinary services as such services are defined in article 135 of the
22 education law, each member of such limited liability company must be
23 licensed pursuant to article 135 of the education law to practice veter-
24 inary medicine in this state. With respect to a professional service
25 limited liability company formed to provide professional engineering,
26 land surveying, architectural, landscape architectural and/or geological
27 services as such services are defined in article 145, article 147 and
28 article 148 of the education law, each member of such limited liability
29 company must be licensed pursuant to article 145, article 147 and/or
30 article 148 of the education law to practice one or more of such
31 professions in this state. With respect to a professional service limit-
32 ed liability company formed to provide public accountancy services as
33 such services are defined in article 149 of the education law each
34 member of such limited liability company whose principal place of busi-
35 ness is in this state and who provides public accountancy services, must
36 be licensed pursuant to article 149 of the education law to practice
37 public accountancy in this state. With respect to a professional service
38 limited liability company formed to provide licensed clinical social
39 work services as such services are defined in article 154 of the educa-
40 tion law, each member of such limited liability company shall be
41 licensed pursuant to article 154 of the education law to practice
42 licensed clinical social work in this state. With respect to a profes-
43 sional service limited liability company formed to provide creative arts
44 therapy services as such services are defined in article 163 of the
45 education law, each member of such limited liability company must be
46 licensed pursuant to article 163 of the education law to practice crea-
47 tive arts therapy in this state. With respect to a professional service
48 limited liability company formed to provide marriage and family therapy
49 services as such services are defined in article 163 of the education
50 law, each member of such limited liability company must be licensed
51 pursuant to article 163 of the education law to practice marriage and
52 family therapy in this state. With respect to a professional service
53 limited liability company formed to provide mental health counseling
54 services as such services are defined in article 163 of the education
55 law, each member of such limited liability company must be licensed
56 pursuant to article 163 of the education law to practice mental health
S. 4006--A 37 A. 3006--A
1 counseling in this state. With respect to a professional service limited
2 liability company formed to provide psychoanalysis services as such
3 services are defined in article 163 of the education law, each member of
4 such limited liability company must be licensed pursuant to article 163
5 of the education law to practice psychoanalysis in this state. With
6 respect to a professional service limited liability company formed to
7 provide applied behavior analysis services as such services are defined
8 in article 167 of the education law, each member of such limited liabil-
9 ity company must be licensed or certified pursuant to article 167 of the
10 education law to practice applied behavior analysis in this state. A
11 professional service limited liability company formed to lawfully engage
12 in the practice of public accountancy as a firm, as such practice is
13 defined under article 149 of the education law shall be required to show
14 (i) that a simple majority of the ownership of the firm, in terms of
15 financial interests, and voting rights held by the firm's owners,
16 belongs to individuals licensed to practice public accountancy in some
17 state, and (ii) that all members of a limited professional service
18 limited liability company, whose principal place of business is in this
19 state, and who are engaged in the practice of public accountancy in this
20 state, hold a valid license issued under section 7404 of the education
21 law. For purposes of this subdivision, "financial interest" means capi-
22 tal stock, capital accounts, capital contributions, capital interest, or
23 interest in undistributed earnings of a business entity. Although firms
24 registered with the education department may include non-licensee
25 owners, a registered firm and its owners must comply with rules promul-
26 gated by the state board of regents. Notwithstanding the foregoing, a
27 firm registered with the education department may not have non-licensee
28 owners if the firm's name includes the words "certified public account-
29 ant," or "certified public accountants," or the abbreviations "CPA" or
30 "CPAs". Each non-licensee owner of a firm that is registered under this
31 section shall be (i) a natural person who actively participates in the
32 business of the firm or its affiliated entities, or (ii) an entity,
33 including, but not limited to, a partnership or professional corpo-
34 ration, provided each beneficial owner of an equity interest in such
35 entity is a natural person who actively participates in the business
36 conducted by the firm or its affiliated entities. For purposes of this
37 subdivision, "actively participate" means to provide services to clients
38 or to otherwise individually take part in the day-to-day business or
39 management of the firm or an affiliated entity.
40 § 11. Subdivision (a) of section 1301 of the limited liability company
41 law, as amended by chapter 475 of the laws of 2014, is amended to read
42 as follows:
43 (a) "Foreign professional service limited liability company" means a
44 professional service limited liability company, whether or not denomi-
45 nated as such, organized under the laws of a jurisdiction other than
46 this state, (i) each of whose members and managers, if any, is a profes-
47 sional authorized by law to render a professional service within this
48 state and who is or has been engaged in the practice of such profession
49 in such professional service limited liability company or a predecessor
50 entity, or will engage in the practice of such profession in the profes-
51 sional service limited liability company within thirty days of the date
52 such professional becomes a member, or each of whose members and manag-
53 ers, if any, is a professional at least one of such members is author-
54 ized by law to render a professional service within this state and who
55 is or has been engaged in the practice of such profession in such
56 professional service limited liability company or a predecessor entity,
S. 4006--A 38 A. 3006--A
1 or will engage in the practice of such profession in the professional
2 service limited liability company within thirty days of the date such
3 professional becomes a member, or (ii) authorized by, or holding a
4 license, certificate, registration or permit issued by the licensing
5 authority pursuant to, the education law to render a professional
6 service within this state; except that all members and managers, if any,
7 of a foreign professional service limited liability company that
8 provides health services in this state shall be licensed in this state.
9 With respect to a foreign professional service limited liability company
10 which provides veterinary services as such services are defined in arti-
11 cle 135 of the education law, each member of such foreign professional
12 service limited liability company shall be licensed pursuant to article
13 135 of the education law to practice veterinary medicine. With respect
14 to a foreign professional service limited liability company which
15 provides medical services as such services are defined in article 131 of
16 the education law, each member of such foreign professional service
17 limited liability company must be licensed pursuant to article 131 of
18 the education law to practice medicine in this state. With respect to a
19 foreign professional service limited liability company which provides
20 dental services as such services are defined in article 133 of the
21 education law, each member of such foreign professional service limited
22 liability company must be licensed pursuant to article 133 of the educa-
23 tion law to practice dentistry in this state. With respect to a foreign
24 professional service limited liability company which provides profes-
25 sional engineering, land surveying, geologic, architectural and/or land-
26 scape architectural services as such services are defined in article
27 145, article 147 and article 148 of the education law, each member of
28 such foreign professional service limited liability company must be
29 licensed pursuant to article 145, article 147 and/or article 148 of the
30 education law to practice one or more of such professions in this state.
31 With respect to a foreign professional service limited liability company
32 which provides public accountancy services as such services are defined
33 in article 149 of the education law, each member of such foreign profes-
34 sional service limited liability company whose principal place of busi-
35 ness is in this state and who provides public accountancy services,
36 shall be licensed pursuant to article 149 of the education law to prac-
37 tice public accountancy in this state. With respect to a foreign profes-
38 sional service limited liability company which provides licensed clin-
39 ical social work services as such services are defined in article 154 of
40 the education law, each member of such foreign professional service
41 limited liability company shall be licensed pursuant to article 154 of
42 the education law to practice clinical social work in this state. With
43 respect to a foreign professional service limited liability company
44 which provides creative arts therapy services as such services are
45 defined in article 163 of the education law, each member of such foreign
46 professional service limited liability company must be licensed pursuant
47 to article 163 of the education law to practice creative arts therapy in
48 this state. With respect to a foreign professional service limited
49 liability company which provides marriage and family therapy services as
50 such services are defined in article 163 of the education law, each
51 member of such foreign professional service limited liability company
52 must be licensed pursuant to article 163 of the education law to prac-
53 tice marriage and family therapy in this state. With respect to a
54 foreign professional service limited liability company which provides
55 mental health counseling services as such services are defined in arti-
56 cle 163 of the education law, each member of such foreign professional
S. 4006--A 39 A. 3006--A
1 service limited liability company must be licensed pursuant to article
2 163 of the education law to practice mental health counseling in this
3 state. With respect to a foreign professional service limited liability
4 company which provides psychoanalysis services as such services are
5 defined in article 163 of the education law, each member of such foreign
6 professional service limited liability company must be licensed pursuant
7 to article 163 of the education law to practice psychoanalysis in this
8 state. With respect to a foreign professional service limited liability
9 company which provides applied behavior analysis services as such
10 services are defined in article 167 of the education law, each member of
11 such foreign professional service limited liability company must be
12 licensed or certified pursuant to article 167 of the education law to
13 practice applied behavior analysis in this state. A foreign professional
14 service limited liability company formed to lawfully engage in the prac-
15 tice of public accountancy as a firm, as such practice is defined under
16 article 149 of the education law shall be required to show (i) that a
17 simple majority of the ownership of the firm, in terms of financial
18 interests, and voting rights held by the firm's owners, belongs to indi-
19 viduals licensed to practice public accountancy in some state, and (ii)
20 that all members of a foreign limited professional service limited
21 liability company, whose principal place of business is in this state,
22 and who are engaged in the practice of public accountancy in this state,
23 hold a valid license issued under section 7404 of the education law. For
24 purposes of this subdivision, "financial interest" means capital stock,
25 capital accounts, capital contributions, capital interest, or interest
26 in undistributed earnings of a business entity. Although firms regis-
27 tered with the education department may include non-licensee owners, a
28 registered firm and its owners must comply with rules promulgated by the
29 state board of regents. Notwithstanding the foregoing, a firm regis-
30 tered with the education department may not have non-licensee owners if
31 the firm's name includes the words "certified public accountant," or
32 "certified public accountants," or the abbreviations "CPA" or "CPAs".
33 Each non-licensee owner of a firm that is registered under this section
34 shall be (i) a natural person who actively participates in the business
35 of the firm or its affiliated entities, or (ii) an entity, including,
36 but not limited to, a partnership or professional corporation, provided
37 each beneficial owner of an equity interest in such entity is a natural
38 person who actively participates in the business conducted by the firm
39 or its affiliated entities. For purposes of this subdivision, "actively
40 participate" means to provide services to clients or to otherwise indi-
41 vidually take part in the day-to-day business or management of the firm
42 or an affiliated entity.
43 § 12. Notwithstanding any other provision of law to the contrary, if a
44 firm which is registered with the education department to lawfully
45 engage in the practice of public accountancy has one or more non-licen-
46 see owners, each such non-licensee owner of the firm whose principal
47 place of business is in New York state shall pay a fee of nine hundred
48 dollars to the department of education on a triennial basis.
49 § 13. This act shall take effect immediately.
50 PART F
51 Section 1. Short title. This article shall be known and cited as the
52 "new homes targets and fast-track approval act".
S. 4006--A 40 A. 3006--A
1 § 2. Article 20 of the general municipal law is renumbered to be arti-
2 cle 21, sections 1000 and 1001 are renumbered to be sections 1020 and
3 1021, and a new article 20 is added to read as follows:
4 ARTICLE 20
5 NEW HOMES TARGETS AND FAST TRACK APPROVAL
6 Section 1000. Legislative findings and declarations.
7 1001. Definitions.
8 1002. Applicability.
9 1003. Safe harbor.
10 1004. Local procedures outside of safe harbor/general appeal
11 process.
12 1005. Housing review board.
13 1006. Land use appeals before the supreme court.
14 § 1000. Legislative findings and declarations. The legislature hereby
15 finds, determines, and declares that:
16 1. The lack of housing, especially affordable and supportive housing,
17 is a critical problem that threatens the economic, environmental, and
18 social quality of life throughout New York state and disproportionately
19 burdens various vulnerable populations that disproportionately need more
20 affordable housing options including, but not limited to, low- and
21 moderate-income, racial and ethnic minority, and elderly households.
22 2. Housing in the state of New York is among the most expensive in the
23 nation. The excessive cost of the state's housing supply is partially
24 caused by a lack of new housing production due to the prevalence of
25 local governmental land use policies that limit the opportunities for
26 and place procedural impediments on the approval of housing developments
27 and thereby increase development costs and restrict the housing supply.
28 3. Local governmental limitations on and barriers to housing develop-
29 ment are especially common for multi-family housing development, which
30 constrains the supply of affordable and supportive housing that often
31 require multi-family development to be economically feasible.
32 4. Among the consequences of the prevalence of local restrictions on
33 housing development are the lack of housing to support employment
34 growth; imbalance in number of jobs and housing supply, with the former
35 outstripping the latter; sprawl; excessive commuting; and the potential
36 for discrimination against low-income and minority households who
37 disproportionately require affordable housing opportunities.
38 5. Many local governments do not give adequate attention to the local
39 and broader regional economic, environmental, and social costs of local
40 policies and actions that have the effect of stagnating or reducing the
41 supply of housing, including affordable and supportive housing, or how
42 such policies and actions thereby produce threats to the public health,
43 safety, and general welfare.
44 6. Additionally, many local governments do not give adequate attention
45 to the local and broader regional economic, environmental, and social
46 costs of local policies and actions that result in disapprovals or inhi-
47 bition of proposals for housing development projects that would benefit
48 the public health, safety, and general welfare; a reduction in density
49 of such housing projects; and creation of excessive land use and other
50 barriers for such housing developments to be built.
51 7. Legislation is necessary to forestall restrictive land use prac-
52 tices that inhibit and limit housing development, and to forestall undue
53 local disapprovals of housing development projects, especially afforda-
S. 4006--A 41 A. 3006--A
1 ble and supportive housing, given that such practices and disapprovals
2 produce threats to the public health, safety, and general welfare.
3 8. The state of New York must ensure that local governments give
4 adequate attention to the local and broader regional economic, environ-
5 mental, and social costs of land use zoning and planning policies and
6 actions, as well as the denial of applications to build new housing,
7 which collectively and individually may result in a dearth of appropri-
8 ate housing to meet the needs of all residents in the community or
9 region.
10 9. In furtherance of overall housing production goals and to promote
11 the greatest efficiency and coordinated development efforts of locali-
12 ties within the state, it is both a matter of state concern and the
13 policy of the state that local governments address their land use poli-
14 cies, practices, and decisions that make housing developments, and espe-
15 cially multi-family, affordable, and supportive housing developments,
16 impossible or infeasible.
17 10. To further address the shortage of affordable and supportive hous-
18 ing in New York and encourage reduction of land use restrictions and the
19 production of much needed housing, this article creates an impartial
20 forum and a process for specially designating judges to resolve
21 conflicts arising from local decisions on the development of affordable
22 and supportive housing.
23 11. In order to prevent housing insecurity, hardship, and dislocation,
24 the provisions of this act are necessary and designed to protect the
25 public health, safety, and general welfare of the residents of New York
26 state.
27 § 1001. Definitions. The following definitions apply for the purposes
28 of this article:
29 1. "Accessory dwelling unit" shall mean an attached or a detached
30 residential dwelling unit that provides housing for one or more persons
31 which is located on a lot with a proposed or existing primary residen-
32 tial dwelling unit and shall include permanent provisions for living,
33 sleeping, eating, cooking, and sanitation on the same lot as the primary
34 single-family or multi-family dwelling.
35 2. "Affordable housing" shall mean any income restricted housing,
36 whether intended for rental or homeownership, that is subject to a regu-
37 latory agreement with a local, state or federal governmental entity.
38 3. "Application" shall mean an application for a building permit,
39 variance, waiver, conditional use permit, special permit, zoning text
40 amendment, zoning map amendment, amendment to zoning districts, certif-
41 ication, authorization, site plan approval, subdivision approval, or
42 other discretionary land use determination by a lead agency equivalent.
43 4. "Division" shall mean the division of housing and community
44 renewal.
45 5. "Economically infeasible" shall mean any condition brought about by
46 any single factor or combination of factors to the extent that it makes
47 it substantially unlikely for an owner to proceed in building a residen-
48 tial housing project and still realize a reasonable return in building
49 or operating such housing without substantially changing the rent
50 levels, residential dwelling unit sizes, or residential dwelling unit
51 counts proposed by the owner.
52 6. "Housing review board" shall mean the housing review board estab-
53 lished pursuant to this article.
54 7. "Land use action" shall mean any enactment of or amendment to a
55 provision of a zoning local law, ordinance, resolution, policy, program,
S. 4006--A 42 A. 3006--A
1 procedure, comprehensive plan, site plan, subdivision plan, criteria,
2 rule, regulation, or requirement of a local agency.
3 8. "Land use requirements" shall mean any and all local laws, ordi-
4 nances, resolutions, or regulations, that shall be adopted or enacted
5 under this chapter, the municipal home rule law, or any general, special
6 or other law pertaining to land use, and shall include but not be limit-
7 ed to a locality's:
8 a. written or other comprehensive plan or plans;
9 b. zoning ordinance, local laws, resolutions, or regulations;
10 c. special use permit, special exception permit, or special permit
11 ordinance, local laws, resolutions, or regulations;
12 d. subdivision ordinance, local laws, resolutions, or regulations;
13 e. site plan review ordinance, local laws, resolutions, or regu-
14 lations; and
15 f. policies or procedures, or any planning, zoning, or other regulato-
16 ry tool that controls or establishes standards for the use and occupancy
17 of land, the area and dimensional requirements for the development of
18 land, or the intensity of such development.
19 9. "Lead agency equivalent" shall be defined as any legislative body
20 of a locality, planning board, zoning board of appeals, planning divi-
21 sion, planning commission, board of standards and appeals, board of
22 zoning appeals, or any official or employee, or any other agency,
23 department, board or other entity related to a locality with the author-
24 ity to approve or disapprove of any specific project or amendment to any
25 land use requirements as defined in this article.
26 10. "Locality" shall refer to all cities, towns, or villages that
27 regulate land use pursuant to the general city law, the town law, the
28 village law, or other state law, as applicable. Provided further that in
29 a city with a population of one million or more, "locality" shall refer
30 to a community district as defined by chapter sixty-nine of the charter
31 of the city of New York. Provided further that "locality" shall refer to
32 any city, town, or village within a county, where such county regulates
33 or otherwise has approval authority over land use requirements.
34 11. "Metropolitan transportation commuter district" shall refer to the
35 counties of the Bronx, Kings (Brooklyn), New York, Richmond (Staten
36 Island), Queens, Westchester, Orange, Putnam, Dutchess, Rockland,
37 Nassau, and Suffolk.
38 12. "Objective standards" shall be defined as standards that involve
39 no personal or subjective judgment by a public official or employee and
40 are uniformly verifiable by reference to a publicly available and
41 uniform benchmark or criterion available and knowable by both the devel-
42 opment applicant and the public official or employee before submittal of
43 a residential land use application.
44 13. "Previously disturbed land" shall mean a parcel or lot of land
45 that was occupied or formerly occupied by a building or otherwise
46 improved or utilized that is not located in a 100-year floodplain or was
47 not being used for commercial agricultural purposes as of the effective
48 date of this article.
49 14. "Qualifying project" shall refer to an application that is for at
50 least ten dwelling units in localities not located in the metropolitan
51 transportation commuter district or at least twenty dwelling units in
52 localities located in the metropolitan transportation commuter district
53 and at least twenty percent of the dwelling units are affordable housing
54 units restricted to households at or below fifty percent of the area
55 median income or supportive dwelling units, or at least twenty-five
56 percent of the dwelling units are affordable housing units restricted to
S. 4006--A 43 A. 3006--A
1 households at or below eighty percent of the area median income or
2 supportive dwelling units.
3 15. "Residential dwelling unit" shall mean any building or structure
4 or portion thereof which is legally occupied in whole or in part as the
5 home, residence or sleeping place of one or more human beings, however
6 the term does not include any class B multiple dwellings as defined in
7 section four of the multiple dwelling law or housing that is intended to
8 be used on a seasonal basis.
9 16. "Safe harbor" shall mean that a locality's denials of applications
10 are not subject to appeal pursuant to section one thousand four, one
11 thousand five or one thousand six of this article for a three-year cycle
12 as set forth in section one thousand three of this article.
13 17. "Supportive housing" shall mean residential dwelling units with
14 supportive services for tenants.
15 18. "Three-year cycle" shall mean a term of three calendar years with
16 the first cycle beginning on January first, two thousand twenty-four,
17 and each cycle commencing three calendar years thereafter.
18 § 1002. Applicability. This article shall apply to all localities as
19 defined in subdivision ten of section one thousand one of this article.
20 § 1003. Safe harbor. 1. Determinations. a. The division, using the
21 information submitted pursuant to this section, may make and publish a
22 determination as to whether a locality is in safe harbor as a result of
23 such locality achieving its growth targets, as defined in subdivision
24 three of this section. Such determination may only be reviewed by a
25 court or the housing review board as part of an appeal of a denial of a
26 specific qualifying project.
27 b. Safe harbor, as defined in section one thousand one of this arti-
28 cle, shall be granted to localities based upon a three-year cycle with
29 the first cycle beginning on January first, two thousand twenty-four,
30 provided further that all localities shall be deemed in safe harbor for
31 the duration of the first cycle beginning on January first, two thousand
32 twenty-four and terminating after December thirty-first, two thousand
33 twenty-six.
34 (i) A locality shall be deemed to be in safe harbor if such locality
35 satisfactorily enacts at least two preferred actions, as set forth in
36 subdivision four of this section. Except as otherwise set forth in this
37 article, any determination issued by the division that a locality is in
38 safe harbor based on the enactment of preferred actions, as set forth in
39 subdivision four of this section, shall be in effect from the effective
40 date of such determination through the end of the three-year cycle that
41 is current on the date on which such determination is issued, provided
42 further, however, that any determination as to whether safe harbor
43 should apply based on the locality's enactment of such preferred actions
44 shall be based on such preferred actions enacted during the three-year
45 cycle immediately preceding the three-year cycle in which the determi-
46 nation was issued. In the event that a locality rescinds any such
47 preferred action that contributed to a locality being determined to be
48 in safe harbor within ten years of such preferred action's enactment,
49 such locality shall be ineligible for safe harbor for ten years, start-
50 ing on the date such locality was initially deemed to be in safe harbor
51 as a result of such rescinded preferred action.
52 (ii) A locality shall be deemed to be in safe harbor if such locality
53 met or exceeded their growth targets as set forth in subdivision three
54 of this section. Except as otherwise set forth in this article, any
55 determination issued by the division that a locality is in safe harbor
56 based on the locality meeting or exceeding their growth targets set
S. 4006--A 44 A. 3006--A
1 forth in subdivision three of this section shall be in effect from the
2 effective date of such determination through the end of the three-year
3 cycle that was current at the time such determination was issued by the
4 division; provided further, however, that any determination as to wheth-
5 er safe harbor should apply shall be based on the locality meeting or
6 exceeding their growth targets in the three-year cycle immediately
7 preceding the three-year cycle in which the determination was issued.
8 (iii) A locality shall be determined to be in safe harbor for the
9 three-year cycle beginning on January first, two thousand twenty-seven,
10 and ending on December thirty-first, two thousand twenty-nine, if, from
11 a period beginning on January first, two thousand twenty-one, and ending
12 on December thirty-first, two thousand twenty-three, such locality met
13 or exceeded their growth targets as set forth in subdivision three of
14 this section.
15 2. Local reporting requirements. Each locality subject to this article
16 shall submit housing production information to the division. Such infor-
17 mation shall be submitted pursuant to the deadlines set forth by section
18 twenty-a of the public housing law and shall contain the information
19 prescribed in such section. Notwithstanding any other provision of this
20 section, any failure of a locality to provide such information pursuant
21 to this subdivision to the division shall result in the locality being
22 deemed ineligible for safe harbor until such time as the information is
23 properly submitted.
24 3. Growth targets. a. A locality may be determined to be in safe
25 harbor for a three-year cycle, if, in the previous three-year cycle, a
26 locality located outside of the metropolitan transportation commuter
27 district permitted the construction of new eligible residential dwelling
28 units in an amount equal to one percent of the amount of residential
29 housing units existing in the locality as reported in the most recently
30 published United States decennial census.
31 b. A locality may be determined to be in safe harbor for a three-year
32 cycle, if, in the previous three-year cycle, a locality located inside
33 of the metropolitan transportation commuter district permitted the
34 construction of new eligible residential dwelling units in an amount
35 equal to three percent of the amount of residential housing units exist-
36 ing in the locality as reported in the most recently published United
37 States decennial census.
38 c. Subject to paragraph d of this subdivision, the number of eligible
39 residential dwelling units shall be calculated using the following
40 formula:
41 (i) a permitted new residential dwelling unit shall be counted as one
42 eligible residential dwelling unit, provided that a permitted new resi-
43 dential dwelling unit that is income restricted to households earning no
44 more than an amount that is determined pursuant to a regulatory agree-
45 ment with a federal, state, or local governmental entity shall be count-
46 ed as two eligible residential dwelling units; and
47 (ii) every permitted residential dwelling unit that became suitable
48 for occupancy and that previously had been deemed abandoned pursuant to
49 article nineteen-A of the real property actions and proceedings law
50 shall be counted as one and one-half eligible residential dwelling
51 units.
52 For the purposes of this subdivision, a project shall be considered to
53 be permitted if it has received all necessary local authorizations
54 required prior to requesting a building permit.
55 d. The following permitted residential dwelling units shall not be
56 counted as eligible residential dwelling units:
S. 4006--A 45 A. 3006--A
1 (i) any permitted residential dwelling unit where more than twelve
2 months have passed between the authorization granting permission and the
3 commencement of construction; and
4 (ii) any permitted residential dwelling unit where more than twenty-
5 four months have passed between the authorization granting permission
6 and the issuance of a certificate of occupancy or temporary certificate
7 of occupancy.
8 e. In the event a permitted residential dwelling unit is not counted
9 as an eligible residential unit pursuant to paragraph d of this subdivi-
10 sion, such residential dwelling unit may be counted as an eligible resi-
11 dential dwelling unit when the certificate of occupancy or temporary
12 certificate of occupancy is issued for such residential dwelling unit.
13 Provided, further, that in no event shall an eligible residential dwell-
14 ing unit be counted towards a locality's growth target in more than one
15 three-year cycle.
16 4. Preferred actions. a. Accessory dwelling units. It shall be consid-
17 ered to be a preferred action pursuant to this section if a locality
18 enacts by local law the provisions of this paragraph. For any locality
19 within a city with a population of one million or more, it shall be
20 considered to be such a preferred action if such city enacts by local
21 law the provisions of this paragraph throughout such locality. For any
22 locality located within a county wherein such county is empowered to
23 approve or amend some or all of the land use requirements applicable
24 within the locality, to the extent the county is so empowered, it shall
25 be considered such a preferred action if such county enacts by local law
26 the provisions of this paragraph to be in effect throughout such locali-
27 ty.
28 (i) Definitions. For the purposes of this paragraph:
29 A. "Local government" shall mean a county, city, town or village.
30 B. "Nonconforming zoning condition" shall mean a physical improvement
31 on a property that does not conform with current zoning standards.
32 C. "Proposed dwelling" shall mean a dwelling that is the subject of a
33 permit application and that meets the requirements for permitting.
34 (ii) A local government shall, by local law, provide for the creation
35 of accessory dwelling units. Such local law shall:
36 A. designate areas within the jurisdiction of the local government
37 where accessory dwelling units shall be permitted. Designated areas
38 shall include all areas that permit single-family or multi-family resi-
39 dential use, and all lots with an existing residential use;
40 B. authorize the creation of at least one accessory dwelling unit per
41 lot;
42 C. provide reasonable standards for accessory dwelling units that may
43 include, but are not limited to, height, landscape, architectural review
44 and maximum size of a unit. In no case shall such standards unreasonably
45 restrict the creation of accessory dwelling units; and
46 D. require accessory dwelling units to comply with the following:
47 (1) such accessory dwelling unit may be rented separate from the
48 primary residential dwelling unit, but shall not be sold or otherwise
49 conveyed separate from the primary residential dwelling unit;
50 (2) such accessory dwelling unit shall be located on a lot that
51 includes a proposed dwelling or existing residential dwelling unit;
52 (3) such accessory dwelling unit shall not be rented for a term of
53 less than thirty days; and
54 (4) if there is an existing primary residential dwelling unit, the
55 total floor area of an accessory dwelling unit shall not exceed fifty
56 percent of the existing primary residential dwelling unit, unless such
S. 4006--A 46 A. 3006--A
1 limit would prevent the creation of an accessory dwelling unit that is
2 no greater than six hundred square feet.
3 (iii) A local government shall not establish by local law any of the
4 following:
5 A. in a local government having a population of one million or more, a
6 minimum square footage requirement for an accessory dwelling unit great-
7 er than two hundred square feet, or in a local government having a popu-
8 lation of less than one million, a minimum square footage requirement
9 for an accessory dwelling unit that is greater than five hundred fifty
10 square feet;
11 B. a maximum square footage requirement for an accessory dwelling unit
12 that is less than fifteen hundred square feet;
13 C. any other minimum or maximum size for or other limits on an acces-
14 sory dwelling unit that does not permit at least an eight hundred square
15 foot accessory dwelling unit with four-foot side and rear yard setbacks
16 to be constructed in compliance with other local standards, including
17 any such minimum or maximum size based upon a percentage of the proposed
18 dwelling or existing primary residential dwelling unit, or any such
19 other limits on lot coverage, floor area ratio, open space, and minimum
20 lot size. Notwithstanding any other provision of this section, a local
21 government may provide, where a lot contains an existing residential
22 dwelling unit, that an accessory dwelling unit located within and/or
23 attached to the primary residential dwelling unit shall not exceed the
24 buildable envelope for the existing residential dwelling unit, and that
25 an accessory dwelling unit that is detached from an existing residential
26 dwelling unit shall be constructed in the same location and to the same
27 dimensions as an existing structure, if such structure exists;
28 D. a ceiling height requirement greater than seven feet, unless the
29 local government can demonstrate that such a requirement is necessary
30 for the preservation of health and safety;
31 E. any requirement that a pathway exist or be constructed in conjunc-
32 tion with the creation of an accessory dwelling unit, unless the local
33 government can demonstrate that such requirement is necessary for the
34 preservation of health and safety;
35 F. any setback for an existing residential dwelling unit or accessory
36 structure or a structure constructed in the same location and to the
37 same dimensions as an existing structure that is converted to an acces-
38 sory dwelling unit or to a portion of an accessory dwelling unit, or any
39 setback of more than four feet from the side and rear lot lines for an
40 accessory dwelling unit that is not converted from an existing structure
41 or a new structure constructed in the same location and to the same
42 dimensions as an existing structure; or
43 G. any health or safety requirements on accessory dwelling units that
44 are not necessary to protect health and safety. Nothing in this
45 provision shall be construed to prevent a local government from requir-
46 ing that accessory dwelling units are, where applicable, supported by
47 septic capacity necessary to meet state health, safety and sanitary
48 standards, that the creation of such accessory dwelling units comports
49 with flood resiliency policies or efforts, and that such accessory
50 dwelling units are consistent with the protection of wetlands and
51 watersheds.
52 (iv) No parking requirement shall be imposed on an accessory dwelling
53 unit; provided, however, that where no adjacent public street permits
54 year-round on-street parking and the accessory dwelling unit is greater
55 than one-half mile from access to public transportation, a local govern-
56 ment may require up to one off-street parking space per accessory unit.
S. 4006--A 47 A. 3006--A
1 (v) A local government shall not require that off-street parking spac-
2 es be replaced if a garage, carport, or covered parking structure is
3 demolished in conjunction with the construction of an accessory dwelling
4 unit or converted to an accessory dwelling unit.
5 (vi) Notwithstanding any local law, ordinance, resolution, or regu-
6 lations, a permit application to create an accessory dwelling unit in
7 conformance with a local law adopted pursuant to this paragraph shall be
8 considered ministerially, without discretionary review or a hearing. If
9 there is an existing single-family or multi-family residential dwelling
10 unit on the lot, the permitting local government shall act on the appli-
11 cation to create an accessory dwelling unit within ninety days from the
12 date the local agency receives a completed application or, in a local
13 government having a population of one million or more, within sixty
14 days. If the permit application to create an accessory dwelling unit is
15 submitted with a permit application to create a new primary residential
16 dwelling unit on the lot, the permitting local government may delay
17 acting on the permit application for the accessory dwelling unit until
18 the permitting local government acts on the permit application to create
19 the new primary residential dwelling unit, but the application to create
20 the accessory dwelling unit shall be considered without discretionary
21 review or hearing. If the applicant requests a delay, the time period
22 for review shall be tolled for the period of the delay. Such review
23 shall include all necessary permits and approvals including, without
24 limitation, those related to health and safety. A local government shall
25 not require an additional or amended certificate of occupancy in
26 connection with an accessory dwelling unit. A local government may
27 charge a fee not to exceed one thousand dollars per application for the
28 reimbursement of the actual costs such local agency incurs pursuant to
29 the local law enacted pursuant to this paragraph.
30 (vii) Local governments shall establish an administrative appeal proc-
31 ess to a local agency for applications to create accessory dwelling
32 units. The jurisdiction of the local agency to decide such appeals shall
33 be limited to reviewing any order, requirement, decision, interpreta-
34 tion, or determination issued under the local law adopted pursuant to
35 this paragraph and deciding the matter from which any such appeal was
36 taken. When a permit to create an accessory dwelling unit pursuant to a
37 local law adopted pursuant to this paragraph is denied, the local agency
38 that denied the permit shall issue a notice of denial which shall
39 contain the reason or reasons such permit application was denied and
40 instructions on how the applicant may appeal such denial. Such notice
41 shall be made part of the record of appeals. All appeals shall be
42 submitted to the local agency authorized by the governing body of the
43 local government to decide such appeals, in writing within thirty days
44 of any order, requirement, decision, interpretation, or determination
45 related to the creation of accessory dwelling units.
46 (viii) No other local law, ordinance, policy, or regulation shall be
47 the basis for the denial of a building permit or a use permit under this
48 paragraph except to the extent necessary to protect health and safety
49 and provided such law, policy, or regulation is consistent with the
50 requirements of this paragraph.
51 (ix) A local government shall not require, as a condition for minis-
52 terial approval of a permit application for the creation of an accessory
53 dwelling unit, the correction of nonconforming zoning conditions,
54 noncomplying zoning conditions, or other minor violations of any local
55 law.
S. 4006--A 48 A. 3006--A
1 (x) Where an accessory dwelling unit requires a new or separate utili-
2 ty connection directly between the accessory dwelling unit and the util-
3 ity, the connection may be subject to a connection fee or capacity
4 charge that shall be proportionate to the burden of the proposed acces-
5 sory dwelling unit, based upon either its size or the number of its
6 plumbing fixtures upon the water or sewer system. Such fee or charge
7 shall not exceed the reasonable cost of providing such utility
8 connection. A local government shall not impose any other fee in
9 connection with an accessory dwelling unit.
10 (xi) A property owner who is denied a permit by a local government in
11 violation of this paragraph shall have a private cause of action in a
12 court of competent jurisdiction.
13 (xii) Any amendment undertaken pursuant to this paragraph shall be
14 exempt from any environmental review requirements pursuant to article
15 eight of the environmental conservation law and any rules and regu-
16 lations promulgated pursuant thereto, and any substantially equivalent
17 local law, regulation or rule to article eight of the environmental
18 conservation law, including, but not limited to, in a city with a popu-
19 lation greater than one million people, city environmental quality
20 review.
21 b. Lot splits. It shall be considered to be a preferred action pursu-
22 ant to this section if a locality enacts by local law the provisions of
23 this paragraph. For any locality within a city with a population of one
24 million or more, it shall be a considered to be such a preferred action
25 if such city enacts by local law the provisions of this paragraph
26 throughout such locality. For any locality located within a county wher-
27 ein such county is empowered to approve or amend some or all of the land
28 use requirements applicable within the locality, to the extent the coun-
29 ty is so empowered, it shall be considered such a preferred action if
30 such county enacts by local law the provisions of this paragraph to be
31 in effect throughout such locality.
32 (i) Notwithstanding any other provision of state or local law, rule or
33 regulation, a lead agency equivalent shall ministerially approve, as set
34 forth by the local law adopted to establish a preferred action in
35 accordance with this paragraph, a lot to be split if the lead agency
36 equivalent determines that the lot meets all of the following require-
37 ments:
38 A. the lot to be split creates no more than two new lots of approxi-
39 mately equal lot area, provided that one lot shall not be smaller than
40 forty percent of the lot area of the original lot proposed for the
41 subdivision;
42 B. the lot to be split is located in an area where single-family resi-
43 dential use is permitted;
44 C. the lot was not created from a previous lot split permitted pursu-
45 ant to the local law that was enacted pursuant to this paragraph; and
46 D. the proposed lot split would not require demolition or alteration
47 of any of the following types of housing:
48 (1) housing that is subject to a recorded covenant, ordinance, law or
49 regulatory agreement that restricts rents to levels affordable to
50 persons and families of a set income;
51 (2) housing that is subject to the emergency rent stabilization law or
52 the emergency tenant protection act; or
53 (3) housing that is listed on the state registry of historic places or
54 had an application pending to be listed on such registry as of the
55 effective date of this article.
S. 4006--A 49 A. 3006--A
1 (ii) An application for a lot split shall be approved in accordance
2 with the following requirements:
3 A. A lead agency equivalent shall approve or deny an application for a
4 lot split ministerially without discretionary review.
5 B. A lead agency equivalent shall not require dedications of rights-
6 of-way or the construction of offsite improvements for the lots being
7 created as a condition of approving a lot split pursuant to a local law
8 adopted pursuant to this paragraph.
9 C. A lead agency equivalent shall not impose land use standards,
10 zoning standards, subdivision standards, design review standards, or
11 other development standards that would have the effect of physically
12 precluding the construction of two units, one on each of the resulting
13 lots, or that would result in a unit size of less than eight hundred
14 square feet, provided further that no setback shall be required for an
15 existing structure or a structure constructed in the same location and
16 to the same dimensions as an existing structure.
17 D. Notwithstanding clause C of this subparagraph, a lead agency equiv-
18 alent may require a setback of up to four feet from the side and rear
19 lot lines.
20 (iii) A lead agency equivalent may deny a lot split if the lead agency
21 equivalent makes a written finding, based upon a preponderance of the
22 evidence, that a proposed residential dwelling unit on one of the new
23 lots would have a specific, adverse impact upon public health or safety
24 for which there is no feasible method to satisfactorily mitigate the
25 specific adverse impact.
26 (iv) A lead agency equivalent may require any of the following condi-
27 tions when considering an application to undertake a lot split:
28 A. easements required for the provision of public services and facili-
29 ties;
30 B. a requirement that the lots have access to, provide access to, or
31 adjoin the public right-of-way; and
32 C. off-street parking of up to one space per residential dwelling
33 unit, except that a lead agency equivalent shall not impose parking
34 requirements in either of the following instances:
35 (1) where year-round parking is permitted on an adjacent street; or
36 (2) where the split lot is within one-half mile of access to public
37 transportation.
38 (v) A lead agency equivalent shall not impose owner occupancy require-
39 ments on a lot split authorized pursuant to a local law adopted pursuant
40 to this paragraph.
41 (vi) A lead agency equivalent shall require that a rental of any unit
42 created pursuant to a local law adopted pursuant to this paragraph be
43 for a term longer than thirty days.
44 (vii) A lead agency equivalent shall not require, as a condition for
45 ministerial approval of a lot split pursuant to a local law adopted
46 pursuant to this paragraph, correction of nonconforming or noncomplying
47 zoning conditions.
48 (viii) A request for a lot split pursuant to a local law adopted
49 pursuant to this paragraph shall not be denied solely because it
50 proposed adjacent or connected structures, provided that the structures
51 meet building code safety standards and are sufficient to allow separate
52 conveyance.
53 (ix) Any amendment undertaken pursuant to this paragraph shall be
54 exempt from any environmental review requirements pursuant to article
55 eight of the environmental conservation law and any rules and regu-
56 lations promulgated pursuant thereto, and any substantially equivalent
S. 4006--A 50 A. 3006--A
1 local law, regulation or rule to article eight of the environmental
2 conservation law, including, but not limited to, in a city with a popu-
3 lation of one million or more, city environmental quality review.
4 c. Remove exclusionary measures. It shall be considered to be a
5 preferred action pursuant to this section if a locality enacts by local
6 law the provisions of this paragraph. For any locality within a city
7 with a population of one million or more, it shall be considered to be
8 such a preferred action if such city enacts by local law the provisions
9 of this paragraph throughout such locality. For any locality located
10 within a county wherein such county is empowered to approve or amend
11 some or all of the land use requirements applicable within the locality,
12 to the extent the county is so empowered, it shall be considered such a
13 preferred action if such county enacts by local law the provisions of
14 this paragraph to be in effect throughout such locality.
15 (i) No locality shall, as part of its land use laws, ordinances, rules
16 or regulations, including, but not limited to, zoning laws, ordinances,
17 rules or regulations, site plan review laws, ordinances, rules or regu-
18 lations, subdivision laws, rules or regulations, or comprehensive plan-
19 ning laws, rules or regulations, impose:
20 A. minimum lot size requirements for mixed-use or residential uses;
21 B. height limits that preclude or unduly restrict the ability to build
22 residential accommodations, including multi-family residential build-
23 ings;
24 C. lot coverage restrictions that preclude or unduly restrict the
25 ability to build residential accommodations, including multi-family
26 residential buildings; or
27 D. parking minimums on any site that exceed one parking space per
28 residential dwelling unit, provided, further, that no parking minimums
29 may be imposed for any site that includes residential dwelling units
30 when such site is located within one-half mile from access to public
31 transportation.
32 (ii) Any amendment undertaken pursuant to this paragraph shall be
33 exempt from any environmental review requirements pursuant to article
34 eight of the environmental conservation law and any rules and regu-
35 lations promulgated pursuant thereto, and any substantially equivalent
36 local law, regulation or rule to article eight of the environmental
37 conservation law, including, but not limited to, in a city with a popu-
38 lation of one million or more, city environmental quality review.
39 d. Smart growth rezonings. It shall be considered to be a preferred
40 action pursuant to this section if a locality enacts by local law the
41 provisions of this paragraph. Such preferred action shall be designed
42 and implemented in such a manner that it complies with federal and state
43 fair housing laws, including the requirement to affirmatively further
44 fair housing, which shall include compliance with the requirements set
45 forth in subdivision three of section six hundred of the public housing
46 law. For any locality within a city with a population of one million or
47 more, it shall be considered to be such a preferred action if such city
48 enacts by local law the provisions of this paragraph throughout such
49 locality. For any locality located within a county wherein such county
50 is empowered to approve or amend some or all of the land use require-
51 ments applicable within the locality, to the extent the county is so
52 empowered, it shall be considered such a preferred action if such county
53 enacts by local law the provisions of this paragraph to be in effect
54 throughout such locality.
55 (i) A lead agency equivalent shall undertake a land use action to
56 amend its land use requirements, as applicable, to permit the
S. 4006--A 51 A. 3006--A
1 construction of residential housing with an aggregate density of at
2 least twenty-five residential dwelling units per acre over an area or
3 areas consisting solely of previously disturbed land that, in the aggre-
4 gate, are equal to one-third of the previously disturbed land mass of
5 the locality.
6 (ii) Such land use action shall not include any measure that makes the
7 development of residential housing economically infeasible, including,
8 but not limited to, unduly restrictive height limits, excessive yard or
9 open space requirements, the imposition of minimum or maximum residen-
10 tial dwelling unit size limits, or restrictions on the total number of
11 permitted residential dwelling units within a residential housing
12 project based on lot size or other criteria other than the aggregate
13 density.
14 (iii) Such land use action shall permit commercial uses on a reason-
15 able percentage of the lots impacted by the amendment with the goal of
16 granting residents access to amenities, goods, and services within walk-
17 ing distance of their residences.
18 (iv) Any amendment undertaken pursuant to this paragraph shall be
19 exempt from any environmental review requirements pursuant to article
20 eight of the environmental conservation law and any rules and regu-
21 lations promulgated pursuant thereto, and any substantially equivalent
22 local law, regulation or rule to article eight of the environmental
23 conservation law, including, but not limited to, in a city with a popu-
24 lation greater than one million people, city environmental quality
25 review.
26 (v) Any proposed project that provides residential housing and
27 complies with a locality's land use requirements, after such land use
28 requirements have been amended pursuant to this paragraph, shall be
29 exempt from review requirements pursuant to article eight of the envi-
30 ronmental conservation law and any rules and regulations promulgated
31 thereto, and any substantially equivalent local law, regulation or rule
32 to article eight of the environmental conservation law, including, but
33 not limited to, in a city with a population greater than one million
34 people, city environmental quality review.
35 (vi) Project specific review of any project that provides residential
36 housing and complies with a locality's land use requirements, after such
37 requirements have been amended pursuant to this paragraph, shall:
38 A. be completed with written approval or denial being delivered to the
39 applying party within one hundred twenty days of the application being
40 submitted; and
41 B. be limited to a review of the following:
42 (1) the capacity of local infrastructure to provide adequate drinking
43 water and wastewater services to the proposed project;
44 (2) the capacity of local infrastructure to provide adequate utility
45 services to the proposed project; and
46 (3) the aesthetics of the proposed project, provided that any aesthet-
47 ic review must be based on published objective standards. If no objec-
48 tive standards are published, no project specific review may consider
49 aesthetics. Provided further that no aesthetic requirements may increase
50 the cost of a project to make such project as proposed economically
51 infeasible.
52 C. Unless specifically set forth by this paragraph, nothing set forth
53 in this subparagraph shall be interpreted to override or otherwise waive
54 any permitting required pursuant to state or federal laws or regu-
55 lations.
S. 4006--A 52 A. 3006--A
1 e. Adaptive reuse rezonings. It shall be considered to be a preferred
2 action pursuant to this section if a locality enacts by local law the
3 provisions of this paragraph. Such preferred action shall be designed
4 and implemented in such a manner that it complies with federal and state
5 fair housing laws, including the requirement to affirmatively further
6 fair housing, which shall include compliance with the requirements set
7 forth in subdivision three of section six hundred of the public housing
8 law. For any locality within a city with a population greater than one
9 million people, it shall be considered to be such a preferred action if
10 such city enacts by local law the provisions of this paragraph through-
11 out such locality. For any locality located within a county wherein
12 such county is empowered to approve or amend some or all of the land use
13 requirements applicable within the locality, to the extent the county is
14 so empowered, it shall be considered such a preferred action if such
15 county enacts by local law the provisions of this paragraph to be in
16 effect throughout such locality.
17 (i) A lead agency equivalent shall undertake a land use action to
18 amend its land use requirements to permit the construction and occupancy
19 of residential housing with an aggregate density of at least twenty-five
20 residential dwelling units per acre in an area that, prior to such
21 amendment, permitted only commercial use.
22 A. Such land use action must encompass an area of at least one hundred
23 acres.
24 B. Such land use action shall not include any measure that makes the
25 development of residential housing economically infeasible, including,
26 but not limited to, unduly restrictive height limits, excessive yard or
27 open space requirements, the imposition of minimum or maximum unit size
28 limits, or restrictions on the total number of permitted residential
29 dwelling units within a residential housing project based on lot size or
30 other criteria other than the aggregate density.
31 C. Such land use action shall permit commercial uses on a reasonable
32 percentage of the lots impacted by the amendment with the goal of grant-
33 ing residents access to amenities, goods, and services within walking
34 distance of their residences.
35 (ii) Any amendment undertaken pursuant to this paragraph shall be
36 exempt from any environmental review requirements pursuant to article
37 eight of the environmental conservation law and any rules and regu-
38 lations promulgated pursuant thereto, and any substantially equivalent
39 local law, regulation or rule to article eight of the environmental
40 conservation law, including, but not limited to, in a city with a popu-
41 lation greater than one million people, city environmental quality
42 review.
43 (iii) Any proposed project that provides residential housing and
44 complies with land use requirements, after such land use requirements
45 have been amended pursuant to this paragraph, shall be exempt from
46 review requirements pursuant to article eight of the environmental
47 conservation law and any rules and regulations promulgated pursuant
48 thereto, and any substantially equivalent local law, regulation or rule
49 to article eight of the environmental conservation law, including, but
50 not limited to, in a city with a population greater than one million
51 people, city environmental quality review.
52 (iv) Any project that provides residential housing and complies with
53 applicable land use requirements, after such land use requirements have
54 been amended pursuant to this paragraph, shall be buildable as of right,
55 and any project specific review relating to such project shall:
S. 4006--A 53 A. 3006--A
1 A. be completed with written approval or denial being delivered to the
2 applying party within one hundred twenty days of the application being
3 submitted; and
4 B. be limited to a review of the following:
5 (1) the capacity of local infrastructure to provide adequate drinking
6 water and wastewater services to the proposed project;
7 (2) the capacity of local infrastructure to provide adequate utility
8 services to the proposed project; and
9 (3) the aesthetics of the proposed project, provided that any aesthet-
10 ic review must be based on published objective standards. If no objec-
11 tive standards are published, no project specific review may consider
12 aesthetics. Provided further that no aesthetic requirements may increase
13 the cost of a project to make such project as proposed economically
14 infeasible.
15 C. unless specifically set forth by this paragraph, nothing set forth
16 in this subparagraph shall be interpreted to override or otherwise waive
17 any permitting required pursuant to state or federal laws or regu-
18 lations.
19 § 1004. Local procedures outside of safe harbor/general appeal proc-
20 ess. Effective January first, two thousand twenty-seven, when a locality
21 is not in safe harbor:
22 1. An applicant may propose a qualifying project to a lead agency
23 equivalent, regardless of whether the qualifying project complies with
24 the land use requirements applicable to the site where the qualifying
25 project is proposed. No lead agency equivalent may reject a proposed
26 qualifying project due to such project failing to comply with the land
27 use requirements on the site where the qualifying project is proposed,
28 unless such qualifying project is not located on previously disturbed
29 land.
30 2. The lead agency equivalent must approve or deny the application for
31 the qualifying project within one hundred twenty days if the proposed
32 qualifying project contains at least ten residential dwelling units but
33 less than one hundred residential dwelling units, and within one hundred
34 eighty days if the proposed qualifying project contains one hundred or
35 more residential dwelling units. Failure to approve or deny an applica-
36 tion within the time periods specified in this subdivision shall be
37 deemed to be a constructive denial, provided further that the imposition
38 of conditions on the project by the lead agency equivalent that render
39 the project economically infeasible shall be deemed to be a constructive
40 denial, and subject to appeal pursuant to this section, section one
41 thousand five or section one thousand six of this article.
42 3. Any project specific review related to a proposed qualifying
43 project shall be exempt from review requirements pursuant to article
44 eight of the environmental conservation law and any rules and regu-
45 lations promulgated pursuant thereto, and any substantially equivalent
46 local law, regulation or rule to article eight of the environmental
47 conservation law, including, but not limited to, in a city with a popu-
48 lation of one million or more, city environmental quality review, and
49 shall be limited to a review of the following:
50 a. The capacity of local infrastructure to provide adequate drinking
51 water and wastewater services to the proposed project;
52 b. The capacity of local infrastructure to provide adequate utility
53 services to the proposed project; and
54 c. The aesthetics of the proposed project, provided that any aesthetic
55 review must be based on published objective standards. If no objective
56 standards are published, no project specific review may consider
S. 4006--A 54 A. 3006--A
1 aesthetics. Provided further that no aesthetic requirements may increase
2 the cost of a project to make such project as proposed economically
3 infeasible.
4 Nothing set forth in this subdivision shall be interpreted to override
5 or otherwise waive any permitting required pursuant to state or federal
6 laws or regulations, unless specifically set forth in this article.
7 4. Any denial of an application must be accompanied by the specific
8 reasons for the denial set forth in writing.
9 5. When an applicant is denied permission to proceed with a qualifying
10 project, the applicant may file an appeal of the denial pursuant to
11 section one thousand five or one thousand six of this article within
12 sixty days of the denial. An applicant may only file one such appeal per
13 qualifying project and may only file either pursuant to section one
14 thousand five or one thousand six.
15 § 1005. Housing review board. 1. Structure and powers of the housing
16 review board.
17 a. There is hereby established, within the division, a housing review
18 board, to effectuate the provisions of this article.
19 b. The housing review board shall consist of five members. Three
20 members shall be appointed by the governor, one member shall be
21 appointed by the speaker of the assembly, and one member shall be
22 appointed by the temporary president of the senate. The board members
23 shall serve five year terms, and shall only be relieved for cause. Any
24 vacancies on the board shall be filled within a reasonable time period
25 by the official who appointed the board member whose absence has caused
26 the vacancy.
27 c. The housing review board shall have the power and duties to conduct
28 hearings, take oaths, issue orders, and otherwise perform any function
29 necessary to operate in conformity with the provisions of this article.
30 The powers of the housing review board shall include, but not be limited
31 to, the powers granted to the commissioner of housing by subdivision one
32 of section fourteen of the public housing law, and the statutes, rules,
33 regulations and other documents governing the administration of housing
34 by the division of homes and community renewal.
35 d. The division shall provide any administrative and staff support,
36 including, but not limited to, administrative law judges, to the housing
37 review board necessary for the effective implementation of the
38 provisions of this article.
39 e. If the division determines that a locality does or does not qualify
40 for safe harbor, the housing review board, or any court hearing an
41 appeal related to such locality shall take judicial notice of the divi-
42 sion's determination. If the division has not issued a determination as
43 to whether a locality is in safe harbor based on the three-year cycle
44 that was completed immediately prior to the applicable three-year cycle,
45 and such a determination is necessary to adjudicate an appeal before the
46 housing review board or a court, such housing review board or court may
47 make such a determination that applies only to the application pending
48 before the housing review board or the court, provided further, however,
49 that if the housing review board or a court makes a determination that a
50 locality is in safe harbor as a result of the locality enacting
51 preferred actions pursuant to subdivision four of section one thousand
52 three of this article, such determination shall be applied to future
53 proceedings pursuant to this section and section one thousand six of
54 this article for the remainder of the three-year cycle for which such
55 determination was made. The division, at its discretion, may take notice
56 of such determination and the facts underlying such determination, and
S. 4006--A 55 A. 3006--A
1 issue its own determination as to the application of safe harbor that
2 would be applied to all further appeals relating to such locality for
3 the duration that safe harbor applies.
4 2. Appeals before the housing review board. a. Beginning on January
5 first, two thousand twenty-seven, any applicant whose application relat-
6 ing to a qualifying project is denied by a lead agency equivalent may
7 appeal such denial to the housing review board within sixty days of the
8 issuance of the denial.
9 b. If an appeal is brought before the housing review board and the
10 division has already determined that the locality at issue is in safe
11 harbor for the applicable three-year cycle, then the appeal shall be
12 denied and the determination by the lead agency equivalent shall be
13 maintained. If no determination has been made as to whether the locality
14 is in safe harbor, the housing review board shall determine as a thresh-
15 old issue whether such locality is in safe harbor.
16 c. If a locality is found to not be in safe harbor, the housing review
17 board shall issue a determination as to whether the lead agency equiv-
18 alent properly denied the application at issue in the appeal pursuant to
19 the requirements set forth in section one thousand four of this article.
20 d. In issuing a determination, the housing review board may:
21 (i) remand the proceeding to the lead agency equivalent and direct
22 such lead agency equivalent to issue a comprehensive permit or approval
23 to the applicant;
24 (ii) deny the appeal and uphold the lead agency equivalent's denial of
25 the application; or
26 (iii) remand the proceeding to the lead agency equivalent and direct
27 such lead agency equivalent to consider the application as amended to
28 address any legitimate concerns raised by the lead agency equivalent.
29 The housing review board may require that the lead agency equivalent
30 consider any such amended application on an expedited basis.
31 e. In considering the denial of an application, the housing review
32 board may only consider the reasons for the denial given by the lead
33 agency equivalent at the time the application was denied.
34 f. Once a determination has been issued by the housing review board,
35 such determination may be appealed within sixty days to an administra-
36 tive law judge designated to hear such matters. Any determination issued
37 by an administrative law judge shall be considered to be a final agency
38 determination and may be appealed pursuant to article seventy-eight of
39 the civil practice law and rules.
40 3. Burden of proof before the housing review board. a. (i) During a
41 proceeding before the housing review board, the locality which denied
42 the permit for the qualifying project shall initially carry the burden
43 of proof to demonstrate, based upon clear and convincing evidence, that
44 the permit was properly denied pursuant to one or more of the reasons
45 set forth in subdivision three of section one thousand four of this
46 article, that the locality is in safe harbor, or that the project at
47 issue is not a qualifying project.
48 (ii) Notwithstanding any other provision in this article, a locality
49 that is not in safe harbor may raise as an affirmative defense that the
50 amount of eligible residential dwelling units, as weighted pursuant to
51 subdivision three of section one thousand three of this article,
52 constructed in the three-year cycle during which the appeal was filed,
53 combined with the amount of eligible residential dwelling units
54 constructed in the three-year cycle immediately preceding the cycle in
55 which the appeal was filed, constitute an amount of eligible residential
56 dwelling units to qualify the locality for safe harbor for the three-
S. 4006--A 56 A. 3006--A
1 year cycle in which the appeal was filed. Provided, further that eligi-
2 ble residential dwelling units shall only be credited for one three-year
3 cycle, regardless of when such dwelling units were permitted or built.
4 Such defense must be demonstrated by clear and convincing evidence, and
5 must be substantiated by documentation such as temporary or final
6 certificates of occupancy for the housing. If the locality meets the
7 burden set forth in this paragraph, unless the applicant successfully
8 rebuts the evidence or reasons for rejection provided by the locality
9 pursuant to paragraph b of this subdivision, such locality shall be
10 deemed to be in safe harbor for the remainder of the three-year cycle in
11 effect at the time the appeal was filed, effective the date such deter-
12 mination is made.
13 b. If the locality meets the burden set forth in paragraph a of this
14 subdivision, the applicant shall be given an opportunity to rebut the
15 evidence and reasons for rejection provided by the locality.
16 c. If the division issues a determination as to whether a locality is
17 in safe harbor, the housing review board and administrative law judges
18 shall take notice of such determination. If no such determination has
19 been issued by the division, except as provided in paragraph e of subdi-
20 vision one of this section, the housing review board and administrative
21 law judges may make a determination as to whether a locality is in safe
22 harbor, based on the three-year cycle that was completed immediately
23 prior to the applicable three-year cycle, solely for the purposes of
24 issuing a determination regarding the application that is the subject of
25 the appeal being considered.
26 4. Costs shall not be allowed against the local government and the
27 officer or officers whose failure or refusal gave rise to the special
28 proceeding, unless it shall appear to the court that the local govern-
29 ment and its officers acted with gross negligence or in bad faith or
30 with malice.
31 § 1006. Land use appeals before the supreme court. 1. Judges of the
32 supreme court that are specially designated as land use judges by the
33 chief administrator of the courts shall hear land use appeals. Such
34 judges shall be selected from a list of qualified candidates as created
35 by the land use advisory council. Only such land use judges shall be
36 empowered to adjudicate land use appeals pursuant to this section aris-
37 ing anywhere in the State of New York, regardless of what county the
38 judge serves in over the course of their normal duties.
39 2. There shall be established a land use advisory council. a. The
40 land use advisory council shall be composed of five members. Three
41 members shall be appointed by the governor, one member shall be
42 appointed by the speaker of the assembly, and one member shall be
43 appointed by the temporary president of the senate. The members shall
44 serve five year terms, and shall only be relieved for cause. Any vacan-
45 cies on the council shall be filled within a reasonable time period by
46 the official who appointed the member whose absence has caused the
47 vacancy.
48 b. The land use advisory council shall meet at least four times a
49 year, and on such additional occasions as they may require or as may be
50 required by the administrative judge. Members shall receive no compen-
51 sation.
52 c. The land use advisory council shall publish a list of supreme court
53 judges qualified to hear land use appeals based on training, experience
54 and judicial temperament.
55 3. Appeals before a land use judge. a. Beginning on January first, two
56 thousand twenty-seven, any applicant whose application related to a
S. 4006--A 57 A. 3006--A
1 qualifying project is denied by a lead agency equivalent may appeal such
2 denial before a land use judge designated pursuant to this section in
3 supreme court. The applicant shall choose the forum in which to file the
4 appeal.
5 b. If an appeal is brought before such land use judge and the division
6 has already determined that the locality at issue is in safe harbor for
7 the applicable three-year cycle, then the appeal shall be denied and the
8 determination by the lead agency equivalent shall be maintained. If no
9 determination has been made as to whether the locality is in safe
10 harbor, such land use judge shall determine as a threshold issue whether
11 such locality is in safe harbor based on the three-year cycle that was
12 completed immediately prior to the applicable three-year cycle.
13 c. If a locality is found to not be in safe harbor, such land use
14 judge shall issue a determination as to whether the lead agency equiv-
15 alent properly denied the application at issue in the appeal pursuant to
16 the requirements set forth in section one thousand four of this article.
17 d. In issuing a determination, such land use judge may:
18 (i) remand the proceeding to the lead agency equivalent and direct
19 such lead agency equivalent to issue a comprehensive permit or approval
20 to the applicant;
21 (ii) deny the appeal and uphold the lead agency equivalent's denial of
22 the application; or
23 (iii) remand the proceeding to the lead agency equivalent and direct
24 such lead agency equivalent to consider the application as amended to
25 address any legitimate concerns raised by the lead agency equivalent.
26 Such land use judge may require that the lead agency equivalent consider
27 any such amended application on an expedited basis.
28 e. In considering the denial of an application, such land use judge
29 may only consider the reasons for the denial given by the lead agency
30 equivalent at the time the application was denied.
31 4. Burden of proof before a court. a. (i) During a proceeding before a
32 land use judge designated pursuant to this section, the locality which
33 denied the permit for the qualifying project shall initially carry the
34 burden of proof to demonstrate, based upon clear and convincing
35 evidence, that the permits were properly denied pursuant to one or more
36 of the reasons set forth in subdivision three of section one thousand
37 four of this article, that the locality is in safe harbor, or that the
38 project at issue is not a qualifying project.
39 (ii) Notwithstanding any other provision in this article, a locality
40 that is not in safe harbor may raise as an affirmative defense that the
41 amount of eligible residential dwelling units, as weighted pursuant to
42 subdivision three of section one thousand three of this article,
43 constructed in the three-year cycle during which the appeal was filed,
44 combined with the amount of eligible residential dwelling units
45 constructed in the three-year cycle immediately preceding the cycle in
46 which the appeal was filed, constitute an amount of eligible residential
47 dwelling units needed to qualify the locality for safe harbor for the
48 three-year cycle in which the appeal was filed. Provided, further, that
49 eligible residential dwelling units shall only be credited for one
50 three-year cycle, regardless of when such dwelling units were permitted
51 or built. Such defense must be demonstrated by clear and convincing
52 evidence, and must be substantiated by documentation such as temporary
53 or final certificates of occupancy for the housing. If the locality
54 meets the burden set forth in this paragraph, unless the applicant
55 successfully rebuts the evidence or reasons for rejection provided by
56 the locality pursuant to paragraph b of this subdivision, such locality
S. 4006--A 58 A. 3006--A
1 shall be deemed to be in safe harbor for the remainder of the three-year
2 cycle in effect at the time the appeal was filed, effective the date
3 such determination is made.
4 b. If the locality meets the burden set forth in paragraph a of this
5 subdivision, the applicant shall be given an opportunity to rebut the
6 evidence and reasons for rejection provided by the locality.
7 c. If the division issues a determination as to whether a locality is
8 in safe harbor, such land use judge shall take notice of such determi-
9 nation. If no such determination has been issued by the division, except
10 as provided in paragraph e of subdivision one of section one thousand
11 five of this article, such land use judge may make a determination as to
12 whether a locality is in safe harbor, based on the three-year cycle that
13 was completed immediately prior to the applicable three-year cycle,
14 solely for the purposes of issuing a determination regarding the appli-
15 cation that is the subject of the appeal being considered.
16 5. Any final order issued by a land use judge designated pursuant to
17 this section shall be appealed in a manner consistent with the civil
18 practice law and rules.
19 6. The chief administrator of the court shall promulgate rules and
20 regulations to carry out the mandate of this section.
21 7. Costs shall not be allowed against the local government and the
22 officer or officers whose failure or refusal gave rise to the special
23 proceeding, unless it shall appear to the court that the local govern-
24 ment and its officers acted with gross negligence or in bad faith or
25 with malice.
26 8. Employees and agents of localities may only be sued in their offi-
27 cial capacity for non-compliance with this article.
28 § 3. Section 14 of the public housing law is amended by adding a new
29 subdivision 8 to read as follows:
30 8. The division shall have the authority to promulgate regulations,
31 rules and policies related to land use by cities, towns, and villages as
32 it relates to the development of housing, including, but not limited to,
33 the administration and enforcement of article twenty of the general
34 municipal law, the Transit-Oriented Development Act of 2023, and section
35 twenty-a of the public housing law. Such enforcement authority shall
36 include, but not be limited to, all of the powers granted by subdivision
37 one of this section, in addition to the statutes, rules, regulation and
38 other documents regarding the authority of the division, and, where
39 applicable, the power to issue orders and administer funding and grants
40 to localities to assist with land use planning.
41 § 4. Severability. In the event it is determined by a court of compe-
42 tent jurisdiction that any phrase, clause, part, subdivision, paragraph
43 or subsection, or any of the provisions of this article is unconstitu-
44 tional or otherwise invalid or inoperative, such determination shall not
45 affect the validity or effect of the remaining provisions of this arti-
46 cle.
47 § 5. This act shall take effect immediately.
48 PART G
49 Section 1. Short title. This act shall be known and may be cited as
50 the "transit-oriented development act of 2023".
51 § 2. Legislative findings and statement of purpose. The legislature
52 hereby finds, determines and declares:
53 New York State has a vital interest in reducing harmful greenhouse gas
54 emissions. New York State further recognizes that encouraging and facil-
S. 4006--A 59 A. 3006--A
1 itating use of rail-based mass transit is a valuable method for reducing
2 greenhouse gas emissions. New York State further recognizes that creat-
3 ing walkable living environments with a variety of housing options near
4 rail-based mass transit not only advances the goal of encouraging the
5 use of rail-based mass transit, but also promotes local and regional
6 economic development.
7 Housing in the state of New York is among the most expensive in the
8 nation and housing insecurity remains a problem for many low- and moder-
9 ate-income families. The excessive cost of the state's housing supply is
10 partially caused by a lack of housing near public transit access points.
11 This lack of available housing is especially pronounced in well-re-
12 sourced municipalities and neighborhoods with access to jobs, educa-
13 tional resources, and health infrastructure that engender social and
14 economic mobility.
15 Many local governments do not give adequate attention to or planning
16 for the local and broader regional economic, environmental, and social
17 costs of local policies and actions that have the effect of stagnating
18 or reducing the supply of housing, including affordable and supportive
19 housing, or how such policies and actions thereby produce threats to the
20 public health, safety, and general welfare.
21 Increasing the supply of housing in close proximity to rail stations
22 is a matter of state concern and critical to promoting housing afforda-
23 bility, reducing housing insecurity, driving economic growth, encourag-
24 ing social and economic mobility, and actualizing the goals of the
25 Climate Leadership and Community Protection Act.
26 A public policy purpose would be served and the interests of the
27 people of the state would be advanced by requiring local planning and
28 zoning changes that will facilitate the production of multifamily hous-
29 ing in areas near rail stations.
30 § 3. The general city law is amended by adding a new section 20-h to
31 read as follows:
32 § 20-h. Density of residential dwellings near transit stations. 1.
33 Definitions. As used in this section, the following terms shall have the
34 following meanings:
35 (a) "Aggregate density requirement" shall be defined as a required
36 minimum average density of residential dwellings per acre across a tran-
37 sit-oriented development zone, provided that exempt land shall not be
38 included in the calculation to determine the aggregate density require-
39 ment. Provided further that:
40 (i) Within a tier 1 transit-oriented development zone, the required
41 minimum average density shall be fifty residential dwellings per acre;
42 (ii) Within a tier 2 transit-oriented development zone, the required
43 minimum average density shall be thirty residential dwellings per acre;
44 (iii) Within a tier 3 transit-oriented development zone, the required
45 minimum average density shall be twenty residential dwellings per acre;
46 and
47 (iv) Within a tier 4 transit-oriented development zone, the required
48 minimum average density shall be fifteen residential dwellings per acre.
49 (b) "Amendment" shall be defined as any local legislative, executive,
50 or administrative change made to a city's local land use tools pursuant
51 to subdivision two of this section.
52 (c) "Economically infeasible" shall mean any condition brought about
53 by any single factor or combination of factors to the extent that it
54 makes it substantially unlikely for an owner to proceed in building a
55 residential housing project and still realize a reasonable return in
S. 4006--A 60 A. 3006--A
1 building or operating such housing without substantially changing the
2 rent levels, unit sizes, or unit counts proposed by the owner.
3 (d) "Exempt land" shall be defined as non-buildable land, cemeteries,
4 mapped or dedicated parks, registered historic sites, and highways.
5 (e) "Highways" shall be defined as a vehicle road designated and iden-
6 tified pursuant to the New York state or federal interstate highway
7 system.
8 (f) "Lead agency equivalent" shall be defined as any city or common
9 council or other legislative body of the city, planning board, zoning
10 board of appeals, planning division, planning commission, board of stan-
11 dards and appeals, board of zoning appeals, or any official or employee,
12 or any other agency, department, board, body, or other entity in a city
13 with the authority to approve or disapprove of any specific project or
14 amendment to any local land use tools as defined herein.
15 (g) "Local land use tools" shall be adopted or enacted under this
16 chapter, the municipal home rule law, or any general, special or other
17 law pertaining to land use, and shall include but not be limited to a
18 city's:
19 (i) written or other comprehensive plan or plans;
20 (ii) zoning ordinance, local laws, resolutions or regulations;
21 (iii) special use permit, special exception permit, or special permit
22 ordinance, local laws, resolutions or regulations;
23 (iv) subdivision ordinance, local laws, resolutions, or regulations;
24 (v) site plan review ordinance, local laws, resolutions or regu-
25 lations; and/or
26 (vi) policies or procedures, or any planning, zoning, or other land
27 use regulatory tool that controls or establishes standards for the use
28 and occupancy of land, the area and dimensional requirements for the
29 development of land or the intensity of such development.
30 (h) "Mapped or dedicated parks" shall be defined as:
31 (i) any land designated on an official map established as authorized
32 by law or depicted on another map adopted or enacted by the local
33 governing board as a publicly accessible space designated for park or
34 recreational use on or before the effective date of this section; or
35 (ii) any parkland expressly or impliedly dedicated to park or recre-
36 ational use on or before the effective date of this section.
37 (i) "Non-buildable land" shall be defined as any land that cannot be
38 built upon without significant alterations to the natural terrain needed
39 to make such land suitable for construction, including but not limited
40 to rivers and streams, freshwater and tidal wetlands, marshlands, coas-
41 tal erosion hazard areas, one-hundred-year flood plain, and protected
42 forests. No land that has previously had a building or other improve-
43 ment, including but not limited to parking lots, constructed on it shall
44 be considered non-buildable land.
45 (j) "Objective standards" shall be defined as standards that involve
46 no personal or subjective judgment by a public official or employee and
47 are uniformly verifiable by reference to a publicly available and
48 uniform benchmark or criterion available and knowable by both the devel-
49 opment applicant and the public official or employee before submittal of
50 a land use application to locate and develop residential dwellings.
51 (k) "Project specific review" shall be defined as any review or
52 approval process related to a specific site, or to a proposed develop-
53 ment or an application, regardless of the number of sites, including,
54 but not limited to, variance, waiver, special permit, site plan review
55 or subdivision review.
S. 4006--A 61 A. 3006--A
1 (l) "Qualifying project" shall be defined as a proposed project that
2 consists primarily of residential dwellings that is or will be located
3 within a transit-oriented development zone and which will be connected
4 to publicly-owned water and sewage systems.
5 (m) "Registered historic sites" shall be defined as sites, districts,
6 structures, landmarks, or buildings listed on the state register of
7 historic places as of the effective date of this section.
8 (n) "Residential dwellings" shall be defined as any building or struc-
9 ture or portion thereof which is legally occupied in whole or in part as
10 the home, residence or sleeping place of one or more human beings,
11 however the term does not include any class B multiple dwellings as
12 defined in section four of the multiple dwelling law or housing that is
13 intended to be used on a seasonal basis.
14 (o) "Residential zone" shall be defined as any land within a transit-
15 oriented development zone wherein residential dwellings are permitted as
16 of the effective date of this section.
17 (p) "Transit-oriented development review process" is the process by
18 which all project specific reviews in a transit-oriented development
19 zone and all other land use actions undertaken pursuant to this section
20 shall be reviewed, which shall:
21 (i) Be completed with approval or denial delivered to the applying
22 party within one hundred twenty days of the application being submitted;
23 and
24 (ii) Be limited to a review of the following:
25 (A) The capacity of local infrastructure to provide adequate drinking
26 water and wastewater services to the proposed project;
27 (B) The capacity of local infrastructure to provide adequate utility
28 services to the proposed project; and
29 (C) The aesthetics of the proposed project, provided that any aesthet-
30 ic review must be based on published objective standards. If no objec-
31 tive standards are published, no transit-oriented development review
32 process may consider aesthetics, and provided further that no aesthetic
33 requirements shall increase the cost of a qualifying project to make
34 such project as proposed economically infeasible.
35 All proposed actions subject to review pursuant to a transit-oriented
36 development review process shall be exempt from any environmental review
37 requirements pursuant to article eight of the environmental conservation
38 law and any rules and regulations promulgated thereto, and any local
39 equivalent law, regulation or rule, including, but not limited to, in
40 the city of New York, city environmental quality review. Provided
41 further that nothing set forth in this paragraph shall be interpreted to
42 override or otherwise waive any permitting required pursuant to state or
43 federal laws or regulations, unless specifically set forth herein.
44 (q) "Tier 1 qualifying transit station" shall be defined as any rail
45 station, including subway stations, within the state of New York that is
46 not operated on an exclusively seasonal basis and that is owned, oper-
47 ated or otherwise served by metro-north railroad, the Long Island rail-
48 road, the port authority of New York and New Jersey, the New Jersey
49 transit corporation, the New York city transit authority, or the metro-
50 politan transportation authority where any portion of such station is
51 located either within a city with a population of greater than one
52 million people, or no more than fifteen miles from the nearest border of
53 a city with a population of greater than one million people, as measured
54 on a straight line from such city's nearest border to such rail station.
55 (r) "Tier 2 qualifying transit station" shall be defined as any rail
56 station, including subway stations, within the state of New York that is
S. 4006--A 62 A. 3006--A
1 not operated on an exclusively seasonal basis and that is owned, oper-
2 ated or otherwise served by metro-north railroad, the Long Island rail-
3 road, the port authority of New York and New Jersey, the New Jersey
4 transit corporation, the New York city transit authority, or the metro-
5 politan transportation authority where any portion of such station is
6 located more than fifteen and no more than thirty miles from the nearest
7 border of a city with a population of greater than one million people,
8 as measured on a straight line from such city's nearest border to such
9 rail station.
10 (s) "Tier 3 qualifying transit station" shall be defined as any rail
11 station, including subway stations, within the state of New York that is
12 not operated on an exclusively seasonal basis and that is owned, oper-
13 ated or otherwise served by metro-north railroad, the Long Island rail-
14 road, the port authority of New York and New Jersey, the New Jersey
15 transit corporation, the New York city transit authority, or the metro-
16 politan transportation authority where any portion of such station is
17 located more than thirty and no more than fifty miles from the nearest
18 border of a city with a population of greater than one million people,
19 as measured on a straight line from such city's nearest border to such
20 rail station.
21 (t) "Tier 4 qualifying transit station" shall be defined as any rail
22 station, including subway stations, within the state of New York that is
23 not operated on an exclusively seasonal basis and that is owned, oper-
24 ated or otherwise served by metro-north railroad, the Long Island rail-
25 road, the port authority of New York and New Jersey, the New Jersey
26 transit corporation, the New York city transit authority, or the metro-
27 politan transportation authority where the entirety of such station is
28 located more than fifty miles from the nearest border of a city with a
29 population of greater than one million people, as measured on a straight
30 line from such city's nearest border to such rail station.
31 (u) "Tier 1 transit-oriented development zone" shall be defined as any
32 land, other than exempt land, located within a one-half mile radius of
33 any publicly accessible areas of a tier 1 qualifying transit station,
34 provided that such publicly accessible areas include, but are not limit-
35 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
36 and parking lots or parking structures that provide parking for custom-
37 ers of such tier 1 qualifying transit stations, and are appurtenant to
38 such tier 1 qualifying transit stations, regardless of the ownership of
39 such parking structures or facilities, as of the effective date of this
40 section. Provided further that any tier 1 qualifying transit station
41 shall be considered to be part of such tier 1 transit-oriented develop-
42 ment zone.
43 (v) "Tier 2 transit-oriented development zone" shall be defined as any
44 land, other than exempt land, located within a one-half mile radius of
45 any publicly accessible areas of a tier 2 qualifying transit station,
46 provided that such publicly accessible areas include, but are not limit-
47 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
48 and parking lots or parking structures that provide parking for custom-
49 ers of such tier 2 qualifying transit stations, and are appurtenant to
50 such tier 2 qualifying transit stations, regardless of the ownership of
51 such parking structures or facilities, as of the effective date of this
52 section. Provided further that any tier 2 qualifying transit station
53 shall be considered to be part of such tier 2 transit-oriented develop-
54 ment zone.
55 (w) "Tier 3 transit-oriented development zone" shall be defined as any
56 land, other than exempt land, located within a one-half mile radius of
S. 4006--A 63 A. 3006--A
1 any publicly accessible areas of a tier 3 qualifying transit station,
2 provided that such publicly accessible areas include, but are not limit-
3 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
4 and parking lots or parking structures that provide parking for custom-
5 ers of such tier 3 qualifying transit stations, and are appurtenant to
6 such tier 3 qualifying transit stations, regardless of the ownership of
7 such parking structures or facilities, as of the effective date of this
8 section. Provided further that any tier 3 qualifying transit station
9 shall be considered to be part of such tier 3 transit-oriented develop-
10 ment zone.
11 (x) "Tier 4 transit-oriented development zone" shall be defined as any
12 land, other than exempt land, located within a one-half mile radius of
13 any publicly accessible areas of a tier 4 qualifying transit station,
14 provided that such publicly accessible areas include, but are not limit-
15 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
16 and parking lots or parking structures that provide parking for custom-
17 ers of such tier 4 qualifying transit stations, and are appurtenant to
18 such tier 4 qualifying transit stations, regardless of the ownership of
19 such parking structures or facilities, as of the effective date of this
20 section. Provided further that any tier 4 qualifying transit station
21 shall be considered to be part of such tier 4 transit-oriented develop-
22 ment zone.
23 (y) "Transit-oriented development zone" shall refer to a tier 1 trans-
24 it oriented development zone, a tier 2 transit-oriented development
25 zone, a tier 3 transit-oriented development zone, or a tier 4 transit-
26 oriented development zone, as applicable.
27 2. Amendment to local land use tools. (a) A city's local land use
28 tools shall be amended to meet or exceed the aggregate density require-
29 ment on or before the date that is three years subsequent to the effec-
30 tive date of this section unless such aggregate density requirement is
31 permitted pursuant to a city's local land use tools without requiring
32 any amendment.
33 (b) Any amendment undertaken pursuant to paragraph (a) of this subdi-
34 vision shall be exempt from any review required pursuant to article
35 eight of the environmental conservation law and any rules and regu-
36 lations promulgated thereto, and any local equivalent law, regulation,
37 or rule, including, but not limited to, in the city of New York, city
38 environmental quality review, provided further that any amendment to the
39 permissible use of non-buildable land shall be subject to such review,
40 as applicable.
41 (c) No amendment undertaken pursuant to paragraph (a) of this subdivi-
42 sion shall create or otherwise impose any unreasonable laws, rules,
43 regulations, guidelines or restrictions that effectively prevent the
44 construction or occupation of qualifying projects, including, but not
45 limited to, any such laws, rules, regulations, guidelines or
46 restrictions governing lot coverage, open space, height, setbacks, floor
47 area ratios, or parking requirements.
48 (d) Prior to the finalization of the amendment undertaken pursuant to
49 paragraph (a) of this subdivision, the lead agency equivalent shall set
50 forth in writing and publish:
51 (i) a description of the land that is part of the applicable transit-
52 oriented development zone;
53 (ii) a description of the land that is exempt from the aggregate
54 density requirement;
55 (iii) a description of any exempt land that would otherwise be
56 included in the transit-oriented development zone;
S. 4006--A 64 A. 3006--A
1 (iv) a specific description of the permissible land uses within the
2 applicable transit-oriented development zone prior to the amendment;
3 (v) a specific description of the proposed permissible land uses with-
4 in the applicable transit-oriented development zone following the amend-
5 ment;
6 (vi) the allowable aggregate density, meaning the average allowable
7 density within the applicable transit-oriented development zone, of
8 residential dwellings prior to the amendment;
9 (vii) the allowable aggregate density, meaning the average allowable
10 density within the applicable transit-oriented development zone, of
11 residential dwellings subsequent to the amendment;
12 (viii) the capacity of the drinking water supply and wastewater treat-
13 ment services, as applicable, to support the proposed increased residen-
14 tial dwellings density contemplated by the amendment;
15 (ix) the capacity of local infrastructure to provide adequate utility
16 services to support the proposed increased residential dwellings density
17 contemplated by the amendment;
18 (x) the existence of sites containing or contaminated by hazardous
19 waste within the area contemplated by the amendment;
20 (xi) any required stormwater runoff strategies or requirements contem-
21 plated by the amendment; and
22 (xii) a specific description of any land within the applicable tran-
23 sit-oriented development zone located within the one-hundred-year flood
24 plain or where the depth to the water table is less than three feet.
25 (e) In the event that a city fails to finalize the amendment pursuant
26 to and within the required time set forth in paragraph (a) of this
27 subdivision, and until such time as a city comprehensively updates its
28 local land use tools in compliance with paragraph (a) of this subdivi-
29 sion, and notwithstanding the provisions of any general, special, local,
30 or other law, including the common law, to the contrary:
31 (i) All cities shall permit the construction and occupation of resi-
32 dential dwellings with a density up to and including the applicable
33 aggregate density requirement in any residential zone;
34 (ii) No city shall impose restrictions that effectively prevent the
35 construction or occupancy of such residential dwellings, including, but
36 not limited to, any such restrictions related to lot coverage, open
37 space, height, setbacks, floor area ratios, or parking requirements; and
38 (iii) A project for residential dwellings, which would otherwise be
39 classified as a qualifying project if a city timely adopted an amendment
40 pursuant to paragraph (a) of this subdivision and which is approved by a
41 city or lead agency equivalent pursuant to a transit-oriented develop-
42 ment review process prior to the date of the amendment, shall be vested
43 upon the issuance of a building permit in the event a subsequently
44 enacted amendment or any updates to the land use tools are contrary to
45 the rights granted for such project. Such vested rights shall exist
46 without the need for the permit holder to demonstrate substantial
47 expenditure and substantial construction in accordance with the permit
48 prior to the effective date of the amendment or any updates to the land
49 use tools.
50 3. Transit-oriented development review process. (a) In the event that
51 a city fails to finalize the amendment pursuant to and within the
52 required time set forth in paragraph (a) of subdivision two of this
53 section, and until such time as a city comprehensively updates its local
54 land use tools in compliance with paragraph (a) of subdivision two of
55 this section, any project specific review related to a proposed qualify-
S. 4006--A 65 A. 3006--A
1 ing project shall be reviewed pursuant to the transit-oriented develop-
2 ment review process.
3 (b) After the finalization of the amendment undertaken pursuant to
4 paragraph (a) of subdivision two of this section, any project specific
5 review related to a proposed qualifying project shall be reviewed pursu-
6 ant to the transit-oriented development review process.
7 4. Enforcement. (a) (i) The attorney general of the state of New York
8 may commence an action in a court of appropriate jurisdiction to compel
9 a city to amend its local land use tools in compliance with the require-
10 ments set forth in subdivision two of this section if the city fails to
11 do so within the required timeframe set forth therein.
12 (ii) A party may pursue a cause of action pursuant to paragraph (b) of
13 this subdivision if such party is improperly denied permission by a lead
14 agency equivalent to build a qualifying project pursuant to paragraph
15 (b) of subdivision three of this section.
16 (b) (i) Upon a failure of a city to comply with the deadlines set
17 forth in subdivision two of this section, or a lead agency equivalent's
18 denial of any application submitted in relation to a qualifying project
19 in violation of paragraph (a) of subdivision three of this section, any
20 party aggrieved by any such failure or denial may commence a special
21 proceeding against the subject city or lead agency equivalent and the
22 officers of such city and lead agency equivalent in the supreme court
23 within the judicial district in which the city or the greater portion of
24 the territory of such city is located to compel compliance with the
25 provisions of this section.
26 (ii) If, upon commencement of such proceeding, it shall appear to the
27 court that testimony is necessary for the proper disposition of the
28 matter, the court may take evidence and determine the matter. Alterna-
29 tively, the court may appoint a hearing officer pursuant to article
30 forty-three of the civil practice law and rules to take such evidence as
31 it may direct and report the same to the court with the hearing offi-
32 cer's findings of fact and conclusions of law, which shall constitute a
33 part of the proceedings upon which the determination of the court shall
34 be made.
35 (iii) The city or lead agency equivalent must set forth the reasons
36 for the denial of the application and must demonstrate by clear and
37 convincing evidence that the city or lead agency equivalent denied the
38 application due to bona fide health and safety concerns, or pursuant to
39 the transit-oriented development review process that complies with the
40 requirements of this section. If the city or lead agency equivalent
41 meets such burden, the applicant shall be given the opportunity to
42 demonstrate that the concerns raised by the city or lead agency equiv-
43 alent are pretextual or that such concerns can be addressed or mitigated
44 by changes to the qualifying project.
45 (iv) The court may reverse or affirm, wholly or partly, or may modify
46 the decision brought up for review. The court may also remand to the
47 city or lead agency equivalent to process or further consider an appli-
48 cation consistent with the terms of any order of the court, including on
49 an expedited basis.
50 (v) Costs shall not be allowed against the city, lead agency equiv-
51 alent, and the officer whose failure or refusal gave rise to the special
52 proceeding, unless it shall appear to the court that the city, lead
53 agency equivalent, and its officers or employees acted with gross negli-
54 gence, in bad faith, or with malice.
55 § 4. The town law is amended by adding a new section 261-d to read as
56 follows:
S. 4006--A 66 A. 3006--A
1 § 261-d. Density of residential dwellings near transit stations. 1.
2 Definitions. As used in this section, the following terms shall have the
3 following meanings:
4 (a) "Aggregate density requirement" shall be defined as a required
5 minimum average density of residential dwellings per acre across a tran-
6 sit-oriented development zone, provided that exempt land shall not be
7 included in the calculation to determine the aggregate density require-
8 ment. Provided further that:
9 (i) Within a tier 1 transit-oriented development zone, the required
10 minimum average density shall be fifty residential dwellings per acre;
11 (ii) Within a tier 2 transit-oriented development zone, the required
12 minimum average density shall be thirty residential dwellings per acre;
13 (iii) Within a tier 3 transit-oriented development zone, the required
14 minimum average density shall be twenty residential dwellings per acre;
15 and
16 (iv) Within a tier 4 transit-oriented development zone, the required
17 minimum average density shall be fifteen residential dwellings per acre.
18 (b) "Amendment" shall be defined as any local legislative, executive,
19 or administrative change made to a town's local land use tools pursuant
20 to subdivision two of this section.
21 (c) "Economically infeasible" shall mean any condition brought about
22 by any single factor or combination of factors to the extent that it
23 makes it substantially unlikely for an owner to proceed in building a
24 residential housing project and still realize a reasonable return in
25 building or operating such housing without substantially changing the
26 rent levels, unit sizes, or unit counts proposed by the owner.
27 (d) "Exempt land" shall be defined as non-buildable land, cemeteries,
28 mapped or dedicated parks, registered historic sites, and highways.
29 (e) "Highways" shall be defined as a vehicle road designated and iden-
30 tified pursuant to the New York state or federal interstate highway
31 system.
32 (f) "Lead agency equivalent" shall be defined as any town or common
33 council or other legislative body of the town, planning board, zoning
34 board of appeals, planning division, planning commission, board of stan-
35 dards and appeals, board of zoning appeals, or any official or employee,
36 or any other agency, department, board, body, or other entity in a town
37 with the authority to approve or disapprove of any specific project or
38 amendment to any local land use tools as defined herein.
39 (g) "Local land use tools" shall be adopted or enacted under this
40 chapter, the municipal home rule law, or any general, special or other
41 law pertaining to land use, and shall include but not be limited to a
42 town's:
43 (i) written or other comprehensive plan or plans;
44 (ii) zoning ordinance, local laws, resolutions or regulations;
45 (iii) special use permit, special exception permit, or special permit
46 ordinance, local laws, resolutions or regulations;
47 (iv) subdivision ordinance, local laws, resolutions or regulations;
48 (v) site plan review ordinance, local laws, resolutions or regu-
49 lations; and/or
50 (vi) policies or procedures, or any planning, zoning, or other land
51 use regulatory tool that controls or establishes standards for the use
52 and occupancy of land, the area and dimensional requirements for the
53 development of land or the intensity of such development.
54 (h) "Mapped or dedicated parks" shall be defined as:
55 (i) any land designated on an official map established as authorized
56 by law or depicted on another map adopted or enacted by the local
S. 4006--A 67 A. 3006--A
1 governing board as a publicly accessible space designated for park or
2 recreational use on or before the effective date of this section; or
3 (ii) any parkland expressly or impliedly dedicated to park or recre-
4 ational use on or before the effective date of this section.
5 (i) "Non-buildable land" shall be defined as any land that cannot be
6 built upon without significant alterations to the natural terrain needed
7 to make such land suitable for construction, including but not limited
8 to rivers and streams, freshwater and tidal wetlands, marshlands, coas-
9 tal erosion hazard areas, one-hundred-year flood plain, and protected
10 forests. No land that has previously had a building or other improve-
11 ment, including but not limited to parking lots, constructed on it shall
12 be considered non-buildable land.
13 (j) "Objective standards" shall be defined as standards that involve
14 no personal or subjective judgment by a public official or employee and
15 are uniformly verifiable by reference to a publicly available and
16 uniform benchmark or criterion available and knowable by both the devel-
17 opment applicant and the public official or employee before submittal of
18 a land use application to locate and develop residential dwellings.
19 (k) "Project specific review" shall be defined as any review or
20 approval process related to a specific site, or to a proposed develop-
21 ment or an application, regardless of the number of sites, including,
22 but not limited to, variance, waiver, special permit, site plan review
23 or subdivision review.
24 (l) "Qualifying project" shall be defined as a proposed project that
25 consists primarily of residential dwellings that is or will be located
26 within a transit-oriented development zone and which will be connected
27 to publicly-owned water and sewage systems.
28 (m) "Registered historic sites" shall be defined as sites, districts,
29 structures, landmarks, or buildings listed on the state register of
30 historic places as of the effective date of this section.
31 (n) "Residential dwellings" shall be defined as any building or struc-
32 ture or portion thereof which is legally occupied in whole or in part as
33 the home, residence or sleeping place of one or more human beings,
34 however the term does not include any class B multiple dwellings as
35 defined in section four of the multiple dwelling law or housing that is
36 intended to be used on a seasonal basis.
37 (o) "Residential zone" shall be defined as any land within a transit-
38 oriented development zone wherein residential dwellings are permitted as
39 of the effective date of this section.
40 (p) "Transit-oriented development review process" is the process by
41 which all project specific reviews in a transit-oriented development
42 zone and all other land use actions undertaken pursuant to this section
43 shall be reviewed, which shall:
44 (i) Be completed with approval or denial delivered to the applying
45 party within one hundred twenty days of the application being submitted;
46 and
47 (ii) Be limited to a review of the following:
48 (A) The capacity of local infrastructure to provide adequate drinking
49 water and wastewater services to the proposed project;
50 (B) The capacity of local infrastructure to provide adequate utility
51 services to the proposed project; and
52 (C) The aesthetics of the proposed project, provided that any aesthet-
53 ic review must be based on published objective standards. If no objec-
54 tive standards are published, no transit-oriented development review
55 process may consider aesthetics, and provided further that no aesthetic
S. 4006--A 68 A. 3006--A
1 requirements shall increase the cost of a qualifying project to make
2 such project as proposed economically infeasible.
3 All proposed actions subject to review pursuant to a transit-oriented
4 development review process shall be exempt from any environmental review
5 requirements pursuant to article eight of the environmental conservation
6 law and any rules and regulations promulgated thereto, and any local
7 equivalent law, regulation or rule. Provided further that nothing set
8 forth in this paragraph shall be interpreted to override or otherwise
9 waive any permitting required pursuant to state or federal laws or regu-
10 lations, unless specifically set forth herein.
11 (q) "Tier 1 qualifying transit station" shall be defined as any rail
12 station, including subway stations, within the state of New York that is
13 not operated on an exclusively seasonal basis and that is owned, oper-
14 ated or otherwise served by metro-north railroad, the Long Island rail-
15 road, the port authority of New York and New Jersey, the New Jersey
16 transit corporation, the New York city transit authority, or the metro-
17 politan transportation authority where any portion of such station is
18 located no more than fifteen miles from the nearest border of a city
19 with a population of greater than one million people, as measured on a
20 straight line from such city's nearest border to such rail station.
21 (r) "Tier 2 qualifying transit station" shall be defined as any rail
22 station, including subway stations, within the state of New York that is
23 not operated on an exclusively seasonal basis and that is owned, oper-
24 ated or otherwise served by metro-north railroad, the Long Island rail-
25 road, the port authority of New York and New Jersey, the New Jersey
26 transit corporation, the New York city transit authority, or the metro-
27 politan transportation authority where any portion of such station is
28 located more than fifteen and no more than thirty miles from the nearest
29 border of a city with a population of greater than one million people,
30 as measured on a straight line from such city's nearest border to such
31 rail station.
32 (s) "Tier 3 qualifying transit station" shall be defined as any rail
33 station, including subway stations, within the state of New York that is
34 not operated on an exclusively seasonal basis and that is owned, oper-
35 ated or otherwise served by metro-north railroad, the Long Island rail-
36 road, the port authority of New York and New Jersey, the New Jersey
37 transit corporation, the New York city transit authority, or the metro-
38 politan transportation authority where any portion of such station is
39 located more than thirty and no more than fifty miles from the nearest
40 border of a city with a population of greater than one million people,
41 as measured on a straight line from such city's nearest border to such
42 rail station.
43 (t) "Tier 4 qualifying transit station" shall be defined as any rail
44 station, including subway stations, within the state of New York that is
45 not operated on an exclusively seasonal basis and that is owned, oper-
46 ated or otherwise served by metro-north railroad, the Long Island rail-
47 road, the port authority of New York and New Jersey, the New Jersey
48 transit corporation, the New York city transit authority, or the metro-
49 politan transportation authority where the entirety of such station is
50 located more than fifty miles from the nearest border of a city with a
51 population of greater than one million people, as measured on a straight
52 line from such city's nearest border to such rail station.
53 (u) "Tier 1 transit-oriented development zone" shall be defined as any
54 land, other than exempt land, located within a one-half mile radius of
55 any publicly accessible areas of a tier 1 qualifying transit station,
56 provided that such publicly accessible areas include, but are not limit-
S. 4006--A 69 A. 3006--A
1 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
2 and parking lots or parking structures that provide parking for custom-
3 ers of such tier 1 qualifying transit stations, and are appurtenant to
4 such tier 1 qualifying transit stations, regardless of the ownership of
5 such parking structures or facilities, as of the effective date of this
6 section. Provided further that any tier 1 qualifying transit station
7 shall be considered to be part of such tier 1 transit-oriented develop-
8 ment zone.
9 (v) "Tier 2 transit-oriented development zone" shall be defined as any
10 land, other than exempt land, located within a one-half mile radius of
11 any publicly accessible areas of a tier 2 qualifying transit station,
12 provided that such publicly accessible areas include, but are not limit-
13 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
14 and parking lots or parking structures that provide parking for custom-
15 ers of such tier 2 qualifying transit stations, and are appurtenant to
16 such tier 2 qualifying transit stations, regardless of the ownership of
17 such parking structures or facilities, as of the effective date of this
18 section. Provided further that any tier 2 qualifying transit station
19 shall be considered to be part of such tier 2 transit-oriented develop-
20 ment zone.
21 (w) "Tier 3 transit-oriented development zone" shall be defined as any
22 land, other than exempt land, located within a one-half mile radius of
23 any publicly accessible areas of a tier 3 qualifying transit station,
24 provided that such publicly accessible areas include, but are not limit-
25 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
26 and parking lots or parking structures that provide parking for custom-
27 ers of such tier 3 qualifying transit stations, and are appurtenant to
28 such tier 3 qualifying transit stations, regardless of the ownership of
29 such parking structures or facilities, as of the effective date of this
30 section. Provided further that any tier 3 qualifying transit station
31 shall be considered to be part of such tier 3 transit-oriented develop-
32 ment zone.
33 (x) "Tier 4 transit-oriented development zone" shall be defined as any
34 land, other than exempt land, located within a one-half mile radius of
35 any publicly accessible areas of a tier 4 qualifying transit station,
36 provided that such publicly accessible areas include, but are not limit-
37 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
38 and parking lots or parking structures that provide parking for custom-
39 ers of such tier 4 qualifying transit stations, and are appurtenant to
40 such tier 4 qualifying transit stations, regardless of the ownership of
41 such parking structures or facilities, as of the effective date of this
42 section. Provided further that any tier 4 qualifying transit station
43 shall be considered to be part of such tier 4 transit-oriented develop-
44 ment zone.
45 (y) "Transit-oriented development zone" shall refer to a tier 1 tran-
46 sit-oriented development zone, a tier 2 transit-oriented development
47 zone, a tier 3 transit-oriented development zone, or a tier 4 transit-
48 oriented development zone, as applicable.
49 2. Amendment to local land use tools. (a) A town's local land use
50 tools shall be amended to meet or exceed the aggregate density require-
51 ment on or before the date that is three years subsequent to the effec-
52 tive date of this section unless such aggregate density requirement is
53 permitted pursuant to a town's local land use tools without requiring
54 any amendment.
55 (b) Any amendment undertaken pursuant to paragraph (a) of this subdi-
56 vision shall be exempt from any review required pursuant to article
S. 4006--A 70 A. 3006--A
1 eight of the environmental conservation law and any rules and regu-
2 lations promulgated thereto, and any local equivalent law, regulation,
3 or rule, provided further that any amendment to the permissible use of
4 non-buildable land shall be subject to such review, as applicable.
5 (c) No amendment undertaken pursuant to paragraph (a) of this subdivi-
6 sion shall create or otherwise impose any unreasonable laws, rules,
7 regulations, guidelines or restrictions that effectively prevent the
8 construction or occupation of qualifying projects, including, but not
9 limited to, any such laws, rules, regulations, guidelines or
10 restrictions governing lot coverage, open space, height, setbacks, floor
11 area ratios, or parking requirements.
12 (d) Prior to the finalization of the amendment undertaken pursuant to
13 paragraph (a) of this subdivision, the lead agency equivalent shall set
14 forth in writing and publish:
15 (i) a description of the land that is part of the applicable transit-
16 oriented development zone;
17 (ii) a description of the land that is exempt from the aggregate
18 density requirement;
19 (iii) a description of any exempt land that would otherwise be
20 included in the transit-oriented development zone;
21 (iv) a specific description of the permissible land uses within the
22 applicable transit-oriented development zone prior to the amendment;
23 (v) a specific description of the proposed permissible land uses with-
24 in the applicable transit-oriented development zone following the amend-
25 ment;
26 (vi) the allowable aggregate density, meaning the average allowable
27 density within the applicable transit-oriented development zone, of
28 residential dwellings prior to the amendment;
29 (vii) the allowable aggregate density, meaning the average allowable
30 density within the applicable transit-oriented development zone, of
31 residential dwellings subsequent to the amendment;
32 (viii) the capacity of the drinking water supply and wastewater treat-
33 ment services, as applicable, to support the proposed increased residen-
34 tial dwellings density contemplated by the amendment;
35 (ix) the capacity of local infrastructure to provide adequate utility
36 services to support the proposed increased residential dwellings density
37 contemplated by the amendment;
38 (x) the existence of sites containing or contaminated by hazardous
39 waste within the area contemplated by the amendment;
40 (xi) any required stormwater runoff strategies or requirements contem-
41 plated by the amendment; and
42 (xii) a specific description of any land within the applicable tran-
43 sit-oriented development zone located within the one-hundred-year flood
44 plain or where the depth to the water table is less than three feet.
45 (e) In the event that a town fails to finalize the amendment pursuant
46 to and within the required time set forth in paragraph (a) of this
47 subdivision, and until such time as a town comprehensively updates its
48 local land use tools in compliance with paragraph (a) of this subdivi-
49 sion, and notwithstanding the provisions of any general, special, local,
50 or other law, including the common law, to the contrary:
51 (i) All towns shall permit the construction and occupation of residen-
52 tial dwellings with a density up to and including the applicable aggre-
53 gate density requirement in any residential zone;
54 (ii) No town shall impose restrictions that effectively prevent the
55 construction or occupancy of such residential dwellings, including, but
S. 4006--A 71 A. 3006--A
1 not limited to, any such restrictions related to lot coverage, open
2 space, height, setbacks, floor area ratios, or parking requirements; and
3 (iii) A project for residential dwellings, which would otherwise be
4 classified as a qualifying project if a town timely adopted an amendment
5 pursuant to paragraph (a) of this subdivision and which is approved by a
6 town or lead agency equivalent pursuant to a transit-oriented develop-
7 ment review process prior to the date of the amendment, shall be vested
8 upon the issuance of a building permit in the event a subsequently
9 enacted amendment or any updates to the land use tools are contrary to
10 the rights granted for such project. Such vested rights shall exist
11 without the need for the permit holder to demonstrate substantial
12 expenditure and substantial construction in accordance with the permit
13 prior to the effective date of the amendment or any updates to the land
14 use tools.
15 3. Transit-oriented development review process. (a) In the event that
16 a town fails to finalize the amendment pursuant to and within the
17 required time set forth in paragraph (a) of subdivision two of this
18 section, and until such time as a town comprehensively updates its local
19 land use tools in compliance with paragraph (a) of subdivision two of
20 this section, any project specific review related to a proposed qualify-
21 ing project shall be reviewed pursuant to the transit-oriented develop-
22 ment review process.
23 (b) After the finalization of the amendment undertaken pursuant to
24 paragraph (a) of subdivision two, any project specific review related to
25 a proposed qualifying project shall be reviewed pursuant to the tran-
26 sit-oriented development review process.
27 4. Enforcement. (a)(i) The attorney general of the state of New York
28 may commence an action in a court of appropriate jurisdiction to compel
29 a town to amend its local land use tools in compliance with the require-
30 ments set forth in subdivision two of this section if the town fails to
31 do so within the required timeframe set forth therein.
32 (ii) A party may pursue a cause of action pursuant to paragraph (b) of
33 this subdivision if such party is improperly denied permission by a lead
34 agency equivalent to build a qualifying project pursuant to paragraph
35 (b) of subdivision three of this section.
36 (b) (i) Upon a failure of a town to comply with the deadlines set
37 forth in subdivision two of this section, or a lead agency equivalent's
38 denial of any application submitted in relation to a qualifying project
39 in violation of paragraph (a) of subdivision three of this section, any
40 party aggrieved by any such failure or denial may commence a special
41 proceeding against the subject town or lead agency equivalent and the
42 officers of such town and lead agency equivalent in the supreme court
43 within the judicial district in which the town or the greater portion of
44 the territory of such town is located to compel compliance with the
45 provisions of this section.
46 (ii) If, upon commencement of such proceeding, it shall appear to the
47 court that testimony is necessary for the proper disposition of the
48 matter, the court may take evidence and determine the matter. Alterna-
49 tively, the court may appoint a hearing officer pursuant to article
50 forty-three of the civil practice law and rules to take such evidence as
51 it may direct and report the same to the court with the hearing offi-
52 cer's findings of fact and conclusions of law, which shall constitute a
53 part of the proceedings upon which the determination of the court shall
54 be made.
55 (iii) The town or lead agency equivalent must set forth the reasons
56 for the denial of the application and must demonstrate by clear and
S. 4006--A 72 A. 3006--A
1 convincing evidence that the town or lead agency equivalent denied the
2 application due to bona fide health and safety concerns, or pursuant to
3 the transit-oriented development review process that complies with the
4 requirements of this section. If the town or lead agency equivalent
5 meets such burden, the applicant shall be given the opportunity to
6 demonstrate that the concerns raised by the town or lead agency equiv-
7 alent are pretextual or that such concerns can be addressed or mitigated
8 by changes to the qualifying project.
9 (iv) The court may reverse or affirm, wholly or partly, or may modify
10 the decision brought up for review. The court may also remand to the
11 town or lead agency equivalent to process or further consider an appli-
12 cation consistent with the terms of any order of the court, including on
13 an expedited basis.
14 (v) Costs shall not be allowed against the town, lead agency equiv-
15 alent, and the officers whose failure or refusal gave rise to the
16 special proceeding, unless it shall appear to the court that the town,
17 lead agency equivalent, and its officers or employees acted with gross
18 negligence, in bad faith, or with malice.
19 § 5. The village law is amended by adding a new section 7-700-a to
20 read as follows:
21 § 7-700-a Density of residential dwellings near transit stations. 1.
22 Definitions. As used in this section, the following terms shall have the
23 following meanings:
24 (a) "Aggregate density requirement" shall be defined as a required
25 minimum average density of residential dwellings per acre across a tran-
26 sit-oriented development zone, provided that exempt land shall not be
27 included in the calculation to determine the aggregate density require-
28 ment. Provided further that:
29 (i) Within a tier 1 transit-oriented development zone, the required
30 minimum average density shall be fifty residential dwellings per acre;
31 (ii) Within a tier 2 transit-oriented development zone, the required
32 minimum average density shall be thirty residential dwellings per acre;
33 (iii) Within a tier 3 transit-oriented development zone, the required
34 minimum average density shall be twenty residential dwellings per acre;
35 and
36 (iv) Within a tier 4 transit-oriented development zone, the required
37 minimum average density shall be fifteen residential dwellings per acre.
38 (b) "Amendment" shall be defined as any local legislative, executive,
39 or administrative change made to a village's local land use tools pursu-
40 ant to subdivision two of this section.
41 (c) "Economically infeasible" shall mean any condition brought about
42 by any single factor or combination of factors to the extent that it
43 makes it substantially unlikely for an owner to proceed in building a
44 residential housing project and still realize a reasonable return in
45 building or operating such housing without substantially changing the
46 rent levels, unit sizes, or unit counts proposed by the owner.
47 (d) "Exempt land" shall be defined as non-buildable land, cemeteries,
48 mapped or dedicated parks, registered historic sites, and highways.
49 (e) "Highways" shall be defined as a vehicle road designated and iden-
50 tified pursuant to the New York state or federal interstate highway
51 system.
52 (f) "Lead agency equivalent" shall be defined as any village or common
53 council or other legislative body of the village, planning board, zoning
54 board of appeals, planning division, planning commission, board of stan-
55 dards and appeals, board of zoning appeals, or any official or employee,
56 or any other agency, department, board, body, or other entity in a
S. 4006--A 73 A. 3006--A
1 village with the authority to approve or disapprove of any specific
2 project or amendment to any local land use tools as defined herein.
3 (g) "Local land use tools" shall be adopted or enacted under this
4 chapter, the municipal home rule law, or any general, special or other
5 law pertaining to land use, and shall include but not be limited to a
6 village's:
7 (i) written or other comprehensive plan or plans;
8 (ii) zoning ordinance, local laws, resolutions or regulations;
9 (iii) special use permit, special exception permit, or special permit
10 ordinance, local laws, resolutions or regulations;
11 (iv) subdivision ordinance, local laws, resolutions or regulations;
12 (v) site plan review ordinance, local laws, resolutions or regu-
13 lations; and/or
14 (vi) policies or procedures, or any planning, zoning, or other land
15 use regulatory tool that controls or establishes standards for the use
16 and occupancy of land, the area and dimensional requirements for the
17 development of land or the intensity of such development.
18 (h) "Mapped or dedicated parks" shall be defined as:
19 (i) any land designated on an official map established as authorized
20 by law or depicted on another map adopted or enacted by the local
21 governing board as a publicly accessible space designated for park or
22 recreational use on or before the effective date of this section; or
23 (ii) any parkland expressly or impliedly dedicated to park or recre-
24 ational use on or before the effective date of this section.
25 (i) "Non-buildable land" shall be defined as any land that cannot be
26 built upon without significant alterations to the natural terrain needed
27 to make such land suitable for construction, including but not limited
28 to rivers and streams, freshwater and tidal wetlands, marshlands, coas-
29 tal erosions hazard areas, one-hundred-year flood plain, and protected
30 forests. No land that has previously had a building or other improve-
31 ment, including but not limited to parking lots, constructed on it shall
32 be considered non-buildable land.
33 (j) "Objective standards" shall be defined as standards that involve
34 no personal or subjective judgment by a public official or employee and
35 are uniformly verifiable by reference to a publicly available and
36 uniform benchmark or criterion available and knowable by both the devel-
37 opment applicant and the public official or employee before submittal of
38 a land use application to locate and develop residential dwellings.
39 (k) "Project specific review" shall be defined as any review or
40 approval process related to a specific site, or to a proposed develop-
41 ment or an application, regardless of the number of sites, including,
42 but not limited to, variance, waiver, special permit, site plan review
43 or subdivision review.
44 (l) "Qualifying project" shall be defined as a proposed project that
45 consists primarily of residential dwellings that is or will be located
46 within a transit-oriented development zone and which will be connected
47 to publicly-owned water and sewage systems.
48 (m) "Registered historic sites" shall be defined as sites, districts,
49 structures, landmarks, or buildings listed on the state register of
50 historic places as of the effective date of this section.
51 (n) "Residential dwellings" shall be defined as any building or struc-
52 ture or portion thereof which is legally occupied in whole or in part as
53 the home, residence or sleeping place of one or more human beings,
54 however the term does not include any class B multiple dwellings as
55 defined in section four of the multiple dwelling law or housing that is
56 intended to be used on a seasonal basis.
S. 4006--A 74 A. 3006--A
1 (o) "Residential zone" shall be defined as any land within a transit-
2 oriented development zone wherein residential dwellings are permitted as
3 of the effective date of this section.
4 (p) "Transit-oriented development review process" is the process by
5 which all project specific reviews in a transit-oriented development
6 zone and all other land use actions undertaken pursuant to this section
7 shall be reviewed, which shall:
8 (i) Be completed with approval or denial delivered to the applying
9 party within one hundred twenty days of the application being submitted;
10 and
11 (ii) Be limited to a review of the following:
12 (A) The capacity of local infrastructure to provide adequate drinking
13 water and wastewater services to the proposed project;
14 (B) The capacity of local infrastructure to provide adequate utility
15 services to the proposed project; and
16 (C) The aesthetics of the proposed project, provided that any aesthet-
17 ic review must be based on published objective standards. If no objec-
18 tive standards are published, no transit-oriented development review
19 process may consider aesthetics, and provided further that no aesthetic
20 requirements shall increase the cost of a qualifying project to make
21 such project as proposed economically infeasible.
22 All proposed actions subject to review pursuant to a transit-oriented
23 development review process shall be exempt from any environmental review
24 requirements pursuant to article eight of the environmental conservation
25 law and any rules and regulations promulgated thereto, and any local
26 equivalent law, regulation or rule. Provided further that nothing set
27 forth in this paragraph shall be interpreted to override or otherwise
28 waive any permitting required pursuant to state or federal laws or regu-
29 lations, unless specifically set forth herein.
30 (q) "Tier 1 qualifying transit station" shall be defined as any rail
31 station, including subway stations, within the state of New York that is
32 not operated on an exclusively seasonal basis and that is owned, oper-
33 ated or otherwise served by metro-north railroad, the Long Island rail-
34 road, the port authority of New York and New Jersey, the New Jersey
35 transit corporation, the New York city transit authority, or the metro-
36 politan transportation authority where any portion of such station is
37 located no more than fifteen miles from the nearest border of a city
38 with a population of greater than one million people, as measured on a
39 straight line from such city's nearest border to such rail station.
40 (r) "Tier 2 qualifying transit station" shall be defined as any rail
41 station, including subway stations, within the state of New York that is
42 not operated on an exclusively seasonal basis and that is owned, oper-
43 ated or otherwise served by metro-north railroad, the Long Island rail-
44 road, the port authority of New York and New Jersey, the New Jersey
45 transit corporation, the New York city transit authority, or the metro-
46 politan transportation authority where any portion of such station is
47 located more than fifteen and no more than thirty miles from the nearest
48 border of a city with a population of greater than one million people,
49 as measured on a straight line from such city's nearest border to such
50 rail station.
51 (s) "Tier 3 qualifying transit station" shall be defined as any rail
52 station, including subway stations, within the state of New York that is
53 not operated on an exclusively seasonal basis and that is owned, oper-
54 ated or otherwise served by metro-north railroad, the Long Island rail-
55 road, the port authority of New York and New Jersey, the New Jersey
56 transit corporation, the New York city transit authority, or the metro-
S. 4006--A 75 A. 3006--A
1 politan transportation authority where any portion of such station is
2 located more than thirty and no more than fifty miles from the nearest
3 border of a city with a population of greater than one million people,
4 as measured on a straight line from such city's nearest border to such
5 rail station.
6 (t) "Tier 4 qualifying transit station" shall be defined as any rail
7 station, including subway stations, within the state of New York that is
8 not operated on an exclusively seasonal basis and that is owned, oper-
9 ated or otherwise served by metro-north railroad, the Long Island rail-
10 road, the port authority of New York and New Jersey, the New Jersey
11 transit corporation, the New York city transit authority, or the metro-
12 politan transportation authority where the entirety of such station is
13 located more than fifty miles from the nearest border of a city with a
14 population of greater than one million people, as measured on a straight
15 line from such city's nearest border to such rail station.
16 (u) "Tier 1 transit-oriented development zone" shall be defined as any
17 land, other than exempt land, located within a one-half mile radius of
18 any publicly accessible areas of a tier 1 qualifying transit station,
19 provided that such publicly accessible areas include, but are not limit-
20 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
21 and parking lots or parking structures that provide parking for custom-
22 ers of such tier 1 qualifying transit stations, and are appurtenant to
23 such tier 1 qualifying transit stations, regardless of the ownership of
24 such parking structures or facilities, as of the effective date of this
25 section. Provided further that any tier 1 qualifying transit station
26 shall be considered to be part of such tier 1 transit-oriented develop-
27 ment zone.
28 (v) "Tier 2 transit-oriented development zone" shall be defined as any
29 land, other than exempt land, located within a one-half mile radius of
30 any publicly accessible areas of a tier 2 qualifying transit station,
31 provided that such publicly accessible areas include, but are not limit-
32 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
33 and parking lots or parking structures that provide parking for custom-
34 ers of such tier 2 qualifying transit stations, and are appurtenant to
35 such tier 2 qualifying transit stations, regardless of the ownership of
36 such parking structures or facilities, as of the effective date of this
37 section. Provided further that any tier 2 qualifying transit station
38 shall be considered to be part of such tier 2 transit-oriented develop-
39 ment zone.
40 (w) "Tier 3 transit-oriented development zone" shall be defined as any
41 land, other than exempt land, located within a one-half mile radius of
42 any publicly accessible areas of a tier 3 qualifying transit station,
43 provided that such publicly accessible areas include, but are not limit-
44 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
45 and parking lots or parking structures that provide parking for custom-
46 ers of such tier 3 qualifying transit stations, and are appurtenant to
47 such tier 3 qualifying transit stations, regardless of the ownership of
48 such parking structures or facilities, as of the effective date of this
49 section. Provided further that any tier 3 qualifying transit station
50 shall be considered to be part of such tier 3 transit-oriented develop-
51 ment zone.
52 (x) "Tier 4 transit-oriented development zone" shall be defined as any
53 land, other than exempt land, located within a one-half mile radius of
54 any publicly accessible areas of a tier 4 qualifying transit station,
55 provided that such publicly accessible areas include, but are not limit-
56 ed to, platforms, ticketing areas, waiting areas, entrances and exits,
S. 4006--A 76 A. 3006--A
1 and parking lots or parking structures that provide parking for custom-
2 ers of such tier 4 qualifying transit stations, and are appurtenant to
3 such tier 4 qualifying transit stations, regardless of the ownership of
4 such parking structures or facilities, as of the effective date of this
5 section. Provided further that any tier 4 qualifying transit station
6 shall be considered to be part of such tier 4 transit-oriented develop-
7 ment zone.
8 (y) "Transit-oriented development zone" shall refer to a tier 1 tran-
9 sit-oriented development zone, a tier 2 transit-oriented development
10 zone, a tier 3 transit-oriented development zone, or a tier 4 transit-
11 oriented development zone, as applicable.
12 2. Amendment to local land use tools. (a) A village's local land use
13 tools shall be amended to meet or exceed the aggregate density require-
14 ment on or before the date that is three years subsequent to the effec-
15 tive date of this section unless such aggregate density requirement is
16 permitted pursuant to a village's local land use tools without requiring
17 any amendment.
18 (b) Any amendment undertaken pursuant to paragraph (a) of this subdi-
19 vision shall be exempt from any review required pursuant to article
20 eight of the environmental conservation law and any rules and regu-
21 lations promulgated thereto, and any local equivalent law, regulation,
22 or rule, provided further that any amendment to the permissible use of
23 non-buildable land shall be subject to such review, as applicable.
24 (c) No amendment undertaken pursuant to paragraph (a) of this subdivi-
25 sion shall create or otherwise impose any unreasonable laws, rules,
26 regulations, guidelines or restrictions that effectively prevent the
27 construction or occupation of qualifying projects, including, but not
28 limited to, any such laws, rules, regulations, guidelines or
29 restrictions governing lot coverage, open space, height, setbacks, floor
30 area ratios, or parking requirements.
31 (d) Prior to the finalization of the amendment undertaken pursuant to
32 paragraph (a) of this subdivision, the lead agency equivalent shall set
33 forth in writing and publish:
34 (i) a description of the land that is part of the applicable transit-
35 oriented development zone;
36 (ii) a description of the land that is exempt from the aggregate
37 density requirement;
38 (iii) a description of any exempt land that would otherwise be
39 included in the transit-oriented development zone;
40 (iv) a specific description of the permissible land uses within the
41 applicable transit-oriented development zone prior to the amendment;
42 (v) a specific description of the proposed permissible land uses with-
43 in the applicable transit-oriented development zone following the amend-
44 ment;
45 (vi) the allowable aggregate density, meaning the average allowable
46 density within the applicable transit-oriented development zone, of
47 residential dwellings prior to the amendment;
48 (vii) the allowable aggregate density, meaning the average allowable
49 density within the applicable transit-oriented development zone, of
50 residential dwellings subsequent to the amendment;
51 (viii) the capacity of the drinking water supply and wastewater treat-
52 ment services, as applicable, to support the proposed increased residen-
53 tial dwellings density contemplated by the amendment;
54 (ix) the capacity of local infrastructure to provide adequate utility
55 services to support the proposed increased residential dwellings density
56 contemplated by the amendment;
S. 4006--A 77 A. 3006--A
1 (x) the existence of sites containing or contaminated by hazardous
2 waste within the area contemplated by the amendment;
3 (xi) any required stormwater runoff strategies or requirements contem-
4 plated by the amendment; and
5 (xii) a specific description of any land within the applicable tran-
6 sit-oriented development zone located within the one-hundred-year flood
7 plain or where the depth to the water table is less than three feet.
8 (e) In the event that a village fails to finalize the amendment pursu-
9 ant to and within the required time set forth in paragraph (a) of this
10 subdivision, and until such time as a village comprehensively updates
11 its local land use tools in compliance with paragraph (a) of this subdi-
12 vision, and notwithstanding the provisions of any general, special,
13 local, or other law, including the common law, to the contrary:
14 (i) All villages shall permit the construction and occupation of resi-
15 dential dwellings with a density up to and including the applicable
16 aggregate density requirement in any residential zone;
17 (ii) No village shall impose restrictions that effectively prevent the
18 construction or occupancy of such residential dwellings, including, but
19 not limited to, any such restrictions related to lot coverage, open
20 space, height, setbacks, floor area ratios, or parking requirements; and
21 (iii) A project for residential dwellings, which would otherwise be
22 classified as a qualifying project if a village timely adopted an amend-
23 ment pursuant to paragraph (a) of this subdivision and which is approved
24 by a village or lead agency equivalent pursuant to a transit-oriented
25 development review process prior to the date of the amendment, shall be
26 vested upon the issuance of a building permit in the event a subsequent-
27 ly enacted amendment or any updates to the land use tools are contrary
28 to the rights granted for such project. Such vested rights shall exist
29 without the need for the permit holder to demonstrate substantial
30 expenditure and substantial construction in accordance with the permit
31 prior to the effective date of the amendment or any updates to the land
32 use tools.
33 3. Transit-oriented development review process. (a) In the event that
34 a village fails to finalize the amendment pursuant to and within the
35 required time set forth in paragraph (a) of subdivision two of this
36 section, and until such time as a village comprehensively updates its
37 local land use tools in compliance with paragraph (a) of subdivision two
38 of this section, any project specific review related to a proposed qual-
39 ifying project shall be reviewed pursuant to the transit-oriented devel-
40 opment review process.
41 (b) After the finalization of the amendment undertaken pursuant to
42 paragraph (a) of subdivision two of this section, any project specific
43 review related to a proposed qualifying project shall be reviewed pursu-
44 ant to the transit-oriented development review process.
45 4. Enforcement. (a)(i) The attorney general of the state of New York
46 may commence an action in a court of appropriate jurisdiction to compel
47 a village to amend its local land use tools in compliance with the
48 requirements set forth in subdivision two of this section if the village
49 fails to do so within the required timeframe set forth therein.
50 (ii) A party may pursue a cause of action pursuant to paragraph (b) of
51 this subdivision if such party is improperly denied permission by a lead
52 agency equivalent to build a qualifying project pursuant to paragraph
53 (b) of subdivision three of this section.
54 (b)(i) Upon a failure of a village to comply with the deadlines set
55 forth in subdivision two of this section, or a lead agency equivalent's
56 denial of any application submitted in relation to a qualifying project
S. 4006--A 78 A. 3006--A
1 in violation of paragraph (a) of subdivision three of this section, any
2 party aggrieved by any such failure or denial may commence a special
3 proceeding against the subject village or lead agency equivalent and the
4 officers of such village and lead agency equivalent in the supreme court
5 within the judicial district in which the village or the greater portion
6 of the territory of such village is located to compel compliance with
7 the provisions of this section.
8 (ii) If, upon commencement of such proceeding, it shall appear to the
9 court that testimony is necessary for the proper disposition of the
10 matter, the court may take evidence and determine the matter. Alterna-
11 tively, the court may appoint a hearing officer pursuant to article
12 forty-three of the civil practice law and rules to take such evidence as
13 it may direct and report the same to the court with the hearing offi-
14 cer's findings of fact and conclusions of law, which shall constitute a
15 part of the proceedings upon which the determination of the court shall
16 be made.
17 (iii) The village or lead agency equivalent must set forth the reasons
18 for the denial of the application and must demonstrate by clear and
19 convincing evidence that the village or lead agency equivalent denied
20 the application due to bona fide health and safety concerns, or pursuant
21 to the transit-oriented development review process that complies with
22 the requirements of this section. If the village or lead agency equiv-
23 alent meets such burden, the applicant shall be given the opportunity to
24 demonstrate that the concerns raised by the village or lead agency
25 equivalent are pretextual or that such concerns can be addressed or
26 mitigated by changes to the qualifying project.
27 (iv) The court may reverse or affirm, wholly or partly, or may modify
28 the decision brought up for review. The court may also remand to the
29 village or lead agency equivalent to process or further consider an
30 application consistent with the terms of any order of the court, includ-
31 ing on an expedited basis.
32 (v) Costs shall not be allowed against the village, lead agency equiv-
33 alent, and the officer whose failure or refusal gave rise to the special
34 proceeding, unless it shall appear to the court that the village, lead
35 agency equivalent, and its officers or employees acted with gross negli-
36 gence, in bad faith, or with malice.
37 § 6. This act shall take effect immediately.
38 PART H
39 Section 1. The public housing law is amended by adding a new section
40 20-a to read as follows:
41 § 20-a. Housing production reporting. 1. For the purposes of this
42 section, the following terms shall have the following meanings:
43 (a) "Local board" means any city, town, or village board, commission,
44 officer or other agency or office having supervision of the construction
45 of buildings or the power of enforcing municipal building laws.
46 (b) "Housing site" means the site of planned construction, conversion,
47 alteration, demolition, or consolidation of one or more residential
48 buildings.
49 (c) "Dwelling unit" means a dwelling within a residential building
50 which is either sold, rented, leased, let or hired out, to be occupied,
51 or is occupied as the residence or home of one or more individuals that
52 is independent of other dwellings within such residential building.
53 2. The commissioner shall require each local board to submit to the
54 division of housing and community renewal annually, in the manner and
S. 4006--A 79 A. 3006--A
1 format to be directed by the division of housing and community renewal,
2 the following information regarding new construction, conversion, alter-
3 ation, demolition, or consolidation of a housing site within the juris-
4 diction of such local board that is required to be reported to such
5 local board:
6 (a) the address of such housing site;
7 (b) the block and/or lot number of such housing site;
8 (c) the total number of dwelling units in such housing site;
9 (d) the building type, any relevant dates of approval, permits, and
10 completions associated with such housing site;
11 (e) any associated governmental subsidies or program funds being allo-
12 cated to such housing site that such local board is aware of;
13 (f) the specific details of such construction, conversion, alteration,
14 demolition, or consolidation of such housing site;
15 (g) any permits requested to build dwelling units, and the status of
16 such requests as of the date of the report; and
17 (h) the total number of dwelling units within the jurisdiction of the
18 local board as of the date of the report.
19 3. Beginning on the thirty-first of January next succeeding the effec-
20 tive date of this section, and annually thereafter, the commissioner
21 shall require each local board to submit to the commissioner, in a
22 manner and format to be determined by the commissioner, a digital file
23 containing a zoning map or maps of such local board's jurisdiction that
24 contains the following information for the prior year:
25 (a) The geographic extents of areas where residential housing, commer-
26 cial, industrial, or other developments are or are not permitted;
27 (b) In areas zoned for residential buildings, where residential build-
28 ings containing two, three, and four or more dwelling units are allowed
29 per lot;
30 (c) Any minimum lot size requirements for residential buildings;
31 (d) Any minimum size requirements for individual dwelling units;
32 (e) Any parking requirements for residential buildings;
33 (f) Any setback or lot coverage requirements for residential build-
34 ings;
35 (g) Designation of whether each zoning approval granted by such local
36 board was as-of-right or discretionary;
37 (h) The geographic bounds of any areas which have been amended since
38 such local board's previous submission pursuant to this subdivision;
39 (i) Any floor area ratio restrictions for residential buildings;
40 (j) In areas where residential development is not permitted, the
41 reasons such development is not permitted; and
42 (k) Any other information deemed relevant by the commissioner.
43 4. The commissioner may make the information submitted pursuant to
44 subdivisions two and three of this section publicly available on the
45 division of housing and community renewal's website, updated annually to
46 reflect the most recent submissions.
47 § 2. This act shall take effect on the first of January next succeed-
48 ing the date upon which it shall have become a law. Effective immediate-
49 ly, the addition, amendment and/or repeal of any rule or regulation
50 necessary for the implementation of this act on its effective date are
51 authorized to be made and completed on or before such effective date.
52 PART I
S. 4006--A 80 A. 3006--A
1 Section 1. Paragraph (b) of subdivision 1 of section 1971 of the real
2 property actions and proceedings law, as amended by chapter 529 of the
3 laws of 2008, is amended to read as follows:
4 (b) In the case of a vacant dwelling, it is not sealed or continuously
5 guarded, in that admittance to the property may be gained without damag-
6 ing any portion of the property, as required by law or it was sealed or
7 is continuously guarded by a person other than the owner, a mortgagee,
8 lienor or agent thereof, and [either] any of the following facts exists:
9 (i) A vacate order of the department or other governmental agency
10 currently prohibits occupancy of the dwelling; or
11 (ii) The tax on such premises has been due and unpaid for a period of
12 at least one year; or
13 (iii) The property has had a zoning, building or property maintenance
14 code violation which has the potential to injure, endanger or unreason-
15 ably annoy the health and safety of others that has been continuously
16 outstanding and not remedied for a period of at least one year from the
17 date the original notice of violation was served upon the property owner
18 pursuant to subdivision four of section three hundred eight of the civil
19 practice law and rules if the owner is a natural person, or pursuant to
20 section three hundred ten, three hundred ten-a, three hundred eleven or
21 three hundred eleven-a of the civil practice law and rules if the owner
22 is a partnership, limited partnership, corporation or limited liability
23 company, respectively; or
24 § 2. This act shall take effect immediately.
25 PART J
26 Section 1. Subdivision 11 of section 3 of the multiple dwelling law,
27 as amended by chapter 806 of the laws of 1972, is amended to read as
28 follows:
29 11. Notwithstanding any other provision of this section, the following
30 enumerated articles, sections and subdivisions of sections of this chap-
31 ter shall not apply to the construction or alteration of multiple dwell-
32 ings for which an application for a permit is made to the department
33 after December sixth, nineteen hundred sixty-nine in a city having a
34 population of one million or more [which adopts or has adopted local
35 laws, ordinances, resolutions or regulations providing protection from
36 fire hazards and making provision for escape from fire in the
37 construction and alteration of multiple dwellings and in other respects
38 as protective as local law seventy-six of the laws of the city of New
39 York for nineteen hundred sixty-eight and covering the same subject
40 matter as the following]: subdivisions twenty-five, twenty-seven, twen-
41 ty-eight, thirty-five-c, thirty-six and thirty-nine of section four,
42 subdivision three of section twenty-eight, sections thirty-six, thirty-
43 seven, fifty, fifty-one, fifty-two, fifty-three, fifty-five, sixty,
44 sixty-one, sixty-seven, subdivisions one, two, four and five of section
45 seventy-five, article four, article five, article five-A[,] and article
46 six [and article seven-B]; except that after December sixth, nineteen
47 hundred sixty-nine where a multiple dwelling erected prior to December
48 sixth, nineteen hundred sixty-nine is altered, or a building erected
49 prior to December sixth, nineteen hundred sixty-nine is converted to a
50 multiple dwelling pursuant to a permit applied for to the department
51 having jurisdiction, the foregoing articles, sections and subdivisions
52 of sections shall remain applicable where a local law of such city
53 authorizes such alteration or conversion to be made, at the option of
54 the owner, either in accordance with the requirements of the building
S. 4006--A 81 A. 3006--A
1 law and regulations in effect in such city prior to December sixth,
2 nineteen hundred sixty-eight or the requirements of the building law and
3 regulations in effect after such date, and the owner elects to comply
4 with the requirements of the building law and regulations in effect
5 prior to December sixth, nineteen hundred sixty-eight.
6 § 2. Section 275 of the multiple dwelling law, as added by chapter 734
7 of the laws of 1985, is amended to read as follows:
8 § 275. Legislative findings. It is hereby declared and found that in
9 cities with a population in excess of one million, large numbers of
10 loft, manufacturing, commercial, institutional, public and community
11 facility buildings have lost, and continue to lose, their tenants to
12 more modern premises; and that the untenanted portions of such buildings
13 constitute a potential housing stock within such cities which is capa-
14 ble, when appropriately altered, of accommodating general residential
15 use, thereby contributing to an alleviation of the housing shortage most
16 severely affecting moderate and middle income families, and of accommo-
17 dating joint living-work quarters for artists by making readily avail-
18 able space which is physically and economically suitable for use by
19 persons regularly engaged in the arts.
20 There is a public purpose to be served by making accommodations readi-
21 ly available for joint living-work quarters for artists for the follow-
22 ing reasons: persons regularly engaged in the arts require larger
23 amounts of space for the pursuit of their artistic endeavors and for the
24 storage of the materials therefor and of the products thereof than are
25 regularly to be found in dwellings subject to this article; that the
26 financial remunerations to be obtained from pursuit of a career in the
27 arts are generally small; that as a result of such limited financial
28 remuneration persons regularly engaged in the arts generally find it
29 financially impossible to maintain quarters for the pursuit of their
30 artistic endeavors separate and apart from their places of residence;
31 that the cultural life of cities of more than one million persons within
32 this state and of the state as a whole is enhanced by the residence in
33 such cities of large numbers of persons regularly engaged in the arts;
34 that the high cost of land within such cities makes it particularly
35 difficult for persons regularly engaged in the arts to obtain the use of
36 the amounts of space required for their work as aforesaid; and that the
37 residential use of the space is secondary or accessory to the primary
38 use as a place of work.
39 It is further declared that the legislation governing the alteration
40 of such buildings to accommodate general residential use must of neces-
41 sity be more restrictive than statutes heretofore in effect, which
42 affected only joint living-work quarters for artists.
43 It is the intention of this legislation to promulgate statewide mini-
44 mum standards for all alterations of non-residential buildings to resi-
45 dential use, but the legislature is cognizant that the use of such
46 buildings for residential purposes must be consistent with local zoning
47 ordinances. The legislature further recognizes that it is the role of
48 localities to adopt regulations which will define in further detail the
49 manner in which alterations should be carried out where building types
50 and conditions are peculiar to their local environment. It is hereby
51 additionally declared and found that in cities with a population in
52 excess of one million, large numbers of commercial buildings have lost,
53 and continue to lose, their tenants to more modern premises and to the
54 changing nature of remote office work in the wake of the COVID-19
55 pandemic; and that the untenanted portions of such buildings constitute
56 a potential housing stock within such cities which is capable, when
S. 4006--A 82 A. 3006--A
1 appropriately altered, of accommodating general residential use, thereby
2 contributing to an alleviation of the housing shortage.
3 § 3. Section 276 of the multiple dwelling law, as amended by chapter
4 420 of the laws of 2022, is amended to read as follows:
5 § 276. [Definition of an artist] Definitions. As used in this article,
6 the following terms shall have the following meanings:
7 1. The word "artist" means a person who is regularly engaged in the
8 fine arts, such as painting and sculpture or in the performing or crea-
9 tive arts, including choreography and filmmaking, or in the composition
10 of music on a professional basis, and is so certified by the city
11 department of cultural affairs and/or state council on the arts. For
12 joint living-work quarters for artists limited to artists' occupancy by
13 local zoning resolution, any permanent occupant whose residence therein
14 began on or before December fifteenth, two thousand twenty-one shall be
15 deemed to meet such occupancy requirements under the same rights as an
16 artist so certified in accordance with applicable law.
17 2. The term "general residential purposes" means use of a building as
18 a class A multiple dwelling, except that such term shall not include a
19 rooming unit as defined in section 27-2004 of the administrative code of
20 the city of New York other than a rooming unit in a class A or class B
21 multiple dwelling that is authorized pursuant to section 27-2077 of such
22 administrative code.
23 § 4. The multiple dwelling law is amended by adding a new section 279
24 to read as follows:
25 § 279. Occupancy of commercial buildings. 1. Any building in a city
26 with a population of one million or more persons which was occupied for
27 loft, commercial, institutional, public, community facility or manufac-
28 turing purposes at any time prior to December thirty-first, nineteen
29 hundred ninety, may be occupied, in whole or in part, for general resi-
30 dential purposes if such occupancy is in compliance with this article,
31 notwithstanding any other article of this chapter, or any provision of
32 law covering the same subject matter, except as otherwise required by
33 the zoning resolution of such city.
34 2. Occupancy pursuant to this section shall be permitted only if the
35 conditions in subdivisions one through sixteen of section two hundred
36 seventy-seven of this article are complied with, except that the conver-
37 sion shall not be required to include joint living-work quarters for
38 artists, and provided further that conversions undertaken pursuant to
39 this section shall not be subject to subdivision three of section twen-
40 ty-six of this chapter.
41 3. Notwithstanding any state or local law, rule, or regulation,
42 including any other provision of this section or article to the contra-
43 ry, the provisions of this section shall apply to any building located
44 in a district that otherwise would have been subject to the provisions
45 of section 15-01 of the zoning resolution of a city with a population of
46 one million or more persons.
47 § 5. An application for conversion of a building pursuant to the
48 provisions of this act, which application for a permit containing
49 complete plans and specifications is filed prior to December 31, 2030,
50 shall be permitted to proceed as if subdivision 3 of section 279 of the
51 multiple dwelling law, as added by section four of this act, remained in
52 effect, so long as construction of such project begins within the earli-
53 er to occur of three years from December 31, 2030 or such time which the
54 permit otherwise expires.
55 § 6. This act shall take effect immediately; provided, however, that
56 subdivision 3 of section 279 of the multiple dwelling law as added by
S. 4006--A 83 A. 3006--A
1 section four of this act shall expire and be deemed repealed on December
2 31, 2030; provided further, however, that the repeal of subdivision 3 of
3 section 279 of the multiple dwelling law as added by section four of
4 this act shall not affect the use of any building for general residen-
5 tial purposes, as such term is defined in article 7-B of the multiple
6 dwelling law, permitted prior to such repeal.
7 PART K
8 Section 1. The multiple dwelling law is amended by adding a new arti-
9 cle 7-D to read as follows:
10 ARTICLE 7-D
11 LEGALIZATION AND CONVERSION OF BASEMENT DWELLING UNITS
12 Section 288. Definitions.
13 289. Basement local laws and regulations.
14 290. Tenant protections in inhabited basement dwelling units.
15 § 288. Definitions. As used in this article, the following terms shall
16 have the following meanings:
17 1. The term "inhabited basement dwelling unit" means a basement unlaw-
18 fully occupied as a residence by one or more tenants on or prior to the
19 effective date of this article;
20 2. The term "rented" means leased, let, or hired out, with or without
21 a written agreement; and
22 3. The term "tenant" means an individual to whom an inhabited basement
23 dwelling unit is rented.
24 § 289. Basement local laws and regulations. 1. Notwithstanding any
25 other provision of state or local law to the contrary, in a city with a
26 population of one million or more, the local legislative body may, by
27 local law, establish a program to address, provided that health and
28 safety are protected, (a) the legalization of specified inhabited base-
29 ment dwelling units in existence prior to the effective date of this
30 article through conversion to legal dwelling units, or (b) the conver-
31 sion of other specified basement dwelling units in existence prior to
32 the effective date of this article to legal dwelling units. The local
33 law authorized by this section, and any rules or regulations promulgated
34 thereunder, shall not be subject to environmental review, including
35 environmental review conducted pursuant to article eight of the environ-
36 mental conservation law and any state and local regulations promulgated
37 thereunder.
38 2. The program established by such local law may provide to an owner
39 who converts an inhabited basement dwelling unit in accordance with a
40 local law authorized by this article or who otherwise abates the illegal
41 occupancy of a basement dwelling unit, (a) freedom from any civil or
42 administrative liability, citations, fines, penalties, judgments or any
43 other determinations of or prosecution for civil violations of this
44 chapter, other state law or local law or rules, and the zoning resol-
45 ution of such city, and (b) relief from any outstanding civil judgments
46 issued in connection with any such violation of such laws, rules or
47 zoning resolution issued before the effective date of this article.
48 Provided that such local law shall require that all applications for
49 conversions be filed by a date certain subsequent to the effective date
50 of this article, provided further that such date shall not exceed five
51 years after the effective date of this article.
52 3. Such local law may provide that any provision of this chapter or
53 local law, rule or regulation, shall not be applicable to provide for
54 the alterations necessary for the conversion of a specified inhabited
S. 4006--A 84 A. 3006--A
1 basement dwelling unit or other specified basement dwelling unit in
2 existence prior to the effective date into a lawful dwelling unit. Any
3 amendment of the zoning resolution necessary to enact such program shall
4 be subject to a public hearing at the planning commission of such local-
5 ity, and approval by such commission and the legislative body of such
6 local government, provided, however, that it shall not require environ-
7 mental review, including environmental review conducted pursuant to
8 article eight of the environmental conservation law and any state and
9 local regulations promulgated thereunder, or any additional land use
10 review.
11 § 290. Tenant protections in inhabited basement dwelling units. 1.
12 The program authorized by this article shall require an application to
13 make alterations to legalize an inhabited basement dwelling unit be
14 accompanied by a certification indicating whether such unit was rented
15 to a tenant on the effective date of this article, notwithstanding
16 whether the occupancy of such unit was authorized by law. A city may not
17 use such certification as the basis for an enforcement action for ille-
18 gal occupancy of such unit, provided that nothing contained in this
19 article shall be construed to limit such city from issuing a vacate
20 order for hazardous or unsafe conditions.
21 2. The local law authorized by this article shall provide that a
22 tenant in occupancy at the time of the effective date of this article,
23 who is evicted or otherwise removed from such unit as a result of an
24 alteration necessary to bring an inhabited basement dwelling unit into
25 compliance with the standards established by the local law authorized by
26 this article, shall have a right of first refusal to return to such unit
27 as a tenant upon its first lawful occupancy as a legal dwelling unit,
28 notwithstanding whether the occupancy at the time of the effective date
29 of this article was authorized by law. Such local law shall specify how
30 to determine priority when multiple tenants may claim such right.
31 3. A tenant unlawfully denied a right of first refusal to return to a
32 legal dwelling unit, as provided pursuant to the local law authorized by
33 this article, shall have a cause of action in any court of competent
34 jurisdiction for compensatory damages or declaratory and injunctive
35 relief as the court deems necessary in the interests of justice,
36 provided that such compensatory relief shall not exceed the annual
37 rental charges for such legal dwelling unit.
38 § 2. Subdivision 1 of section 472 of the private housing finance law,
39 as amended by chapter 479 of the laws of 2005, is amended to read as
40 follows:
41 1. Notwithstanding the provisions of any general, special or local
42 law, a municipality, acting through an agency, is authorized: (a) to
43 make, or contract to make, loans to low and moderate income owner-occu-
44 pants of one to four unit existing private or multiple dwellings within
45 its territorial limits, subject to the limitation of subdivisions two
46 through seven of this section, in such amounts as shall be required for
47 the rehabilitation of such dwellings, provided, however, that such loans
48 shall not exceed sixty thousand dollars per dwelling unit, except that
49 the limitation on the maximum amount of a loan, as described in this
50 paragraph, shall not apply to any such loan for, in whole or in part,
51 rehabilitation of a specified inhabited basement dwelling unit or other
52 specified basement dwelling unit for which such owner has sought a
53 permit pursuant to the local law authorized pursuant to section two
54 hundred eighty-nine of the multiple dwelling law. Such loans may also
55 include the refinancing of the outstanding indebtedness of such dwell-
56 ings, and the municipality may make temporary loans or advances to such
S. 4006--A 85 A. 3006--A
1 owner-occupants in anticipation of permanent loans for such purposes;
2 and
3 (b) to make or contract to make grants to any owner described in para-
4 graph (a) of this subdivision, on the same terms as permitted under such
5 paragraph for a loan.
6 § 3. Section 472 of the private housing finance law is amended by
7 adding a new subdivision 1-a to read as follows:
8 1-a. As used in this article, the term "loan" shall include any grant
9 made by a municipality pursuant to this article, provided, however, that
10 provisions of this article concerning the repayment or forgiveness of,
11 or security for, a loan shall not apply to any grant made pursuant to
12 this article.
13 § 4. Subdivision 2 of section 473 of the private housing finance law,
14 as added by chapter 786 of the laws of 1987, is amended to read as
15 follows:
16 2. A municipality shall neither make nor participate in a loan to an
17 owner-occupant of an existing private or multiple dwelling pursuant to
18 this article unless the agency finds that the area in which such dwell-
19 ing is situated is a blighted, deteriorated or deteriorating area or has
20 a blighting influence on the surrounding area, or is in danger of becom-
21 ing a slum or a blighted area because of the existence of substandard,
22 unsanitary, deteriorating or deteriorated conditions, an aged housing
23 stock, or other factors indicating an inability of the private sector to
24 cause such rehabilitation to be made, except that any such finding shall
25 not be required for any such loan for, in whole or in part, rehabili-
26 tation of a specified inhabited basement dwelling unit or other speci-
27 fied basement dwelling unit for which such owner has sought a permit
28 pursuant to the local law authorized pursuant to section two hundred
29 eighty-nine of the multiple dwelling law.
30 § 5. This act shall take effect immediately.
31 PART L
32 Section 1. Subdivision 3 of section 26 of the multiple dwelling law,
33 as amended by chapter 748 of the laws of 1961, is amended to read as
34 follows:
35 3. Floor area ratio (FAR). [The] Except as otherwise provided in and
36 determined under a zoning law, ordinance, or resolution of a city with a
37 population of one million or more, or after consultation with local
38 officials, as provided in a general project plan of the New York state
39 urban development corporation, the floor area ratio (FAR) of any dwell-
40 ing or dwellings on a lot shall not exceed 12.0, except that a fireproof
41 class B dwelling in which six or more passenger elevators are maintained
42 and operated in any city having a local zoning law, ordinance or resol-
43 ution restricting districts in such city to residential use, may be
44 erected in accordance with the provisions of such zoning law, ordinance
45 or resolution, if such class B dwelling is erected in a district no part
46 of which is restricted by such zoning law, ordinance or resolution to
47 residential uses.
48 § 2. This act shall take effect immediately.
49 PART M
50 Section 1. Section 489 of the real property tax law is amended by
51 adding a new subdivision 21 to read as follows:
52 21. (a) Definitions. For purposes of this subdivision:
S. 4006--A 86 A. 3006--A
1 (1) "Affordable rent" shall mean the maximum rent within the marketing
2 band that is allowed for an affordable rental unit as such rent is
3 established by the local housing agency.
4 (2) "Affordable rental unit" shall mean a dwelling unit in an eligible
5 rental building that, as of the filing of an application for a certif-
6 icate of eligibility and reasonable cost, has a rent at or below the
7 applicable affordable rent.
8 (3) "Certificate of eligibility and reasonable cost" shall mean a
9 document issued by the local housing agency that establishes that a
10 property is eligible for rehabilitation program benefits and sets forth
11 the certified reasonable cost of the eligible construction for which
12 such benefits shall be received.
13 (4) "Certified reasonable cost schedule" shall mean a table providing
14 maximum dollar limits for specified alterations and improvements, estab-
15 lished, and updated as necessary, by the local housing agency.
16 (5) "Checklist" shall mean a document that the local housing agency
17 issues requesting additional information or documentation that is neces-
18 sary for further assessment of an application for a certificate of
19 eligibility and reasonable cost where such application contained all
20 information and documentation required at the initial filing.
21 (6) "Commencement date" shall mean, with respect to eligible
22 construction, the date on which any physical operation undertaken for
23 the purpose of performing such eligible construction lawfully begins.
24 (7) "Completion date" shall mean, with respect to eligible
25 construction, the date on which:
26 (A) every physical operation undertaken for the purpose of all eligi-
27 ble construction has concluded; and
28 (B) all such eligible construction has been completed to a reasonable
29 and customary standard that renders such eligible construction capable
30 of use for the purpose for which such eligible construction was
31 intended.
32 (8) "Dwelling unit" shall mean any residential accommodation in a
33 class A multiple dwelling that:
34 (A) is arranged, designed, used or intended for use by one or more
35 persons living together and maintaining a common household;
36 (B) contains at least one room; and
37 (C) contains within such accommodation lawful sanitary and kitchen
38 facilities reserved for its occupants.
39 (9) "Eligible building" shall mean an eligible rental building, an
40 eligible homeownership building, or an eligible regulated homeownership
41 building, provided that such building contains three or more dwelling
42 units.
43 (10) "Eligible construction" shall mean alterations or improvements to
44 an eligible building that:
45 (A) are specifically identified on the certified reasonable cost sche-
46 dule;
47 (B) meet the minimum scope of work threshold;
48 (C) have a completion date that is after June twenty-ninth, two thou-
49 sand twenty-two and prior to June thirtieth, two thousand twenty-six and
50 that is not more than thirty months after their commencement date; and
51 (D) are not attributable to any increased cubic content in such eligi-
52 ble building.
53 (11) "Eligible homeownership building" shall mean an existing building
54 that:
55 (A) is a class A multiple dwelling operated as condominium or cooper-
56 ative housing;
S. 4006--A 87 A. 3006--A
1 (B) is not operating in whole or in part as a hotel; and
2 (C) has an average assessed valuation, including the valuation of the
3 land, that as of the commencement date does not exceed the homeownership
4 average assessed valuation limitation.
5 (12) "Eligible regulated homeownership building" shall mean an exist-
6 ing building that is a class A multiple dwelling owned and operated by
7 either:
8 (A) a mutual company that continues to be organized and operated as a
9 mutual company and that has entered into and recorded a mutual company
10 regulatory agreement; or
11 (B) a mutual redevelopment company that continues to be organized and
12 operated as a mutual redevelopment company and that has entered into and
13 recorded a mutual redevelopment company regulatory agreement.
14 (13) "Eligible rental building" shall mean an existing building that:
15 (A) is a class A multiple dwelling in which all of the dwelling units
16 are operated as rental housing;
17 (B) is not operating in whole or in part as a hotel; and
18 (C) satisfies one of the following conditions:
19 (i) not less than fifty percent of the dwelling units in such building
20 are affordable rental units;
21 (ii) such building is owned and operated by a limited-profit housing
22 company; or
23 (iii) such building is the recipient of substantial governmental
24 assistance.
25 (14) "Existing building" shall mean an enclosed structure which:
26 (A) is permanently affixed to the land;
27 (B) has one or more floors and a roof;
28 (C) is bounded by walls;
29 (D) has at least one principal entrance utilized for day-to-day pedes-
30 trian ingress and egress;
31 (E) has a certificate of occupancy or equivalent document that is in
32 effect prior to the commencement date; and
33 (F) exclusive of the land, has an assessed valuation of more than one
34 thousand dollars for the fiscal year immediately preceding the commence-
35 ment date.
36 (15) "Homeownership average assessed valuation limitation" shall mean
37 an average assessed valuation of forty-five thousand dollars per dwell-
38 ing unit.
39 (16) "Limited-profit housing company" shall have the same meaning as
40 "company" set forth in section twelve of the private housing finance
41 law.
42 (17) "Market rental unit" shall mean a dwelling unit in an eligible
43 rental building other than an affordable rental unit.
44 (18) "Marketing band" shall mean maximum rent amounts ranging from
45 twenty percent of eighty percent of the area median income, adjusted for
46 family size, to thirty percent of eighty percent of the area median
47 income, adjusted for family size.
48 (19) "Minimum scope of work threshold" shall mean a total amount of
49 certified reasonable cost established by rules and regulations of the
50 local housing agency, provided that such amount shall be no less than
51 one thousand five hundred dollars for each dwelling unit in existence on
52 the completion date.
53 (20) "Multiple dwelling" shall have the meaning as set forth in
54 section four of the multiple dwelling law.
55 (21) "Mutual company" shall have the meaning as set forth in section
56 twelve of the private housing finance law.
S. 4006--A 88 A. 3006--A
1 (22) "Mutual company regulatory agreement" shall mean a binding and
2 irrevocable agreement between a mutual company and the commissioner of
3 housing, the mutual company supervising agency, the New York city hous-
4 ing development corporation, or the New York state housing finance agen-
5 cy prohibiting the dissolution or reconstitution of such mutual company
6 pursuant to section thirty-five of the private housing finance law for
7 not less than fifteen years from the commencement of rehabilitation
8 program benefits for the existing building owned and operated by such
9 mutual company.
10 (23) "Mutual company supervising agency" shall have the same meaning,
11 with respect to any mutual company, as "supervising agency" set forth in
12 section two of the private housing finance law.
13 (24) "Mutual redevelopment company" shall have the same meaning as
14 "mutual" when applied to a redevelopment company, as set forth in
15 section one hundred two of the private housing finance law.
16 (25) "Mutual redevelopment company regulatory agreement" shall mean a
17 binding and irrevocable agreement between a mutual redevelopment company
18 and the commissioner of housing, the redevelopment company supervising
19 agency, the New York city housing development corporation, or the New
20 York state housing finance agency prohibiting the dissolution or recon-
21 stitution of such mutual redevelopment company pursuant to section one
22 hundred twenty-three of the private housing finance law until the earli-
23 er of:
24 (A) fifteen years from the commencement of rehabilitation program
25 benefits for the existing building owned and operated by such mutual
26 redevelopment company; or
27 (B) the expiration of any tax exemption granted to such mutual rede-
28 velopment company pursuant to section one hundred twenty-five of the
29 private housing finance law.
30 (26) "Redevelopment company" shall have the same meaning as set forth
31 in section one hundred two of the private housing finance law.
32 (27) "Redevelopment company supervising agency" shall have the same
33 meaning, with respect to any redevelopment company, as "supervising
34 agency" set forth in section one hundred two of the private housing
35 finance law.
36 (28) "Rehabilitation program benefits" shall mean abatement of real
37 property taxes pursuant to this subdivision.
38 (29) "Rent regulation" shall mean, collectively, the emergency housing
39 rent control law, any local law enacted pursuant to the local emergency
40 housing rent control act, the rent stabilization law of nineteen hundred
41 sixty-nine, the rent stabilization code, and the emergency tenant
42 protection act of nineteen seventy-four, all as in effect as of the
43 effective date of the chapter of the laws of two thousand twenty-three
44 that added this subdivision, or as any such statute is amended thereaft-
45 er, together with any successor statutes or regulations addressing
46 substantially the same subject matter.
47 (30) "Restriction period" shall mean, notwithstanding any termination
48 or revocation of rehabilitation program benefits prior to such period,
49 fifteen years from the initial receipt of rehabilitation program bene-
50 fits, or such additional period of time as may be imposed pursuant to
51 clause (A) of subparagraph five of paragraph (e) of this subdivision.
52 (31) "Substantial governmental assistance" shall mean grants, loans,
53 or subsidies from any federal, state or local governmental agency or
54 instrumentality in furtherance of a program for the development of
55 affordable housing approved by the local housing agency, provided that
56 such grants, loans, or subsidies are provided in accordance with a regu-
S. 4006--A 89 A. 3006--A
1 latory agreement entered into with such agency or instrumentality that
2 is in effect as of the filing date of the application for a certificate
3 of eligibility and reasonable cost.
4 (32) "Substantial interest" shall mean an ownership interest of ten
5 percent or more.
6 (b) Abatement. Notwithstanding the provisions of any other subdivision
7 of this section or of any general, special or local law to the contrary,
8 any city to which the multiple dwelling law is applicable, acting
9 through its local legislative body or other governing agency, is hereby
10 authorized and empowered, until and including June thirtieth, two thou-
11 sand twenty-five, to adopt and amend local laws or ordinances providing
12 an abatement of real property taxes on an eligible building in which
13 eligible construction has been completed, provided that:
14 (1) such abatement shall not exceed seventy percent of the certified
15 reasonable cost of the eligible construction, as determined under rules
16 and regulations of the local housing agency;
17 (2) such abatement shall not be effective for more than twenty years;
18 (3) the annual abatement of real property taxes on such eligible
19 building shall not exceed eight and one-third percent of the total
20 certified reasonable cost of such eligible construction;
21 (4) the annual abatement of real property taxes on such eligible
22 building in any consecutive twelve-month period shall in no event exceed
23 the amount of real property taxes payable in such twelve-month period
24 for such building, provided, however, that such abatement shall not
25 exceed fifty percent of the amount of real property taxes payable in
26 such twelve-month period for any of the following:
27 (A) an eligible rental building owned by a limited-profit housing
28 company or a redevelopment company; (B) an eligible homeownership build-
29 ing; and
30 (C) an eligible regulated homeownership building; and
31 (5) such abatement shall become effective beginning with the first
32 quarterly tax bill immediately following the date of issuance of the
33 certificate of eligibility and reasonable cost.
34 (c) Authority of city to adopt rules and regulations. Any such local
35 law or ordinance shall authorize the adoption of rules and regulations,
36 not inconsistent with this subdivision, by the local housing agency and
37 any other local agency necessary for the implementation of this subdivi-
38 sion.
39 (d) Applications. (1) Any such local law or ordinance shall require
40 that an application for a certificate of eligibility and reasonable cost
41 pursuant to this subdivision be made after the completion date and on or
42 before the later of (A) four months from the effective date of such
43 local law or ordinance; or (B) four months from such completion date.
44 (2) Such application shall include evidence of eligibility for reha-
45 bilitation program benefits and evidence of reasonable cost as shall be
46 satisfactory to the local housing agency including, but not limited to,
47 evidence showing the cost of eligible construction.
48 (3) The local housing agency shall require a non-refundable filing fee
49 that shall be paid by a certified check or cashier's check upon the
50 filing of an application for a certificate of eligibility and reasonable
51 cost. Such fee shall be (A) one thousand dollars, plus (B) seventy-five
52 dollars for each dwelling unit in excess of six dwelling units in the
53 eligible building that is the subject of such application.
54 (4) Any application that is filed pursuant to this paragraph that is
55 missing any of the information and documentation required at initial
56 filing by such local law or ordinance and any rules and regulations of
S. 4006--A 90 A. 3006--A
1 the local housing agency shall be denied, provided that a new applica-
2 tion for the same eligible construction, together with a new non-refund-
3 able filing fee, may be filed within fifteen days of the date of issu-
4 ance of such denial. If such second application is also missing any such
5 required information and documentation, it shall be denied and no
6 further applications for the same eligible construction shall be permit-
7 ted.
8 (5) The failure of an applicant to respond to any checklist within
9 thirty days of the date of its issuance by the local housing agency
10 shall result in denial of such application, and no further applications
11 for the same eligible construction shall be permitted. The local housing
12 agency shall issue not more than three checklists per application. An
13 application for a certificate of eligibility and reasonable cost shall
14 be denied when the local housing agency does not have a sufficient basis
15 to issue a certificate of eligibility and reasonable cost after the
16 timely response of an applicant to the third checklist concerning such
17 application. After the local housing agency has denied an application
18 for the reason described in the preceding sentence, such agency shall
19 permit no further applications for the same eligible construction.
20 (6) An application for a certificate of eligibility and reasonable
21 cost shall also include an affidavit of no harassment.
22 (A) Such affidavit shall set forth the following information:
23 (i) the name of every owner of record and owner of a substantial
24 interest in the eligible building or entity owning the eligible building
25 or sponsoring the eligible construction; and
26 (ii) a statement that none of such persons had, within the five years
27 prior to the completion date, been found to have harassed or unlawfully
28 evicted tenants by judgment or determination of a court or agency,
29 including a non-governmental agency having appropriate legal jurisdic-
30 tion, under the penal law, any state or local law regulating rents or
31 any state or local law relating to harassment of tenants or unlawful
32 eviction.
33 (B) No eligible building shall be eligible for an abatement pursuant
34 to paragraph (b) of this subdivision where:
35 (i) any affidavit required under this subparagraph has not been filed;
36 (ii) any such affidavit contains a willful misrepresentation or omis-
37 sion of any material fact; or
38 (iii) any owner of record or owner of a substantial interest in the
39 eligible building or entity owning the eligible building or sponsoring
40 the eligible construction has been found, by judgment or determination
41 of a court or agency, including a non-governmental agency having appro-
42 priate legal jurisdiction, under the penal law, any state or local law
43 regulating rents or any state or local law relating to harassment of
44 tenants or unlawful eviction, to have, within the five years prior to
45 the completion date, harassed or unlawfully evicted tenants, until and
46 unless the finding is reversed on appeal.
47 (C) Notwithstanding the provisions of any general, special or local
48 law to the contrary, the corporation counsel or other legal represen-
49 tative of a city having a population of one million or more or the
50 district attorney of any county, may institute an action or proceeding
51 in any court of competent jurisdiction that may be appropriate or neces-
52 sary to determine whether any owner of record or owner of a substantial
53 interest in the eligible building or entity owning the eligible building
54 or sponsoring the eligible construction has harassed or unlawfully
55 evicted tenants as described in this subparagraph.
S. 4006--A 91 A. 3006--A
1 (7) Notwithstanding the provisions of any general, special or local
2 law to the contrary, the local housing agency may require by rules and
3 regulations that an application for a certificate of eligibility and
4 reasonable cost be filed electronically.
5 (e) Additional requirements for an eligible rental building other than
6 one owned and operated by a limited-profit housing company. Any such
7 local law or ordinance shall, in addition to all other conditions of
8 eligibility for rehabilitation program benefits set forth in this subdi-
9 vision, require that an eligible rental building, other than one owned
10 and operated by a limited-profit housing company, also comply with all
11 provisions of this paragraph. Notwithstanding the foregoing, an eligible
12 rental building that is the recipient of substantial governmental
13 assistance shall not be required to comply with the provisions of
14 subparagraph three of this paragraph.
15 (1) Notwithstanding any provision of rent regulation to the contrary,
16 any market rental unit within such eligible rental building subject to
17 rent regulation as of the filing date of the application for a certif-
18 icate of eligibility and reasonable cost and any affordable rental unit
19 within such eligible rental building shall be subject to rent regulation
20 until such unit first becomes vacant after the expiration of the
21 restriction period at which time such unit, unless it would be subject
22 to rent regulation for reasons other than the provisions of this subdi-
23 vision, shall be deregulated, provided, however, that during the
24 restriction period, no exemption or exclusion from any requirement of
25 rent regulation shall apply to such dwelling units.
26 (2) Additional requirements for an eligible rental building that is
27 not a recipient of substantial governmental assistance.
28 (A) Not less than fifty percent of the dwelling units in such eligible
29 rental building shall be designated as affordable rental units.
30 (B) The owner of such eligible rental building shall ensure that no
31 affordable rental unit is held off the market for a period that is long-
32 er than reasonably necessary.
33 (C) The owner of such eligible rental building shall waive the
34 collection of any major capital improvement rent increase granted by the
35 New York state division of housing and community renewal pursuant to
36 rent regulation that is attributable to eligible construction for which
37 such eligible rental building receives rehabilitation program benefits,
38 and shall file a declaration with the New York state division of housing
39 and community renewal providing such waiver.
40 (D) An affordable rental unit shall not be rented on a temporary,
41 transient or short-term basis. Every lease and renewal thereof for an
42 affordable rental unit shall be for a term of one or two years, at the
43 option of the tenant, and shall include a notice in at least twelve-
44 point type informing such tenant of their rights pursuant to this subdi-
45 vision, including an explanation of the restrictions on rent increases
46 that may be imposed on such affordable rental unit.
47 (E) The local housing agency may establish by rules and regulations
48 such requirements as the local housing agency deems necessary or appro-
49 priate for designating affordable rental units, including, but not
50 limited to, designating the unit mix and distribution requirements of
51 such affordable rental units in an eligible building.
52 (3) The owner of such eligible rental building shall not engage in or
53 cause any harassment of the tenants of such eligible rental building or
54 unlawfully evict any such tenants during the restriction period.
S. 4006--A 92 A. 3006--A
1 (4) No dwelling units within such eligible rental building shall be
2 converted to cooperative or condominium ownership during the restriction
3 period.
4 (5) Any non-compliance of an eligible rental building with the
5 provisions of this paragraph shall permit the local housing agency to
6 take the following action:
7 (A) extend the restriction period;
8 (B) increase the number of affordable rental units in such eligible
9 rental building;
10 (C) impose a penalty of not more than the product of one thousand
11 dollars per instance of non-compliance and the number of dwelling units
12 contained in such eligible rental building; and
13 (D) terminate or revoke any rehabilitation program benefits in accord-
14 ance with paragraph (m) of this subdivision.
15 (f) Compliance with applicable law. Any such local law or ordinance
16 may also provide that rehabilitation program benefits shall not be
17 allowed for any eligible building unless and until such eligible build-
18 ing complies with all applicable provisions of law.
19 (g) Implementation of rehabilitation program benefits. Upon issuance
20 of a certificate of eligibility and reasonable cost and payment of
21 outstanding fees, the local housing agency shall be authorized to trans-
22 mit such certificate of eligibility and reasonable cost to the local
23 agency responsible for real property tax assessment. Upon receipt of a
24 certificate of eligibility and reasonable cost, the local agency respon-
25 sible for real property tax assessment shall certify the amount of taxes
26 to be abated pursuant to paragraph (b) of this subdivision and pursuant
27 to such certificate of eligibility and reasonable cost provided by the
28 local housing agency.
29 (h) Outstanding taxes and charges. Any such local law or ordinance
30 shall also provide that rehabilitation program benefits shall not be
31 allowed for an eligible building in either of the following cases:
32 (1) there are outstanding real estate taxes or water and sewer charges
33 or payments in lieu of taxes that are due and owing as of the last day
34 of the tax period preceding the date of the receipt of the certificate
35 of eligibility and reasonable cost by the local agency responsible for
36 real property tax assessment; or
37 (2) real estate taxes or water and sewer charges due at any time
38 during the authorized term of such benefits remain unpaid for one year
39 after the same are due and payable.
40 (i) Additional limitations on eligibility. Any such local law or ordi-
41 nance shall also provide that:
42 (1) rehabilitation program benefits shall not be allowed for any
43 eligible building receiving tax exemption or abatement concurrently for
44 rehabilitation or new construction under any other provision of state or
45 local law or ordinance with the exception of any eligible construction
46 to an eligible building receiving a tax exemption or abatement under the
47 provisions of the private housing finance law;
48 (2) rehabilitation program benefits shall not be allowed for any item
49 of eligible construction in an eligible building if such eligible build-
50 ing is receiving tax exemption or abatement for the same or a similar
51 item of eligible construction as of the December thirty-first preceding
52 the date of application for a certificate of eligibility and reasonable
53 cost for such rehabilitation program benefits;
54 (3) where the eligible construction includes or benefits a portion of
55 an eligible building that is not occupied for dwelling purposes, the
56 assessed valuation of such eligible building and the cost of the eligi-
S. 4006--A 93 A. 3006--A
1 ble construction shall be apportioned so that rehabilitation program
2 benefits shall not be provided for eligible construction made for other
3 than dwelling purposes; and
4 (4) rehabilitation program benefits shall not be applied to abate or
5 reduce the taxes upon the land portion of real property, which shall
6 continue to be taxed based upon the assessed valuation of the land and
7 the applicable tax rate at the time such taxes are levied.
8 (j) Re-inspection penalty. Any such local law or ordinance shall also
9 provide that if the local housing agency cannot verify the eligible
10 construction claimed by an applicant upon the first inspection by the
11 local housing agency of the eligible building, such applicant shall be
12 required to pay ten times the actual cost of any additional inspection
13 needed to verify such eligible construction.
14 (k) Strict liability for inaccurate applications. Any such local law
15 or ordinance shall also provide that if the local housing agency deter-
16 mines that an application for a certificate of eligibility and reason-
17 able cost contains a material misstatement of fact, the local housing
18 agency may reject such application and bar the submission of any other
19 application pursuant to this subdivision with respect to such eligible
20 building for a period not to exceed three years. An applicant shall not
21 be relieved from liability under this paragraph because it submitted its
22 application under a mistaken belief of fact. Furthermore, any person or
23 entity that files more than six applications containing such a material
24 misstatement of fact within any twelve-month period shall be barred from
25 submitting any new application for rehabilitation program benefits on
26 behalf of any eligible building for a period not to exceed five years.
27 (l) Investigatory authority. Any such local law or ordinance shall
28 also allow the local housing agency to require such certifications and
29 consents necessary to access records, including other tax records, as
30 may be deemed appropriate to enforce the eligibility requirements of
31 this subdivision. Any such local law or ordinance shall further provide
32 that, for purposes of determining and certifying eligibility for reha-
33 bilitation program benefits and the reasonable cost of any eligible
34 construction, the local housing agency shall be authorized to:
35 (1) administer oaths to and take the testimony of any person, includ-
36 ing, but not limited to, the owner of such eligible building;
37 (2) issue subpoenas requiring the attendance of such persons and the
38 production of any bills, books, papers or other documents as it may deem
39 necessary;
40 (3) make preliminary estimates of the maximum reasonable cost of such
41 eligible construction;
42 (4) establish maximum allowable costs of specified units, fixtures or
43 work in such eligible construction;
44 (5) require the submission of plans and specifications of such eligi-
45 ble construction before the commencement thereof;
46 (6) require physical access to inspect the eligible building; and
47 (7) on an annual basis, require the submission of leases for any
48 dwelling unit in a building granted a certificate of eligibility and
49 reasonable cost.
50 (m) Termination or revocation. Any such local law or ordinance shall
51 provide that failure to comply with the provisions of this subdivision,
52 any such local law or ordinance, any rules and regulations promulgated
53 thereunder, or any mutual company regulatory agreement or mutual rede-
54 velopment company regulatory agreement entered into thereunder, may
55 result in revocation of any rehabilitation program benefits retroactive
56 to the commencement thereof. Such termination or revocation shall not
S. 4006--A 94 A. 3006--A
1 exempt such eligible building from continued compliance with the
2 requirements of this subdivision, such local law or ordinance, such
3 rules and regulations, and such mutual company regulatory agreement or
4 mutual redevelopment company regulatory agreement.
5 (n) Criminal liability for unauthorized uses. Any such local law or
6 ordinance shall also provide that in the event that any recipient of
7 rehabilitation program benefits uses any dwelling unit in such eligible
8 building in violation of the requirements of such local law or ordinance
9 as adopted pursuant to this subdivision and any rules and regulations
10 promulgated pursuant thereto, such recipient shall be guilty of an
11 unclassified misdemeanor punishable by a fine in an amount equivalent to
12 double the value of the gain of such recipient from such unlawful use or
13 imprisonment for not more than ninety days, or both.
14 (o) Private right of action. Any prospective, present, or former
15 tenant of an eligible rental building may sue to enforce the require-
16 ments and prohibitions of this subdivision, any such local law or ordi-
17 nance, or any rules and regulations promulgated thereunder, in the
18 supreme court of New York. Any such individual harmed by reason of a
19 violation of such requirements and prohibitions may sue therefor in the
20 supreme court of New York on behalf of himself or herself, and shall
21 recover threefold the damages sustained and the cost of the suit,
22 including a reasonable attorney's fee. The local housing agency may use
23 any court decision under this paragraph that is adverse to the owner of
24 an eligible building as the basis for further enforcement action.
25 Notwithstanding any other provision of law, an action by a tenant of an
26 eligible rental building under this paragraph must be commenced within
27 six years from the date of the latest violation.
28 (p) Appointment of receiver. In addition to the remedies for non-com-
29 pliance provided for in subparagraph five of paragraph (e) of this
30 subdivision, any such local law or ordinance may also provide that the
31 local housing agency may make application for the appointment of a
32 receiver in accordance with the procedures contained in such local law
33 or ordinance. Any receiver appointed pursuant to this paragraph shall be
34 authorized, in addition to any other powers conferred by law, to effect
35 compliance with the provisions of this subdivision, such local law or
36 ordinance, and rules and regulations of the local housing agency. Any
37 expenditures incurred by the receiver to effect such compliance shall
38 constitute a debt of the owner and a lien upon the property, and upon
39 the rents and income thereof, in accordance with the procedures
40 contained in such local law or ordinance. The local housing agency in
41 its discretion may provide funds to be expended by the receiver, and
42 such funds shall constitute a debt recoverable from the owner in accord-
43 ance with applicable local laws or ordinances.
44 (r) Authority of city to limit local law. Where a city enacts or
45 amends a local law or ordinance under this subdivision, such local law
46 or ordinance may restrict, limit or condition the eligibility, scope or
47 amount of rehabilitation program benefits under the local law or ordi-
48 nance in any manner, provided that the local law or ordinance may not
49 grant rehabilitation program benefits beyond those provided in this
50 subdivision.
51 § 2. This act shall take effect immediately.
52 PART N
53 Section 1. The real property tax law is amended by adding a new
54 section 421-p to read as follows:
S. 4006--A 95 A. 3006--A
1 § 421-p. Exemption of newly-constructed rental multiple dwellings. 1.
2 (a) A city, town or village may, by local law, provide for the exemption
3 of rental multiple dwellings constructed in a benefit area designated in
4 such local law from taxation and special ad valorem levies, as provided
5 in this section. Subsequent to the adoption of such a local law, any
6 other municipal corporation in which the designated benefit area is
7 located may likewise exempt such property from its taxation and special
8 ad valorem levies by local law, or in the case of a school district, by
9 resolution.
10 (b) As used in this section, the term "benefit area" means the area
11 within a city, town or village, designated by local law, to which an
12 exemption, established pursuant to this section, applies.
13 (c) The term "rental multiple dwelling" means a structure, other than
14 a hotel, consisting of twenty or more dwelling units, where all of the
15 units are rented for residential purposes, and at least twenty percent
16 of such units, upon initial rental and upon each subsequent rental
17 following a vacancy during the benefit period is affordable to and
18 restricted to occupancy by individuals or families whose household
19 income does not exceed eighty percent of the area median income,
20 adjusted for family size, on average, at the time that such households
21 initially occupy such dwelling units, provided further that all of the
22 income restricted units upon initial rental and upon each subsequent
23 rental following a vacancy during the benefit period shall be affordable
24 to and restricted to occupancy by individuals or families whose house-
25 hold income does not exceed one hundred percent of the area median
26 income, adjusted for family size, at the time that such households
27 initially occupy such dwelling units. Such restriction period shall be
28 in effect coterminous with the benefit period, provided, however, that
29 the tenant or tenants in an income restricted dwelling unit at the time
30 such restriction period ends shall have the right to lease renewals at
31 the income restricted level until such time as such tenant or tenants
32 permanently vacate the dwelling unit.
33 2. Eligible newly-constructed rental multiple dwellings in a desig-
34 nated benefit area shall be wholly exempt from taxation while under
35 construction, subject to a maximum of three years. Such property shall
36 then be exempt for an additional period of twenty-five years, provided,
37 that the exemption percentage during such additional period of twenty-
38 five years shall begin at ninety-six percent and shall decrease by four
39 percent each year thereafter. Provided, however:
40 (a) Taxes shall be paid during the exemption period in an amount at
41 least equal to the taxes paid on such land and any improvements thereon
42 during the tax year preceding the commencement of such exemption.
43 (b) No other exemption may be granted concurrently to the same
44 improvements under any other section of law.
45 3. To be eligible for exemption under this section, such construction
46 shall take place on vacant, predominantly vacant or underutilized land,
47 or on land improved with a non-conforming use or on land containing one
48 or more substandard or structurally unsound dwellings, or a dwelling
49 that has been certified as unsanitary by the local health agency.
50 4. Application for exemption under this section shall be made on a
51 form prescribed by the commissioner and filed with the assessor on or
52 before the applicable taxable status date.
53 5. In the case of newly constructed property which is used partially
54 as a rental multiple dwelling and partially for commercial or other
55 purposes, the portion of the newly constructed property that is used as
S. 4006--A 96 A. 3006--A
1 a rental multiple dwelling shall be eligible for the exemption author-
2 ized by this section if:
3 (a) The square footage of the portion used as a rental multiple dwell-
4 ing represents at least fifty percent of the square footage of the
5 entire property;
6 (b) The rental units are affordable to individuals or families as
7 determined according to the criteria set forth in paragraph (c) of
8 subdivision one of this section; and
9 (c) The requirements of this section are otherwise satisfied with
10 respect to the portion of the property used as a rental multiple dwell-
11 ing.
12 6. The exemption authorized by this section shall not be available in
13 a city with a population of one million or more.
14 7. Any recipient of the exemption authorized by this section or their
15 designee shall certify compliance with the provisions of this section
16 under penalty of perjury, at such time or times and in such manner as
17 may be prescribed in the local law adopted by the city, town or village
18 pursuant to paragraph (a) of subdivision one of this section, or by a
19 subsequent local law. Such city, town or village may establish such
20 procedures as it deems necessary for monitoring and enforcing compliance
21 of an eligible building with the provisions of this section.
22 § 2. This act shall take effect immediately.
23 PART O
24 Section 1. The real property tax law is amended by adding a new
25 section 421-p to read as follows:
26 § 421-p. Exemption of capital improvements to residential new
27 construction involving the creation of accessory dwelling units. 1.
28 Residential buildings reconstructed, altered, improved, or newly
29 constructed in order to create one or more additional residential dwell-
30 ing units on the same parcel as a pre-existing residential building to
31 provide independent living facilities for one or more persons subsequent
32 to the effective date of a local law or resolution enacted pursuant to
33 this section shall be exempt from taxation and special ad valorem levies
34 to the extent provided hereinafter. After a public hearing, the govern-
35 ing board of a county, city, town or village may adopt a local law and a
36 school district, other than a school district subject to article fifty-
37 two of the education law, may adopt a resolution to grant the exemption
38 authorized pursuant to this section. A copy of such local law or resol-
39 ution shall be filed with the commissioner and the assessor of such
40 county, city, town or village who prepares the assessment roll on which
41 the taxes of such county, city, town, village or school district are
42 levied.
43 2. (a) Such buildings shall be exempt for a period of five years to
44 the extent of one hundred per centum of the increase in assessed value
45 thereof attributable to such reconstruction, alteration, improvement, or
46 new construction for such additional residential unit or units that
47 provide independent living facilities for one or more persons, and for
48 an additional period of five years subject to the following:
49 (i) The extent of such exemption shall be decreased by twenty-five per
50 centum of the "exemption base" for each of the first three years during
51 such additional period and shall be decreased by a further ten per
52 centum of the "exemption base" during each of the final two years of
53 such additional period. The exemption shall expire at the end of the
54 extended period. The "exemption base" shall be the increase in assessed
S. 4006--A 97 A. 3006--A
1 value as determined in the initial year of the term of the exemption,
2 except as provided in subparagraph (ii) of this paragraph.
3 (ii) In any year in which a change in level of assessment of fifteen
4 percent or more is certified for a final assessment roll pursuant to the
5 rules of the commissioner, the exemption base shall be multiplied by a
6 fraction, the numerator of which shall be the total assessed value of
7 the parcel on such final assessment roll (after accounting for any phys-
8 ical or quantity changes to the parcel since the immediately preceding
9 assessment roll), and the denominator of which shall be the total
10 assessed value of the parcel on the immediately preceding final assess-
11 ment roll. The result shall be the new exemption base. The exemption
12 shall thereupon be recomputed to take into account the new exemption
13 base, notwithstanding the fact that the assessor receives certification
14 of the change in level of assessment after the completion, verification
15 and filing of the final assessment roll. In the event the assessor does
16 not have custody of the roll when such certification is received, the
17 assessor shall certify the recomputed exemption to the local officers
18 having custody and control of the roll, and such local officers are
19 hereby directed and authorized to enter the recomputed exemption certi-
20 fied by the assessor on the roll. The assessor shall give written notice
21 of such recomputed exemption to the property owner, who may, if he or
22 she believes that the exemption was recomputed incorrectly, apply for a
23 correction in the manner provided by title three of article five of this
24 chapter for the correction of clerical errors.
25 (iii) Such exemption shall be limited to two hundred thousand dollars
26 in increased market value of the property attributable to such recon-
27 struction, alteration, improvement, or new construction and any increase
28 in market value greater than such amount shall not be eligible for the
29 exemption pursuant to this section. For the purposes of this section,
30 the market value of the reconstruction, alteration, improvement, or new
31 construction as authorized by subdivision one of this section shall be
32 equal to the increased assessed value attributable to such recon-
33 struction, alteration, improvement or new construction divided by the
34 class one ratio in a special assessing unit or the most recently estab-
35 lished state equalization rate or special equalization rate in the
36 remainder of the state, except where the state equalization rate or
37 special equalization rate equals or exceeds ninety-five percent, in
38 which case the increase in assessed value attributable to such recon-
39 struction, alteration, improvement or new construction shall be deemed
40 to equal the market value of such reconstruction, alteration, improve-
41 ment, or new construction.
42 (b) No such exemption shall be granted for reconstruction, alter-
43 ations, improvements, or new construction unless:
44 (i) such reconstruction, alteration, improvement, or new construction
45 was commenced subsequent to the effective date of the local law or
46 resolution adopted pursuant to subdivision one of this section; and
47 (ii) the value of such reconstruction, alteration, improvement, or new
48 construction exceeds three thousand dollars; and
49 (iii) such reconstruction, alteration, improvement, or new
50 construction created one or more additional residential dwelling units
51 on the same parcel as the preexisting residential building to provide
52 independent living facilities for one or more persons.
53 (c) For purposes of this section the terms reconstruction, alteration,
54 improvement, and new construction shall not include ordinary maintenance
55 and repairs.
S. 4006--A 98 A. 3006--A
1 3. Such exemption shall be granted only upon application by the owner
2 of such building on a form prescribed by the commissioner. The applica-
3 tion shall be filed with the assessor of the city, town, village or
4 county having the power to assess property for taxation on or before the
5 appropriate taxable status date of such city, town, village or county.
6 4. If satisfied that the applicant is entitled to an exemption pursu-
7 ant to this section, the assessor shall approve the application and such
8 building shall thereafter be exempt from taxation and special ad valorem
9 levies as herein provided commencing with the assessment roll prepared
10 on the basis of the taxable status date referred to in subdivision three
11 of this section. The assessed value of any exemption granted pursuant to
12 this section shall be entered by the assessor on the assessment roll
13 with the taxable property, with the amount of the exemption shown in a
14 separate column.
15 5. For the purposes of this section, a residential building shall mean
16 any building or structure designed and occupied exclusively for residen-
17 tial purposes by not more than two families.
18 6. In the event that a building granted an exemption pursuant to this
19 section ceases to be used primarily for residential purposes, or title
20 thereto is transferred to other than the heirs or distributees of the
21 owner, the exemption granted pursuant to this section shall cease.
22 7. (a) A county, city, town or village may, by its local law, or
23 school district, by its resolution:
24 (i) reduce the per centum of exemption otherwise allowed pursuant to
25 this section;
26 (ii) limit eligibility for the exemption to those forms of recon-
27 struction, alterations, improvements, or new construction as are
28 prescribed in such local law or resolution.
29 (b) No such local law or resolution shall repeal an exemption granted
30 pursuant to this section until the expiration of the period for which
31 such exemption was granted.
32 § 2. This act shall take effect immediately and shall apply to assess-
33 ment rolls based on taxable status dates occurring on or after such
34 effective date.
35 PART P
36 Section 1. Paragraph a of subdivision 3 of section 224-a of the labor
37 law, as added by section 1 of Part FFF of chapter 58 of the laws of
38 2020, is amended to read as follows:
39 a. Benefits under section four hundred twenty-one-a or four hundred
40 sixty-seven-m of the real property tax law;
41 § 2. The real property tax law is amended by adding a new section
42 467-m to read as follows:
43 § 467-m. Exemption from local real property taxation of certain multi-
44 ple dwellings in a city having a population of one million or more. 1.
45 Definitions. For purposes of this section, the following terms shall
46 have the following meanings:
47 a. "Affordable housing from commercial conversions tax incentive bene-
48 fits" hereinafter referred to as "AHCC program benefits", shall mean the
49 exemption from real property taxation authorized pursuant to this
50 section.
51 b. "Affordability requirement" shall mean that within any eligible
52 multiple dwelling: (i) not less than twenty percent of the dwelling
53 units are affordable housing units; (ii) not less than five percent of
54 the dwelling units are affordable housing forty percent units; (iii) the
S. 4006--A 99 A. 3006--A
1 weighted average of all income bands for all of the affordable housing
2 units does not exceed seventy percent of the area median income,
3 adjusted for family size; (iv) there are no more than three income bands
4 for all of the affordable housing units; and (v) no income band for
5 affordable housing units exceeds one hundred percent of the area median
6 income, adjusted for family size.
7 c. "Affordable housing forty percent unit" shall mean a dwelling unit
8 that: (i) is situated within the eligible multiple dwelling for which
9 AHCC program benefits are granted; and (ii) upon initial rental and upon
10 each subsequent rental following a vacancy during the restriction peri-
11 od, is affordable to and restricted to occupancy by individuals or fami-
12 lies whose household income does not exceed forty percent of the area
13 median income, adjusted for family size, at the time that such household
14 initially occupies such dwelling unit.
15 d. "Affordable housing unit" shall mean, collectively and individual-
16 ly: (i) an affordable housing forty percent unit; and (ii) any other
17 unit that meets the affordability requirement upon initial occupancy and
18 upon each subsequent rental following a vacancy during the restriction
19 period, and is affordable to and restricted to occupancy by individuals
20 or families whose household income does not exceed the income bands
21 established in conjunction with such affordability requirement.
22 e. "Agency" shall mean the New York city department of housing preser-
23 vation and development.
24 f. "Application" shall mean an application for AHCC program benefits.
25 g. "Building service employee" shall mean any person who is regularly
26 employed at, and performs work in connection with the care or mainte-
27 nance of, an eligible multiple dwelling, including, but not limited to,
28 a watchman, guard, doorman, building cleaner, porter, handyman, janitor,
29 gardener, groundskeeper, elevator operator and starter, and window
30 cleaner, but not including persons regularly scheduled to work fewer
31 than eight hours per week at such eligible multiple dwelling.
32 h. "Commencement date" shall mean the date upon which the actual
33 construction of the eligible conversion lawfully begins in good faith.
34 i. "Completion date" shall mean the date upon which the local depart-
35 ment of buildings issues the first temporary or permanent certificate of
36 occupancy covering all residential areas of an eligible multiple dwell-
37 ing.
38 j. "Construction period" shall mean, with respect to any eligible
39 multiple dwelling, a period: (i) beginning on the later of the commence-
40 ment date or three years before the completion date; and (ii) ending on
41 the day preceding the completion date.
42 k. "Dwelling" or "dwellings" shall have the same meaning as set forth
43 in subdivision four of section four of the multiple dwelling law.
44 l. "Eligible conversion" shall mean the conversion of a non-residen-
45 tial building to an eligible multiple dwelling.
46 m. "Eligible multiple dwelling" shall mean a multiple dwelling in
47 which: (i) all dwelling units included in any application are operated
48 as rental housing; (ii) six or more dwelling units have been created
49 through an eligible conversion; (iii) the commencement date is after
50 December thirty-first, two thousand twenty-two and on or before December
51 thirty-first, two thousand thirty-two; and (iv) the completion date is
52 on or before December thirty-first, two thousand thirty-eight.
53 n. "Fiscal officer" shall mean the comptroller or other analogous
54 officer in a city having a population of one million or more.
55 o. "Floor area" shall mean the horizontal areas of the several floors,
56 or any portion thereof, of a dwelling or dwellings, and accessory struc-
S. 4006--A 100 A. 3006--A
1 tures on a lot measured from the exterior faces of exterior walls, or
2 from the center line of party walls.
3 p. "Income band" shall mean a percentage of the area median income,
4 adjusted for family size, that is a multiple of ten percent.
5 q. "Manhattan prime development area" shall mean any tax lot now
6 existing or hereafter created which is located entirely south of 96th
7 street in the borough of Manhattan.
8 r. "Market unit" shall mean a dwelling unit in an eligible multiple
9 dwelling other than an affordable housing unit.
10 s. "Marketing band" shall mean maximum rent amounts ranging from twen-
11 ty percent to thirty percent of the area median income or income band,
12 respectively, that is applicable to a specific affordable housing unit.
13 t. "Multiple dwelling" shall have the same meaning as set forth in
14 subdivision seven of section four of the multiple dwelling law.
15 u. "Nineteen-year benefit" shall mean: (i) for the construction peri-
16 od, a one hundred percent exemption from real property taxation, other
17 than assessments for local improvements; (ii) for the first fifteen
18 years of the restriction period, (A) within the Manhattan prime develop-
19 ment area, a fifty percent exemption from real property taxation, other
20 than assessments for local improvements, and (B) outside of the Manhat-
21 tan prime development area, a thirty-five percent exemption from real
22 property taxation, other than assessments for local improvements; (iii)
23 for the sixteenth year of the restriction period, (A) within the Manhat-
24 tan prime development area, a forty percent exemption from real property
25 taxation, other than assessments for local improvements, and (B) outside
26 of the Manhattan prime development area, a twenty-eight percent
27 exemption from real property taxation, other than assessments for local
28 improvements; (iv) for the seventeenth year of the restriction period,
29 (A) within the Manhattan prime development area, a thirty percent
30 exemption from real property taxation, other than assessments for local
31 improvements, and (B) outside of the Manhattan prime development area, a
32 twenty-one percent exemption from real property taxation, other than
33 assessments for local improvements; (v) for the eighteenth year of the
34 restriction period, (A) within the Manhattan prime development area, a
35 twenty percent exemption from real property taxation, other than assess-
36 ments for local improvements, and (B) outside of the Manhattan prime
37 development area, a fourteen percent exemption from real property taxa-
38 tion, other than assessments for local improvements; and (vi) for the
39 nineteenth year of the restriction period, (A) within the Manhattan
40 prime development area, a ten percent exemption from real property taxa-
41 tion, other than assessments for local improvements, and (B) outside of
42 the Manhattan prime development area, a seven percent exemption from
43 real property taxation, other than assessments for local improvements.
44 v. "Non-residential building" shall mean a structure or portion of a
45 structure having at least one floor, a roof and at least three walls
46 enclosing all or most of the space used in connection with the structure
47 or portion of the structure, which has a certificate of occupancy for
48 commercial, manufacturing or other non-residential use for not less than
49 ninety percent of the aggregate floor area of such structure or portion
50 of such structure, or other proof of such non-residential use as is
51 acceptable to the agency.
52 w. "Non-residential tax lot" shall mean a tax lot that does not
53 contain any dwelling units.
54 x. "Rent stabilization" shall mean, collectively, the rent stabiliza-
55 tion law of nineteen hundred sixty-nine, the rent stabilization code,
56 and the emergency tenant protection act of nineteen seventy-four, all as
S. 4006--A 101 A. 3006--A
1 in effect as of the effective date of this section or as amended there-
2 after, together with any successor statutes or regulations addressing
3 substantially the same subject matter.
4 y. "Residential tax lot" shall mean a tax lot that contains dwelling
5 units.
6 z. "Restriction period" shall mean a period commencing on the
7 completion date and extending in perpetuity, notwithstanding any earlier
8 termination or revocation of AHCC program benefits.
9 2. Benefit. In cities having a population of one million or more,
10 notwithstanding the provisions of any other general, special or local
11 law to the contrary, a new eligible multiple dwelling, except a hotel,
12 that complies with the provisions of this section shall be exempt from
13 real property taxation, other than assessments for local improvements,
14 in the amounts and for the periods specified in this section, provided
15 that such eligible multiple dwelling is used or held out for use for
16 dwelling purposes. An eligible multiple dwelling that meets all of the
17 requirements of this section shall receive a nineteen-year benefit.
18 3. Tax payments. In addition to any other amounts payable pursuant to
19 this section, the owner of any eligible multiple dwelling receiving AHCC
20 program benefits shall pay, in each tax year in which such AHCC program
21 benefits are in effect, all assessments for local improvements.
22 4. Limitation on benefits for non-residential space. If the aggregate
23 floor area of commercial, community facility and accessory use space in
24 an eligible multiple dwelling exceeds twelve percent of the aggregate
25 floor area in such eligible multiple dwelling, any AHCC program benefits
26 shall be reduced by a percentage equal to such excess. If an eligible
27 multiple dwelling contains multiple tax lots, the tax arising out of
28 such reduction in AHCC program benefits shall first be apportioned pro
29 rata among any non-residential tax lots. After any such non-residential
30 tax lots are fully taxable, the remainder of the tax arising out of such
31 reduction in AHCC program benefits, if any, shall be apportioned pro
32 rata among the remaining residential tax lots. For the purposes of this
33 section, accessory use space shall not include home occupation space or
34 accessory parking space located not more than twenty-three feet above
35 the curb level.
36 5. Application of benefit. Based on the certification of the agency
37 certifying eligibility for AHCC program benefits, the department of
38 finance shall determine the amount of the exemption pursuant to subdivi-
39 sions two and four of this section and shall apply the exemption to the
40 assessed value of the eligible multiple dwelling.
41 6. Affordability requirements. An eligible multiple dwelling shall
42 comply with the following affordability requirements during the
43 restriction period:
44 a. All affordable housing units in an eligible multiple dwelling shall
45 share the same common entrances and common areas as rental market rate
46 units in such eligible multiple dwelling and shall not be isolated to a
47 specific floor or area of an eligible multiple dwelling. Common
48 entrances shall mean any means of ingress or egress regularly used by
49 any resident of a rental dwelling unit in the eligible multiple dwell-
50 ing.
51 b. Unless preempted by the requirements of a federal, state or local
52 housing program, either: (i) the affordable housing units in an eligible
53 multiple dwelling shall have a unit mix proportional to the rental
54 market units; or (ii) at least fifty percent of the affordable housing
55 units in an eligible multiple dwelling shall have two or more bedrooms
S. 4006--A 102 A. 3006--A
1 and no more than twenty-five percent of the affordable housing units
2 shall have less than one bedroom.
3 c. Notwithstanding any provision of rent stabilization to the contra-
4 ry: (i) all affordable housing units shall remain fully subject to rent
5 stabilization during the restriction period; and (ii) any affordable
6 housing unit occupied by a tenant that has been approved by the agency
7 prior to the agency's denial of an eligible multiple dwelling's applica-
8 tion for AHCC program benefits shall remain subject to rent stabiliza-
9 tion until such tenant vacates such affordable housing unit.
10 d. All rent stabilization registrations required to be filed shall
11 contain a designation that specifically identifies affordable housing
12 units created pursuant to this section as "AHCC program affordable hous-
13 ing units" and shall contain an explanation of the requirements that
14 apply to all such affordable housing units.
15 e. Failure to comply with the provisions of this subdivision that
16 require the creation, maintenance, rent stabilization compliance, and
17 occupancy of affordable housing units shall result in revocation of AHCC
18 program benefits.
19 f. Nothing in this section shall: (i) prohibit the occupancy of an
20 affordable housing unit by individuals or families whose income at any
21 time is less than the maximum percentage of the area median income or
22 income band, as applicable, adjusted for family size, specified for such
23 affordable housing unit pursuant to this section; or (ii) prohibit the
24 owner of an eligible multiple dwelling from requiring, upon initial
25 rental or upon any rental following a vacancy, the occupancy of any
26 affordable housing unit by such lower income individuals or families.
27 g. Following issuance of a temporary certificate of occupancy and upon
28 each vacancy thereafter, an affordable housing unit shall promptly be
29 offered for rental by individuals or families whose income does not
30 exceed the maximum percentage of the area median income or income band,
31 as applicable, adjusted for family size, specified for such affordable
32 housing unit pursuant to this section and who intend to occupy such
33 affordable housing unit as their primary residence. An affordable hous-
34 ing unit shall not be: (i) rented to a corporation, partnership or other
35 entity; or (ii) held off the market for a period longer than is reason-
36 ably necessary to perform repairs needed to make such affordable housing
37 unit available for occupancy.
38 h. An affordable housing unit shall not be rented on a temporary,
39 transient or short-term basis. Every lease and renewal thereof for an
40 affordable housing unit shall be for a term of one or two years, at the
41 option of the tenant.
42 i. An affordable housing unit shall not be converted to cooperative or
43 condominium ownership.
44 j. The agency may establish by rule such requirements as the agency
45 deems necessary or appropriate for: (i) the marketing of affordable
46 housing units, both upon initial occupancy and upon any vacancy; (ii)
47 monitoring compliance with the provisions of this subdivision; and (iii)
48 the establishment of marketing bands for affordable housing units. Such
49 requirements may include, but need not be limited to, retaining a moni-
50 tor approved by the agency and paid for by the owner of the eligible
51 multiple dwelling.
52 k. Notwithstanding any provision of this section to the contrary, a
53 market unit shall not be subject to rent stabilization unless, in the
54 absence of AHCC program benefits, the unit would be subject to rent
55 stabilization.
S. 4006--A 103 A. 3006--A
1 7. Building service employees. a. For the purposes of this subdivi-
2 sion, "applicant" shall mean an applicant for AHCC program benefits, any
3 successor to such applicant, or any employer of building service employ-
4 ees for such applicant including, but not limited to, a property manage-
5 ment company or contractor.
6 b. All building service employees employed by the applicant at the
7 eligible multiple dwelling shall receive the applicable prevailing wage
8 for the duration of the nineteen-year benefit period, regardless of
9 whether such benefits are revoked or terminated.
10 c. The fiscal officer shall have the power to enforce the provisions
11 of this subdivision. In enforcing such provisions, the fiscal officer
12 shall have the power: (i) to investigate or cause an investigation to be
13 made to determine the prevailing wages for building service employees,
14 and in making such investigation, the fiscal officer may utilize wage
15 and fringe benefit data from various sources, including, but not limited
16 to, data and determinations of federal, state or other governmental
17 agencies; provided, however, that the provision of a dwelling unit shall
18 not be considered wages or a fringe benefit; (ii) to institute and
19 conduct inspections at the site of the work or elsewhere; (iii) to exam-
20 ine the books, documents and records pertaining to the wages paid to,
21 and the hours of work performed by, building service employees; (iv) to
22 hold hearings and, in connection therewith, to issue subpoenas, the
23 enforcement of which shall be regulated by the civil practice law and
24 rules, administer oaths and examine witnesses; (v) to make a classifica-
25 tion by craft, trade or other generally recognized occupational category
26 of the building service employees and to determine whether such work has
27 been performed by the building service employees in such classification;
28 (vi) to require the applicant to file with the fiscal officer a record
29 of the wages actually paid by such applicant to the building service
30 employees and of their hours of work; (vii) to delegate any of the fore-
31 going powers to his or her deputy or other authorized representative;
32 (viii) to promulgate rules as he or she shall consider necessary for the
33 proper execution of the duties, responsibilities and powers conferred
34 upon him or her by the provisions of this subdivision; and (ix) to
35 prescribe appropriate sanctions for failure to comply with the
36 provisions of this subdivision. For each violation of paragraph b of
37 this subdivision, the fiscal officer may require the payment of (A) back
38 wages and fringe benefits; (B) liquidated damages up to three times the
39 amount of the back wages and fringe benefits for willful violations;
40 and/or (C) reasonable attorneys' fees. If the fiscal officer finds that
41 the applicant has failed to comply with the provisions of this subdivi-
42 sion, he or she shall present evidence of such non-compliance to the
43 agency.
44 d. Paragraph b of this subdivision shall not be applicable to: (i) an
45 eligible multiple dwelling containing less than thirty dwelling units;
46 or (ii) an eligible multiple dwelling whose eligible conversion is
47 carried out with the substantial assistance of grants, loans or subsi-
48 dies provided by a federal, state or local governmental agency or
49 instrumentality pursuant to a program for the development of affordable
50 housing.
51 e. The applicant shall submit a sworn affidavit with its application
52 certifying that it shall comply with the requirements of this subdivi-
53 sion or is exempt in accordance with paragraph d of this subdivision.
54 Upon the agency's approval of such application, the applicant who is not
55 exempt in accordance with paragraph d of this subdivision shall submit
S. 4006--A 104 A. 3006--A
1 annually a sworn affidavit to the fiscal officer certifying that it
2 shall comply with the requirements of this subdivision.
3 8. Concurrent exemptions or abatements. An eligible multiple dwelling
4 receiving AHCC program benefits shall not receive any exemption from or
5 abatement of real property taxation under any other law.
6 9. Voluntary renunciation or termination. Notwithstanding the
7 provisions of any general, special or local law to the contrary, an
8 owner shall not be entitled to voluntarily renounce or terminate AHCC
9 program benefits unless the agency authorizes such renunciation or
10 termination in connection with the commencement of a tax exemption
11 pursuant to the private housing finance law or section four hundred
12 twenty-c of this title.
13 10. Termination or revocation. The agency may terminate or revoke AHCC
14 program benefits for noncompliance with this section. All of the afford-
15 able housing units shall remain subject to rent stabilization and all
16 other requirements of this section for the duration of the restriction
17 period, regardless of whether such benefits have been terminated or
18 revoked.
19 11. Powers cumulative. The enforcement provisions of this section
20 shall not be exclusive, and are in addition to any other rights, reme-
21 dies or enforcement powers set forth in any other law or available at
22 law or in equity.
23 12. Multiple tax lots. If an eligible multiple dwelling contains
24 multiple tax lots, an application may be submitted with respect to one
25 or more of such tax lots. The agency shall determine eligibility for
26 AHCC program benefits based upon the tax lots included in such applica-
27 tion and benefits for each such eligible multiple dwelling shall be
28 based upon the completion date of each such multiple dwelling.
29 13. Applications. a. The application with respect to any eligible
30 multiple dwelling shall be filed with the agency no earlier than the
31 completion date and not later than one year after the completion date of
32 such eligible multiple dwelling.
33 b. Notwithstanding the provisions of any general, special, or local
34 law to the contrary, the agency may require by rule that applications be
35 filed electronically.
36 c. The agency may rely on certification by an architect or engineer
37 submitted by an applicant in connection with the filing of an applica-
38 tion. A false certification by such architect or engineer shall be
39 deemed to be professional misconduct pursuant to section sixty-five
40 hundred nine of the education law. Any architect or engineer found
41 guilty of such misconduct under the procedures prescribed in section
42 sixty-five hundred ten of the education law shall be subject to the
43 penalties prescribed in section sixty-five hundred eleven of the educa-
44 tion law and shall thereafter be ineligible to submit a certification
45 pursuant to this section.
46 d. Such application shall also certify that all taxes, water charges,
47 and sewer rents currently due and owing on the property which is the
48 subject of the application have been paid or are currently being paid in
49 timely installments pursuant to a written agreement with the department
50 of finance or other appropriate agency.
51 14. Filing fee. The agency may require a filing fee of no less than
52 three thousand dollars per dwelling unit in connection with any applica-
53 tion, except that the agency may promulgate rules:
54 a. imposing a lesser fee for an eligible multiple dwelling whose
55 eligible conversion is carried out with the substantial assistance of
56 grants, loans or subsidies provided by a federal, state or local govern-
S. 4006--A 105 A. 3006--A
1 mental agency or instrumentality pursuant to a program for the develop-
2 ment of affordable housing; and
3 b. requiring a portion of the filing fee to be paid upon the
4 submission of the information the agency requires in advance of approv-
5 ing the commencement of the marketing process for such eligible conver-
6 sion.
7 15. Rules. Except as provided in subdivision seven of this section,
8 the agency shall have the sole authority to enforce the provisions of
9 this section and may promulgate rules to carry out the provisions of
10 this section.
11 16. Penalties for violations of affordability requirements. a. On or
12 after the expiration date of the nineteen-year benefit, the agency may
13 impose, after notice and an opportunity to be heard, a penalty for any
14 violation by an eligible multiple dwelling of the affordability require-
15 ments of subdivision six of this section.
16 b. A penalty imposed under this subdivision shall be computed as a
17 percentage of the capitalized value of all AHCC program benefits on the
18 eligible multiple dwelling, calculated as of the first year that bene-
19 fits were granted, not to exceed one thousand percent. The agency shall
20 establish a schedule and method of calculation of such penalties pursu-
21 ant to subdivision fifteen of this section.
22 c. A penalty imposed under this subdivision shall be imposed against
23 the owner of the eligible multiple dwelling at the time the violation
24 occurred, even if such owner no longer owns such eligible multiple
25 dwelling at the time of the agency's determination.
26 d. A person or entity who fails to pay a penalty imposed pursuant to
27 this subdivision shall be guilty of a misdemeanor punishable by impri-
28 sonment not to exceed six months.
29 § 3. This act shall take effect immediately.
30 PART Q
31 Section 1. Notwithstanding any other provision of law, the housing
32 trust fund corporation may provide, for purposes of the neighborhood
33 preservation program, a sum not to exceed $12,830,000 for the fiscal
34 year ending March 31, 2024. Notwithstanding any other provision of law,
35 and subject to the approval of the New York state director of the budg-
36 et, the board of directors of the state of New York mortgage agency
37 shall authorize the transfer to the housing trust fund corporation, for
38 the purposes of reimbursing any costs associated with neighborhood pres-
39 ervation program contracts authorized by this section, a total sum not
40 to exceed $12,830,000, such transfer to be made from (i) the special
41 account of the mortgage insurance fund created pursuant to section
42 2429-b of the public authorities law, in an amount not to exceed the
43 actual excess balance in the special account of the mortgage insurance
44 fund, as determined and certified by the state of New York mortgage
45 agency for the fiscal year 2022-2023 in accordance with section 2429-b
46 of the public authorities law, if any, and/or (ii) provided that the
47 reserves in the project pool insurance account of the mortgage insurance
48 fund created pursuant to section 2429-b of the public authorities law
49 are sufficient to attain and maintain the credit rating (as determined
50 by the state of New York mortgage agency) required to accomplish the
51 purposes of such account, the project pool insurance account of the
52 mortgage insurance fund, such transfer to be made as soon as practicable
53 but no later than June 30, 2023.
54 § 2. Notwithstanding any other provision of law, the housing trust
55 fund corporation may provide, for purposes of the rural preservation
S. 4006--A 106 A. 3006--A
1 program, a sum not to exceed $5,360,000 for the fiscal year ending March
2 31, 2024. Notwithstanding any other provision of law, and subject to
3 the approval of the New York state director of the budget, the board of
4 directors of the state of New York mortgage agency shall authorize the
5 transfer to the housing trust fund corporation, for the purposes of
6 reimbursing any costs associated with rural preservation program
7 contracts authorized by this section, a total sum not to exceed
8 $5,360,000, such transfer to be made from (i) the special account of the
9 mortgage insurance fund created pursuant to section 2429-b of the public
10 authorities law, in an amount not to exceed the actual excess balance in
11 the special account of the mortgage insurance fund, as determined and
12 certified by the state of New York mortgage agency for the fiscal year
13 2022-2023 in accordance with section 2429-b of the public authorities
14 law, if any, and/or (ii) provided that the reserves in the project pool
15 insurance account of the mortgage insurance fund created pursuant to
16 section 2429-b of the public authorities law are sufficient to attain
17 and maintain the credit rating (as determined by the state of New York
18 mortgage agency) required to accomplish the purposes of such account,
19 the project pool insurance account of the mortgage insurance fund, such
20 transfer to be made as soon as practicable but no later than June 30,
21 2023.
22 § 3. Notwithstanding any other provision of law, the housing trust
23 fund corporation may provide, for purposes of the rural rental assist-
24 ance program pursuant to article 17-A of the private housing finance
25 law, a sum not to exceed $21,710,000 for the fiscal year ending March
26 31, 2024. Notwithstanding any other provision of law, and subject to
27 the approval of the New York state director of the budget, the board of
28 directors of the state of New York mortgage agency shall authorize the
29 transfer to the housing trust fund corporation, for the purposes of
30 reimbursing any costs associated with rural rental assistance program
31 contracts authorized by this section, a total sum not to exceed
32 $21,710,000, such transfer to be made from (i) the special account of
33 the mortgage insurance fund created pursuant to section 2429-b of the
34 public authorities law, in an amount not to exceed the actual excess
35 balance in the special account of the mortgage insurance fund, as deter-
36 mined and certified by the state of New York mortgage agency for the
37 fiscal year 2022-2023 in accordance with section 2429-b of the public
38 authorities law, if any, and/or (ii) provided that the reserves in the
39 project pool insurance account of the mortgage insurance fund created
40 pursuant to section 2429-b of the public authorities law are sufficient
41 to attain and maintain the credit rating, as determined by the state of
42 New York mortgage agency, required to accomplish the purposes of such
43 account, the project pool insurance account of the mortgage insurance
44 fund, such transfer shall be made as soon as practicable but no later
45 than June 30, 2023.
46 § 4. Notwithstanding any other provision of law, the homeless housing
47 and assistance corporation may provide, for purposes of the New York
48 state supportive housing program, the solutions to end homelessness
49 program or the operational support for AIDS housing program, or to qual-
50 ified grantees under such programs, in accordance with the requirements
51 of such programs, a sum not to exceed $50,781,000 for the fiscal year
52 ending March 31, 2024. The homeless housing and assistance corporation
53 may enter into an agreement with the office of temporary and disability
54 assistance to administer such sum in accordance with the requirements of
55 such programs. Notwithstanding any other provision of law, and subject
56 to the approval of the New York state director of the budget, the board
S. 4006--A 107 A. 3006--A
1 of directors of the state of New York mortgage agency shall authorize
2 the transfer to the homeless housing and assistance corporation, a total
3 sum not to exceed $50,781,000, such transfer to be made from (i) the
4 special account of the mortgage insurance fund created pursuant to
5 section 2429-b of the public authorities law, in an amount not to exceed
6 the actual excess balance in the special account of the mortgage insur-
7 ance fund, as determined and certified by the state of New York mortgage
8 agency for the fiscal year 2022-2023 in accordance with section 2429-b
9 of the public authorities law, if any, and/or (ii) provided that the
10 reserves in the project pool insurance account of the mortgage insurance
11 fund created pursuant to section 2429-b of the public authorities law
12 are sufficient to attain and maintain the credit rating as determined by
13 the state of New York mortgage agency, required to accomplish the
14 purposes of such account, the project pool insurance account of the
15 mortgage insurance fund, such transfer shall be made as soon as practi-
16 cable but no later than March 31, 2024.
17 § 5. This act shall take effect immediately.
18 PART R
19 Section 1. Subparagraph (xxviii) of paragraph (a) of subdivision 16 of
20 section 421-a of the real property tax law, as amended by section 3 of
21 part TTT of chapter 59 of the laws of 2017, is amended to read as
22 follows:
23 (xxviii) "Eligible multiple dwelling" shall mean a multiple dwelling
24 or homeownership project containing six or more dwelling units created
25 through new construction or eligible conversion for which the commence-
26 ment date is after December thirty-first, two thousand fifteen and on or
27 before June fifteenth, two thousand twenty-two, and for which the
28 completion date is on or before June fifteenth, two thousand [twenty-
29 six] thirty.
30 § 2. This act shall take effect immediately.
31 PART S
32 Section 1. Section 652 of the labor law is amended by adding a new
33 subdivision 1-a to read as follows:
34 1-a. Annual minimum wage increase. (a) New York city. On and after
35 December thirty-first, two thousand twenty-three, every employer regard-
36 less of size shall pay to each of its employees for each hour worked in
37 the city of New York, a wage of not less than the adjusted minimum wage
38 rate established annually by the commissioner. Such adjusted minimum
39 wage rate shall be determined by increasing the current year's minimum
40 wage rate by the lesser of three percent and the rate of change in the
41 average of the most recent period between the first of August and the
42 thirty-first of July over the preceding twelve months published by the
43 United States department of labor non-seasonally adjusted consumer price
44 index for northeast region urban wage earners and clerical workers
45 (CPI-W) or any successor index as calculated by the United States
46 department of labor.
47 (b) Remainder of downstate. On and after December thirty-first, two
48 thousand twenty-three, every employer shall pay to each of its employees
49 for each hour worked in the counties of Nassau, Suffolk, and Westches-
50 ter, a wage of not less than the adjusted minimum wage rate established
51 annually by the commissioner. Such adjusted minimum wage rate shall be
52 determined by increasing the current year's minimum wage rate by the
S. 4006--A 108 A. 3006--A
1 lesser of three percent and the rate of change in the average of the
2 most recent period between the first of August and the thirty-first of
3 July over the preceding twelve months for the northeast region CPI-W or
4 any successor index as calculated by the United States department of
5 labor.
6 (c) Remainder of state. On and after December thirty-first, two thou-
7 sand twenty-three, in the year following the year the minimum wage rate
8 equals fifteen dollars for each hour worked outside of the city of New
9 York and the counties of Nassau, Suffolk, and Westchester pursuant to
10 subdivision one of this section, every employer shall pay to each of its
11 employees for each hour worked outside of the city of New York and the
12 counties of Nassau, Suffolk, and Westchester a wage of not less than the
13 adjusted minimum wage rate established annually by the commissioner.
14 Such adjusted minimum wage rate shall be determined by increasing the
15 current year's minimum wage rate by the lesser of three percent and the
16 rate of change in the average of the most recent period between the
17 first of August and the thirty-first of July over the preceding twelve
18 months for the northeast region CPI-W or any successor index as calcu-
19 lated by the United States department of labor.
20 (d) Notwithstanding paragraphs (a), (b), and (c) of this subdivision,
21 the minimum wage for a home care aide as defined in section thirty-six
22 hundred fourteen-c of the public health law shall be set by subdivisions
23 two and three of section thirty-six hundred fourteen-f of the public
24 health law.
25 (e) Exceptions. Notwithstanding paragraphs (a), (b) and (c) of this
26 subdivision, there shall be no increase in the minimum wage in the state
27 for the following year if:
28 (i) the rate of change in the average of the most recent period of the
29 first of August to the thirty-first of July over the preceding period of
30 the first of August to the thirty-first of July for the northeast region
31 CPI-W is negative;
32 (ii) the three-month moving average of the seasonally adjusted New
33 York state unemployment rate as determined by the U-3 measure of labor
34 underutilization for the most recent period ending the thirty-first of
35 July as calculated by the United States department of labor rises by
36 one-half percentage point or more relative to its low during the previ-
37 ous twelve months; or
38 (iii) seasonally adjusted, total non-farm employment for New York
39 state in July, calculated by the United States department of labor,
40 decreased from the seasonally adjusted, total non-farm employment for
41 New York state in April, and seasonally adjusted, total non-farm employ-
42 ment for New York state in July, calculated by the United States depart-
43 ment of labor, decreased from the seasonally adjusted, total non-farm
44 employment for New York state in January.
45 (f) The commissioner shall publish the adjusted minimum wage rates no
46 later than the first of October of each year to take effect on the thir-
47 ty-first day of December. The commissioner shall publish the adjusted
48 minimum wage rates that will go into effect on December thirty-first,
49 two thousand twenty-three no later than October first, two thousand
50 twenty-three.
51 § 2. Subdivisions 2, 4 and 5 of section 652 of the labor law, subdivi-
52 sion 2 as amended by chapter 38 of the laws of 1990, the opening para-
53 graph of subdivision 2 as amended by section 6 of part II of chapter 58
54 of the laws of 2020, and subdivisions 4 and 5 as amended by section 2 of
55 part K of chapter 54 of the laws of 2016, are amended to read as
56 follows:
S. 4006--A 109 A. 3006--A
1 2. Existing wage orders. The minimum wage orders in effect on the
2 effective date of this act shall remain in full force and effect, except
3 as modified in accordance with the provisions of this article; provided,
4 however, that the minimum wage order for farm workers codified at part
5 one hundred ninety of title twelve of the New York code of rules and
6 regulations in effect on January first, two thousand twenty shall be
7 deemed to be a wage order established and adopted under this article and
8 shall remain in full force and effect except as modified in accordance
9 with the provisions of this article or article nineteen-A of this chap-
10 ter.
11 Such minimum wage orders shall be modified by the commissioner to
12 increase all monetary amounts specified therein in the same proportion
13 as the increase in the hourly minimum wage as provided in [subdivision]
14 subdivisions one and one-a of this section, including the amounts speci-
15 fied in such minimum wage orders as allowances for gratuities, and when
16 furnished by the employer to its employees, for meals, lodging, apparel
17 and other such items, services and facilities. All amounts so modified
18 shall be rounded off to the nearest five cents. The modified orders
19 shall be promulgated by the commissioner without a public hearing, and
20 without reference to a wage board, and shall become effective on the
21 effective date of such increases in the minimum wage except as otherwise
22 provided in this subdivision, notwithstanding any other provision of
23 this article.
24 4. Notwithstanding subdivisions one, one-a and two of this section,
25 the wage for an employee who is a food service worker receiving tips
26 shall be a cash wage of at least two-thirds of the minimum wage rates
27 set forth in subdivision one of this section, rounded to the nearest
28 five cents or seven dollars and fifty cents, whichever is higher,
29 provided that the tips of such an employee, when added to such cash
30 wage, are equal to or exceed the minimum wage in effect pursuant to
31 [subdivision] subdivisions one and one-a of this section and provided
32 further that no other cash wage is established pursuant to section six
33 hundred fifty-three of this article.
34 5. Notwithstanding subdivisions one, one-a and two of this section,
35 meal and lodging allowances for a food service worker receiving a cash
36 wage pursuant to subdivision four of this section shall not increase
37 more than two-thirds of the increase required by subdivision two of this
38 section as applied to state wage orders in effect pursuant to [subdivi-
39 sion] subdivisions one and one-a of this section.
40 § 3. Section 3614-f of the public health law, as added by section 1 of
41 part XX of chapter 56 of the laws of 2022, is amended to read as
42 follows:
43 § 3614-f. Home care minimum wage increase. 1. For the purpose of this
44 section, "home care aide" shall have the same meaning as defined in
45 section thirty-six hundred fourteen-c of this article.
46 2. [In addition to the otherwise applicable minimum wage under section
47 six hundred fifty-two of the labor law, or any otherwise applicable wage
48 rule or order under article nineteen of the labor law] Notwithstanding
49 any increase to the minimum wage under paragraph (a), (b), or (c) of
50 subdivision one-a of section six hundred fifty-two of the labor law, the
51 minimum wage for a home care aide shall be increased by an amount of
52 three dollars and zero cents from the minimum wage established under
53 subdivision one of section six hundred fifty-two of the labor law for
54 each region of the state in accordance with the following schedule:
S. 4006--A 110 A. 3006--A
1 (a) beginning October first, two thousand twenty-two, the minimum wage
2 for a home care aide shall be increased by an amount of two dollars and
3 zero cents, and
4 (b) beginning October first, two thousand twenty-three, the minimum
5 wage for a home care aide shall be increased by an additional amount of
6 one dollar and zero cents.
7 3. On and after December thirty-first, two thousand twenty-three, the
8 minimum wage for a home care aide shall be the greater of either:
9 (a) the rate established in accordance with subdivision two of this
10 section; or
11 (b) the rate established in accordance with section six hundred
12 fifty-two of the labor law.
13 4. At no time shall the minimum wage for a home care aide be higher
14 than eighteen dollars until such time as the minimum wage rate pursuant
15 to subdivision one-a of section six hundred fifty-two of the labor law
16 in the locality of the state in which such home care aide works is high-
17 er than eighteen dollars.
18 5. Where any home care aide is paid less than what is required [by
19 subdivision] under subdivisions two and three of this section, the home
20 care aide, or the commissioner of labor acting on behalf of the home
21 care aide, may bring a civil action under article six or nineteen of the
22 labor law; provided that this shall not preclude the commissioner of
23 labor from taking direct administrative enforcement action under article
24 six of the labor law.
25 § 4. This act shall take effect immediately.
26 PART T
27 Section 1. Legislative findings. The legislature finds that both with-
28 in the city of New York and across the United States, over the past
29 several decades, income inequality has expanded and that poverty is
30 frequently concentrated in economically disadvantaged regions. The
31 legislature also finds that economic disparities among individuals and
32 across communities have further expanded due to the economic and health
33 effects of the virus known as COVID-19. The purpose of this legislation
34 is to remediate these economic disparities by authorizing the city of
35 New York, the city school district of the city of New York, the New York
36 city school construction authority, the New York city health and hospi-
37 tals corporation, the New York city industrial development agency, and
38 other city-affiliated not-for-profit corporations to use the economic
39 power of their transactions to implement programs by administrative rule
40 requiring contractors and subcontractors benefitting from such trans-
41 actions to make best efforts to employ qualified economically disadvan-
42 taged candidates and qualified candidates from economically disadvan-
43 taged regions.
44 § 2. The New York city charter is amended by adding a new chapter 79
45 to read as follows:
46 CHAPTER 79
47 COMMUNITY HIRING AND WORKFORCE DEVELOPMENT
48 § 3501. Absorption hire. The term "absorption hire" means an individual
49 who fills a building service opportunity and who:
50 (1) was employed to perform building service work within the preceding
51 six months at the same facility to which such individual is assigned; or
52 (2) fills such building service opportunity as a result of a reassign-
53 ment by a contractor or subcontractor, as applicable, due to a displace-
S. 4006--A 111 A. 3006--A
1 ment caused by the closure of another facility, a staffing reduction at
2 another facility, or any other similar event.
3 Apprentice. The term "apprentice" means an individual who is receiving
4 training and performing labor pursuant to an apprenticeship agreement.
5 Apprenticeship agreement. The term "apprenticeship agreement" means an
6 agreement, as such term is defined by section eight hundred sixteen of
7 the labor law, that has been registered with, and approved by, the
8 commissioner of labor of the state of New York pursuant to article twen-
9 ty-three of the labor law.
10 Building service opportunity. The term "building service opportunity"
11 means an employment opportunity to perform building service work.
12 Building service opportunity labor hour. The term "building service
13 opportunity labor hour" means a labor hour performed by an individual
14 employed to fill a building service opportunity.
15 Building service work. The term "building service work" means the
16 classifications of labor that the applicable fiscal officer has identi-
17 fied as consistent with section two hundred thirty of the labor law,
18 regardless of whether such labor constitutes building service work for
19 which workers are entitled to prevailing wage pursuant to article nine
20 of the labor law.
21 City-affiliated not-for-profit corporation. The term "city-affiliated
22 not-for-profit corporation" means a local development corporation or
23 other not-for-profit corporation, a majority of whose members are
24 appointed by the mayor.
25 Construction. The term "construction" means:
26 (1) any labor of a type that the applicable fiscal officer, as defined
27 in paragraph e of subdivision five of section two hundred twenty of the
28 labor law, has identified in a published schedule as a classification of
29 work performed by laborers, workmen or mechanics, regardless of whether
30 such labor constitutes public work pursuant to such section; and
31 (2) any additional types of labor identified by the director by rule,
32 provided that such labor shall not include building service work.
33 Contractor. The term "contractor" means an individual, company, corpo-
34 ration, partnership, or other entity that has entered into a transaction
35 with the city, except that the term "contractor" does not include:
36 (1) any governmental entity;
37 (2) any microbusiness, other than a microbusiness performing
38 construction work under a transaction; or
39 (3) any labor organization.
40 Director. The term "director" means the director of the office of
41 community hiring and workforce development or his or her designee.
42 Economically disadvantaged candidate. The term "economically disadvan-
43 taged candidate" means an individual:
44 (1) whose income or household income falls below an applicable quanti-
45 tative threshold determined by the director, provided that such income
46 shall not include any types of public benefits provided by the federal
47 government or a state or local government and identified by the direc-
48 tor; and
49 (2) who is certified as meeting all applicable requirements.
50 Economically disadvantaged region. The term "economically disadvan-
51 taged region" means an area, represented by its ZIP code, in which at
52 least fifteen percent of residents have household incomes below the
53 federal poverty threshold.
54 Economically disadvantaged region candidate. The term "economically
55 disadvantaged region candidate" means an individual who is certified as
56 meeting all applicable requirements and who is a:
S. 4006--A 112 A. 3006--A
1 (1) resident of an address within an economically disadvantaged
2 region;
3 (2) resident of a building that is:
4 (i) owned or operated by the New York city housing authority; and
5 (ii) subject to section nine of the United States Housing Act of nine-
6 teen hundred thirty-seven, as amended; or
7 (3) resident of a dwelling unit that is:
8 (i) subject to a regulatory agreement with a federal, state or local
9 government agency requiring that occupancy of such unit be restricted
10 based on the income of the occupants; and
11 (ii) located in a building that was previously operated by the New
12 York city housing authority, was previously subject to section nine of
13 the United States Housing Act of nineteen hundred thirty-seven, as
14 amended, and is subject to section eight of such act.
15 Employment opportunity. The term "employment opportunity" means a
16 vacancy in a position to perform services under a transaction.
17 Exempt transaction. The term "exempt transaction" includes any:
18 (1) contract procured pursuant to section one hundred sixty-two of the
19 state finance law;
20 (2) contract for the performance of services by a city-affiliated
21 not-for-profit corporation;
22 (3) contract the principal purpose of which is the supply of goods;
23 (4) contract in an amount below the small purchase threshold set
24 pursuant to the authority and procedure set forth in subdivision a of
25 section three hundred fourteen of this charter;
26 (5) contract for confidential or investigative services or any other
27 type of contract excluded by a rule adopted by the director based on a
28 determination that the application of goals under this program would
29 substantially undermine the primary objective of that type of contract;
30 (6) contract subject to federal or state funding requirements that
31 preclude or substantially conflict with the application of goals under
32 this program;
33 (7) contract for emergency demolition services procured by the depart-
34 ment of housing preservation and development pursuant to the procedure
35 set forth in section three hundred fifteen of this charter; or
36 (8) a contract for which contractor selection is made by an elected
37 official other than the mayor or an agency other than a mayoral agency,
38 except as otherwise provided by rule by the director.
39 Labor organization. The term "labor organization" has the meaning
40 provided in section one hundred fifty-two of title twenty-nine of the
41 United States code, or any successor provision.
42 Mayoral agency. The term "mayoral agency" includes:
43 (1) any agency the head of which is appointed by the mayor;
44 (2) any agency headed by a board, commission, or other multi-member
45 body, the majority of the membership of which is appointed by the mayor;
46 and
47 (3) the office of the mayor.
48 Microbusiness. The term "microbusiness" means an individual, company,
49 corporation, partnership, or other entity that employs no less than one
50 employee and no more than nine employees.
51 MWBE. The term "MWBE" means a business certified as a minority or
52 women-owned business enterprise pursuant to article fifteen-A of the
53 executive law or section thirteen hundred four of this charter.
54 Project labor agreement. The term "project labor agreement" means a
55 pre-hire collective bargaining agreement entered into between the city
56 and a bona fide building and construction trade labor organization
S. 4006--A 113 A. 3006--A
1 establishing the labor organization or its affiliates as the collective
2 bargaining representative for all persons who will perform construction
3 work on a transaction, provided such agreement:
4 (1) provides that only contractors and subcontractors who sign a pre-
5 negotiated agreement with the labor organization can perform such work
6 on such transaction; and
7 (2) includes goals for the employment of qualified economically disad-
8 vantaged region candidates to perform such work.
9 Referral source. The term "referral source" means an individual,
10 company, corporation, partnership, agency, union referral system, or
11 other entity selected pursuant to paragraph three of subdivision a of
12 section thirty-five hundred two of this chapter to make referrals of
13 candidates to contractors, prospective contractors, subcontractors, and
14 prospective subcontractors for the purposes of meeting the applicable
15 employment goals set forth in such section; provided that union referral
16 systems that have affiliated registered apprentice programs with direct
17 entry access from pre-apprentice programs that are compliant with United
18 States department of labor or New York state department of labor regu-
19 lations, as well as union referral systems with community recruitment
20 programs, shall be deemed an approved referral source for the purposes
21 of paragraph three of subdivision a of section thirty-five hundred two
22 of this chapter.
23 Small business. The term "small business" means an entity that:
24 (1) is independently owned and operated; and
25 (2) has annual gross revenues not exceeding five million dollars or a
26 lesser amount established by the director by rule.
27 Subcontractor. The term "subcontractor" means an individual, company,
28 corporation, partnership or other entity that has entered into an agree-
29 ment with a contractor or another subcontractor in order to perform
30 services or any other obligation under a transaction, provided that such
31 agreement involves the performance of construction work of any value, or
32 the total dollar value of such agreement exceeds twenty thousand
33 dollars, and further provided that the term "subcontractor" does not
34 include:
35 (1) employees;
36 (2) governmental entities;
37 (3) microbusinesses, other than microbusinesses performing
38 construction work under a transaction; or
39 (4) labor organizations.
40 Transaction. The term "transaction" means, a procurement contract
41 except that the term "transaction" shall not include any exempt trans-
42 action.
43 § 3502. Office of community hiring and workforce development. a.
44 Office established. The mayor shall establish an office of community
45 hiring and workforce development. Such office may be established as a
46 separate office or within any department the head of which is appointed
47 by the mayor. The office of community hiring and workforce development
48 shall be headed by a director who shall be appointed by the mayor or
49 head of such department. The director shall, as the director deems
50 appropriate, adopt rules consistent with the purpose of this chapter
51 relating to employment goals on transactions, including rules:
52 (1) requiring contractors and subcontractors to agree to publicly
53 disclose employment opportunities;
54 (2) establishing a procedure for the certification of individuals as
55 economically disadvantaged candidates, economically disadvantaged region
56 candidates, or both, provided that such certification procedure shall,
S. 4006--A 114 A. 3006--A
1 to the extent the director deems feasible, use data sources and adminis-
2 trative processes established or maintained by the city for other
3 programs or operations in order to minimize administrative burdens on
4 contractors, subcontractors, and individuals;
5 (3) establishing a procedure by which the director may approve refer-
6 ral sources for the purposes of this section, whereby the director
7 shall:
8 (i) publicly release a referral source solicitation that includes a
9 description of functions of a referral source, the manner in which
10 responses must be submitted, and the criteria by which responding enti-
11 ties will be approved, and authorize one or more entities, as appropri-
12 ate, to function as referral sources, based on the criteria included in
13 the solicitation;
14 (ii) authorize an agency in writing to function as a referral source;
15 (iii) authorize, in writing, an entity engaged pursuant to an agree-
16 ment with an agency for employment recruitment services or other work-
17 force development services to function as a referral source; or
18 (iv) identify and deem union referral systems that have affiliated
19 registered apprentice programs with direct entry access from pre-appren-
20 tice programs and that are compliant with United States department of
21 labor or New York state department of labor regulations, as well as
22 union referral systems with community recruitment programs, as approved
23 referral systems;
24 (4) establishing a procedure through which the director may provide
25 information regarding referral sources to contractors, subcontractors,
26 prospective contractors, and prospective subcontractors;
27 (5) establishing a procedure by which the director shall monitor and
28 criteria by which the director shall evaluate the performance of each
29 referral source on an annual basis, and where the director determines
30 that a referral source has performed inadequately, terminate or suspend
31 the referral source;
32 (6) requiring contractors to agree to make best efforts to interview,
33 as appropriate, and to employ qualified economically disadvantaged
34 region candidates in order to meet employment goals relating to building
35 service work based on:
36 (i) the percentage of building service opportunities filled by econom-
37 ically disadvantaged region candidates, provided that in calculating
38 such goals, absorption hires shall not be considered; or
39 (ii) the percentage of building service opportunity labor hours
40 performed by economically disadvantaged region candidates, provided that
41 in calculating such goals, building service opportunity labor hours
42 performed by absorption hires shall not be considered;
43 (7) requiring contractors and subcontractors to agree to make best
44 efforts to employ qualified economically disadvantaged region candidates
45 to perform no less than thirty percent of the cumulative hours of
46 construction labor on transactions involving construction work, and
47 additionally requiring, to the extent feasible consistent with the maxi-
48 mum ratios of apprentices to journey-level workers established by the
49 New York state department of labor, that such contractors and subcon-
50 tractors agree to make best efforts to employ apprentices who are quali-
51 fied economically disadvantaged region candidates to perform no less
52 than nine percent of such cumulative hours of construction labor,
53 provided that labor performed by apprentices who are qualified econom-
54 ically disadvantaged region candidates shall be credited towards the
55 achievement of both employment goals set forth in this paragraph, and
56 further provided that prior to releasing a solicitation for a trans-
S. 4006--A 115 A. 3006--A
1 action or otherwise initiating a process for entering into a trans-
2 action, as applicable, the director may waive such requirements where
3 the director determines in writing that such waiver is in the best
4 interest of the city;
5 (8) requiring contractors to agree to make best efforts to interview
6 and to employ qualified economically disadvantaged candidates in order
7 to meet employment goals relating to work that neither involves
8 construction work nor building service work, and establishing such goals
9 based on:
10 (i) the percentage of the cumulative hours of labor performed by such
11 candidates;
12 (ii) the percentage of employment opportunities filled by such candi-
13 dates; or
14 (iii) the total value of the transaction;
15 (9) requiring subcontractors to agree to make best efforts to inter-
16 view, as appropriate, and to extend offers of employment to qualified
17 candidates in order to meet any employment goals described in paragraph
18 six or eight of this subdivision and established pursuant to rules
19 adopted by the director;
20 (10) establishing a schedule of civil penalties, based on factors
21 including but not limited to a contractor's industry or any relevant
22 occupations employed by a contractor or subcontractor, that the director
23 or an applicable agency may impose on a contractor due to the contrac-
24 tor's or subcontractor's non-compliance with an obligation created
25 pursuant to this section and a procedure for the imposition of such
26 penalties, which will not exclude other remedies established in this
27 charter or any other law, provided that any civil penalties imposed
28 pursuant to this paragraph shall not exceed two thousand five hundred
29 dollars for each non-compliance with such an obligation or each failure
30 to correct such non-compliance, and further provided that when promul-
31 gating rules establishing or amending such a schedule of civil penal-
32 ties, the director shall consider the potential impact of such penalties
33 on contractors and subcontractors that are MWBEs, not-for-profit corpo-
34 rations, or small businesses;
35 (11) designating paper or electronic formats for the submission of
36 documents related to the selection and operation of referral sources and
37 contractors and subcontractors subject to goals pursuant to paragraphs
38 six through nine of this subdivision, as applicable, including but not
39 limited to, documents containing information required pursuant to para-
40 graphs one and three of this subdivision and subdivision c and subpara-
41 graphs (E) and (F) of paragraph one of subdivision d of this section;
42 solicitation documents and responses, including bids and proposals; and
43 data related to labor performed pursuant to transactions, including
44 payroll reports, as applicable; and
45 (12) (A) authorizing the director to establish factors by which goals
46 described in paragraphs six, eight, and nine of this subdivision will be
47 established for individual transactions, including:
48 (i) the scope of the transaction;
49 (ii) the availability of qualified economically disadvantaged candi-
50 dates and economically disadvantaged region candidates;
51 (iii) the nature of any employment opportunities that the director
52 expects will result from the transaction;
53 (iv) the potential impact of such goal on contractors and subcontrac-
54 tors, as applicable, that are MWBEs, not-for-profit corporations, or
55 small businesses; and
56 (v) any other similar factors.
S. 4006--A 116 A. 3006--A
1 (B) prior to setting a goal pursuant to this subdivision for an indi-
2 vidual transaction, the agency entering into the transaction shall
3 consider the goals set for previous, similar transactions and whether
4 such goals were appropriate for such transactions.
5 b. Lists of economically disadvantaged regions. No later than ninety
6 days after the effective date of this section, and at least once during
7 each twelve-month period thereafter, the director shall publish a report
8 including an updated list of all economically disadvantaged regions
9 within a radius of one hundred miles of the city or all such econom-
10 ically disadvantaged regions within the metropolitan area. Nothing shall
11 preclude an individual whose residence is within an economically disad-
12 vantaged region that is not included in such list from qualifying as an
13 economically disadvantaged region candidate for the purposes of goals
14 set forth under this section.
15 c. Reporting. No later than one hundred eighty days after the effec-
16 tive date of this section and each quarter thereafter, the office of
17 community hiring and workforce development shall publish a report on a
18 website maintained or controlled by the city, pursuant to rules adopted
19 by the director, that shall include, for each transaction subject to a
20 goal established pursuant to paragraph six, seven, or eight of subdivi-
21 sion a of this section, information demonstrating the corresponding
22 contractor's progress towards meeting such goal and, if applicable, any
23 subcontractors' progress towards meeting any goal established pursuant
24 to paragraph seven or nine of subdivision a of this section, and aggre-
25 gate information regarding the demographics and compensation of econom-
26 ically disadvantaged region candidates, economically disadvantaged
27 candidates, and apprentices who are economically disadvantaged region
28 candidates, as applicable, relative to all individuals employed by such
29 contractor and, if applicable, subcontractors on such transaction. In
30 compiling this report, the director shall, to the extent he or she deems
31 feasible, use data sources established or maintained by the city for
32 other programs or operations in order to minimize administrative burdens
33 on contractors and subcontractors, provided that where the director
34 determines that such data sources cannot be used to complete such
35 report, the director may adopt rules requiring contractors and subcon-
36 tractors to provide such additional data necessary to complete this
37 report, and to certify the accuracy of such additional information.
38 Nothing in this subdivision shall be interpreted to authorize the direc-
39 tor to promulgate rules requiring labor organizations to provide infor-
40 mation on a regular basis to complete such reports.
41 d. Best efforts. (1) In determining whether a contractor or subcon-
42 tractor has exercised best efforts to meet the employment goals estab-
43 lished pursuant to subdivision a of this section, the director shall
44 consider the degree to which the contractor or subcontractor has endeav-
45 ored:
46 (A) to review economically disadvantaged region candidates' and
47 economically disadvantaged candidates' qualifications, as applicable, in
48 good faith;
49 (B) to advertise employment opportunities, as applicable, in a manner
50 reasonably intended to attract qualified economically disadvantaged
51 candidates or economically disadvantaged region candidates, except that
52 contractors and subcontractors performing construction work pursuant to
53 a project labor agreement shall not be required to advertise employment
54 opportunities for construction work;
55 (C) to coordinate with referral sources or apprenticeship programs, as
56 applicable, in order to interview, if applicable, and employ such candi-
S. 4006--A 117 A. 3006--A
1 dates identified by such referral sources or apprenticeship programs,
2 provided that for contractors and subcontractors performing construction
3 work pursuant to a project labor agreement, the director shall only
4 consider the degree to which the contractor or subcontractor has endeav-
5 ored to meet such goals by complying with the referral provisions of
6 such project labor agreement;
7 (D) to review and organize the work under the transaction in order to
8 eliminate obstacles to meeting such employment goals;
9 (E) to monitor and to document the contractor's or subcontractor's
10 efforts to meet the employment goals;
11 (F) to contact the office of community hiring and workforce develop-
12 ment at routine intervals, or as otherwise required by rule, to inform
13 the director of the contractor's or subcontractor's efforts to meet the
14 employment goals; and
15 (G) to take all other commercially reasonable actions to meet the
16 employment goals.
17 (2) In order to exercise best efforts, neither contractors nor subcon-
18 tractors are required:
19 (A) to undertake an undue financial burden;
20 (B) to terminate or substantially reduce the work levels of any of a
21 contractor's or subcontractor's existing employees;
22 (C) to extend an offer of employment to an individual whose labor
23 would not be commercially useful; or
24 (D) to forgo filling building service opportunities with absorption
25 hires.
26 e. Discretionary application of goals. Notwithstanding any other
27 provision of this section, employment goals authorized under paragraphs
28 six, seven, eight and nine of subdivision a of this section may, but are
29 not required to be, established for transactions that are emergency
30 procurement contracts procured pursuant to the procedure set forth in
31 section three hundred fifteen of this charter.
32 f. Adjustment of construction goals. On a biannual basis, the director
33 shall review and thereafter may promulgate rules increasing or decreas-
34 ing the value of the employment goals established under paragraph seven
35 of subdivision a of this section.
36 g. Wage payment assurances. The director may promulgate rules setting
37 forth standards and a procedure by which contractors and subcontractors
38 that the director has determined have a record of failing to pay wages,
39 including but not limited to prevailing wages and benefits required
40 pursuant to article eight of the labor law, to individuals performing
41 construction labor under a transaction shall be required to provide
42 additional assurances acceptable to the director in order to receive
43 credit towards the achievement of employment goals set forth in para-
44 graph seven of subdivision a of this section.
45 § 3. Paragraph 1 of subdivision b of section 311 of the New York city
46 charter, as amended by local law number 20 of the city of New York for
47 the year 2004, is amended to read as follows:
48 1. the methods for soliciting bids or proposals and awarding
49 contracts, consistent with the provisions of this chapter, provided that
50 the director of the office of community hiring and workforce development
51 may promulgate rules authorizing agencies to incorporate into the award
52 methodology for any contract a quantitative factor based on a bidder or
53 proposer's capacity to meet or exceed goals established pursuant to
54 subdivision a of section thirty-five hundred two of this charter, and
55 further provided that agencies incorporating such a quantitative factor
56 into the award methodology for a contract pursuant to such a rule shall
S. 4006--A 118 A. 3006--A
1 consider the potential impact of such a quantitative factor on busi-
2 nesses certified as minority or women-owned business enterprises pursu-
3 ant to article fifteen-A of the executive law or section thirteen
4 hundred four of this charter, not-for-profit corporations, and small
5 businesses, as such term is defined in section thirty-five hundred one
6 of this charter;
7 § 4. Subparagraphs (x) and (xi) of paragraph a of subdivision 36 of
8 section 2590-h of the education law, as amended by chapter 98 of the
9 laws of 2019, are amended and two new subparagraphs (xii) and (xiii) are
10 added to read as follows:
11 (x) a process for emergency procurement in the case of an unforeseen
12 danger to life, safety, property or a necessary service provided that
13 such procurement shall be made with such competition as is practicable
14 under the circumstances and that a written determination of the basis
15 for the emergency procurement shall be required and filed with the comp-
16 troller of the city of New York when such emergency contract is filed
17 with such comptroller; [and]
18 (xi) procedures for the fair and equitable resolution of contract
19 disputes[.];
20 (xii) employment goals established in accordance with the program
21 established pursuant to section thirty-five hundred two of the New York
22 city charter, including but not limited to employment goals established
23 pursuant to paragraph seven of subdivision a and the corresponding best
24 efforts provisions set forth in subdivision d of such section; provided,
25 however, that where a provision of such section requires action by the
26 director of the office of community hiring and workforce development,
27 such action shall not be taken by the director of the office of communi-
28 ty hiring and workforce development but shall be taken by the chancellor
29 or his or her designee; and
30 (xiii) a quantitative factor to be used in the evaluation of bids,
31 proposals or other offers for the purposes of awarding of contracts
32 based on a bidder, proposer or other offerer's capacity to meet or
33 exceed goals established pursuant to subparagraph (xii) of this para-
34 graph, provided that, when incorporating such a quantitative factor into
35 the award process for a contract, the chancellor, superintendent, or
36 school, as applicable, shall consider the potential impact of such a
37 quantitative factor on businesses certified as minority or women-owned
38 business enterprises pursuant to article fifteen-A of the executive law
39 or section thirteen hundred four of the New York city charter, not-for-
40 profit corporations, and small businesses, as such term is defined in
41 section thirty-five hundred one of such charter.
42 § 5. Subdivision (c) of section 917 of the general municipal law, as
43 separately amended by chapter 1082 of the laws of 1974 and chapter 239
44 of the laws of 2001, is amended to read as follows:
45 (c) For the benefit of the city and the inhabitants thereof an indus-
46 trial development agency, to be known as the New York City Industrial
47 Development Agency, is hereby established for the accomplishment of any
48 or all of the purposes specified in title one of article eighteen-A of
49 this chapter, except that it shall not have the power to construct or
50 rehabilitate any residential facility or housing of any nature and kind
51 whatsoever, nor shall it use any of its funds to further the
52 construction or rehabilitation of any residential facility or housing of
53 any nature and kind whatsoever. It shall constitute a body corporate and
54 politic, and be perpetual in duration. It shall only have the powers and
55 duties conferred by title one of article eighteen-A of this chapter upon
56 industrial development agencies as of January 1, 1973 except that it
S. 4006--A 119 A. 3006--A
1 shall have the power to finance a rail freight facility and the power to
2 establish employment goals in accordance with the program established
3 pursuant to section thirty-five hundred two of the New York city char-
4 ter, including but not limited to employment goals established pursuant
5 to paragraph seven of subdivision a and the corresponding best efforts
6 provisions set forth in subdivision d of such section; provided, howev-
7 er, that where a provision of such section requires action by the direc-
8 tor of the office of community hiring and workforce development, such
9 action shall not be taken by the director of the office of community
10 hiring and workforce development but shall be taken by the chief execu-
11 tive officer of the agency or his or her designee, and it shall not have
12 the power of condemnation. In the exercise of the powers conferred upon
13 such agency with respect to the acquisition of real property by article
14 eighteen-A of this chapter such agency shall be limited to the geograph-
15 ical jurisdictional limits of the city.
16 § 6. Section 816-b of the labor law, as added by chapter 571 of the
17 laws of 2001, is amended to read as follows:
18 § 816-b. Apprenticeship participation on [construction] certain
19 governmental contracts. 1. For purposes of this section:
20 (a) "governmental entity" shall mean the state, any state agency, as
21 that term is defined in section two-a of the state finance law, munici-
22 pal corporation, commission appointed pursuant to law, school district,
23 district corporation, board of education, board of cooperative educa-
24 tional services, soil conservation district, and public benefit corpo-
25 ration; [and]
26 (b) "construction contract" shall mean any contract to which a govern-
27 mental entity may be a direct or indirect party which involves the
28 design, construction, reconstruction, improvement, rehabilitation, main-
29 tenance, repair, furnishing, equipping of or otherwise providing for any
30 building, facility or physical structure of any kind; and
31 (c) "city governmental entity" means a governmental entity that is (i)
32 a city with a population of one million or more inhabitants; or (ii) a
33 city school district or public benefit corporation operating primarily
34 within a city with a population of one million or more inhabitants.
35 2. Notwithstanding any other provision of this article, of section one
36 hundred three of the general municipal law, of section one hundred thir-
37 ty-five of the state finance law, of section one hundred fifty-one of
38 the public housing law, or of any other general, special or local law or
39 administrative code, in entering into any construction contract, a
40 governmental entity [which] that is to be a direct or indirect party to
41 such contract may require that any contractors and subcontractors have,
42 prior to entering into such contract, apprenticeship agreements appro-
43 priate for the type and scope of work to be performed, that have been
44 registered with, and approved by, the commissioner pursuant to the
45 requirements found in this article. A city governmental entity that is a
46 direct or indirect party to a contract, including but not limited to a
47 construction contract, may establish in its specifications a requirement
48 that, in performing the work, the contractor and its subcontractors
49 utilize a minimum ratio of apprentices to journey-level workers, as
50 established by the governmental entity but subject to any maximum ratio
51 established by the department, for any classification appropriate for
52 the type and scope of work to be performed, provided that no such mini-
53 mum ratio shall be established for labor performed pursuant to a
54 construction contract subject to a goal for the employment of appren-
55 tices who reside in economically disadvantaged regions. Whenever utiliz-
56 ing [this requirement] these requirements, the governmental entity may,
S. 4006--A 120 A. 3006--A
1 in addition to whatever considerations are required by law, consider the
2 degree to which career opportunities in apprenticeship training programs
3 approved by the commissioner may be provided.
4 § 7. Notwithstanding any provision of law to the contrary, any city-
5 affiliated not-for-profit corporation, as such term is defined in
6 section 3501 of the New York city charter, is authorized to establish
7 employment goals in accordance with the program established pursuant to
8 section 3502 of such charter, including but not limited to employment
9 goals established pursuant to paragraph 7 of subdivision a and the
10 corresponding best efforts provisions set forth in subdivision d of such
11 section; provided, however, that where a provision of such section
12 requires action by the director of the office of community hiring and
13 workforce development of the city of New York, such action shall not be
14 taken by the director of the office of community hiring and workforce
15 development but shall be taken by the chief executive officer of such
16 corporation, or a duly appointed designee.
17 § 8. Section 1728 of the public authorities law is amended by adding a
18 new subdivision 15-a to read as follows:
19 15-a. To establish employment goals in accordance with the program
20 established pursuant to section thirty-five hundred two of the New York
21 city charter, including but not limited to employment goals established
22 pursuant to paragraph seven of subdivision a and the corresponding best
23 efforts provisions set forth in subdivision d of such section; provided,
24 however, that where a provision of such section requires action by the
25 director of the office of community hiring and workforce development,
26 such action shall not be taken by the director of the office of communi-
27 ty hiring and workforce development but shall be taken by the president
28 of the authority or his or her designee;
29 § 9. The opening paragraph of paragraph d of subdivision 5 of section
30 1734 of the public authorities law, as added by chapter 738 of the laws
31 of 1988, is amended to read as follows:
32 the authority determines that it is in the public interest to award
33 contracts pursuant to a process for competitive requests for proposals
34 as hereinafter set forth. For purposes of this section, a process for
35 competitive requests for proposals shall mean a method of soliciting
36 proposals and awarding a contract on the basis of a formal evaluation of
37 the characteristics, such as quality, cost, delivery schedule, the
38 capacity to meet or exceed the goals set forth in subdivision fifteen-a
39 of section seventeen hundred twenty-eight of this title and financing of
40 such proposals against stated selection criteria. Public notice of the
41 requests for proposals shall be given in the same manner as provided in
42 subdivision three of this section and shall include the selection crite-
43 ria. In the event the authority makes a material change in the selection
44 criteria from those previously stated in the notice, it will inform all
45 proposers of such change and permit proposers to modify their proposals.
46 When the authority includes in the selection criteria for a request for
47 proposals a quantitative factor based on a proposer's capacity to meet
48 or exceed the goals set forth in subdivision fifteen-a of section seven-
49 teen hundred twenty-eight of this title, the authority shall consider
50 the potential impact of such a quantitative factor on businesses certi-
51 fied as minority or women-owned business enterprises pursuant to article
52 fifteen-A of the executive law, section thirteen hundred four of the New
53 York city charter, or section seventeen hundred forty-three of this
54 title, not-for-profit corporations, and small businesses, as such term
55 is defined in section thirty-five hundred one of the New York city char-
56 ter.
S. 4006--A 121 A. 3006--A
1 § 10. Section 5 of section 1 of chapter 1016 of the laws of 1969
2 constituting the New York city health and hospitals corporation act, is
3 amended by adding a new subdivision 20-a to read as follows:
4 20-a. To establish employment goals in accordance with the program
5 established pursuant to section thirty-five hundred two of the New York
6 city charter, including but not limited to employment goals established
7 pursuant to paragraph seven of subdivision a and the corresponding best
8 efforts provisions set forth in subdivision d of such section; provided,
9 however, that where a provision of such section requires action by the
10 director of the office of community hiring and workforce development,
11 such action shall not be taken by the director of the office of communi-
12 ty hiring and workforce development but shall be taken by a duly
13 appointed designee of the corporation; and
14 § 11. Section 8 of section 1 of chapter 1016 of the laws of 1969
15 constituting the New York city health and hospitals corporation act, is
16 amended by adding a new subdivision 1-a to read as follows:
17 1-a. Notwithstanding any other provision in this act, the corporation
18 may establish a quantitative factor to be used in the evaluation of bids
19 for the purposes of awarding of contracts based on a bidder's capacity
20 to meet or exceed goals established pursuant to subdivision twenty-a of
21 section five of this act, provided that when establishing such a quanti-
22 tative factor, the corporation shall consider the potential impact of
23 such a quantitative factor on businesses certified as minority or
24 women-owned business enterprises pursuant to article fifteen-A of the
25 executive law or section thirteen hundred four of the New York city
26 charter, not-for-profit corporations, and small businesses, as such term
27 is defined in section thirty-five hundred one of the New York city char-
28 ter;
29 § 12. Subdivision b of section 2 of chapter 749 of the laws of 2019
30 constituting the New York city public works investment act, is amended
31 by adding a new paragraph 12-a to read as follows:
32 (12-a) A quantitative factor to be used in the evaluation of bids or
33 offers for awarding of contracts based on a bidder or offerer's capacity
34 to meet or exceed goals established pursuant to subdivision a of section
35 3502 of the New York city charter;
36 § 13. No provision of this act shall be construed to invalidate any
37 provision of a project labor agreement, as such term is defined in
38 section 3501 of the New York city charter, as added by section two of
39 this act, or otherwise affect the contractual rights of any party to
40 such an agreement.
41 § 14. Severability. If any clause, sentence, paragraph, or section of
42 this act is declared invalid or unconstitutional by any court of compe-
43 tent jurisdiction, after exhaustion of all further judicial review, such
44 portion shall be deemed severable, and the court's judgment shall not
45 affect, impair or invalidate the remainder of this act, but shall be
46 confined in its operation to the clause, sentence, paragraph, or section
47 of this act directly involved in the controversy in which the judgment
48 was rendered.
49 § 15. This act shall take effect on the one hundred eightieth day
50 after it shall have become a law; provided that:
51 (a) sections one, two, three, five, six, seven, eight, nine, ten,
52 eleven, thirteen, and fourteen of this act shall expire and be deemed
53 repealed seven years after this act takes effect, provided that such
54 expiration and repeal shall not affect any transaction, as such term is
55 defined by section 3501 of the New York city charter, as added by
56 section two of this act, entered into or for which a solicitation was
S. 4006--A 122 A. 3006--A
1 released prior to such expiration and repeal, or to any renewals, exten-
2 sions, modifications, or amendments to such transaction;
3 (b) the amendments to paragraph a of subdivision 36 of section 2590-h
4 of the education law made by section four of this act shall not affect
5 the expiration of such subdivision and section pursuant to section 34 of
6 chapter 91 of the laws of 2002 and subdivision 12 of section 17 of chap-
7 ter 345 of the laws of 2009, as amended, and shall expire and be deemed
8 repealed therewith, or seven years after this act takes effect, whichev-
9 er occurs earlier, provided that such expiration and repeal shall not
10 affect any transaction entered into or for which a solicitation was
11 released prior to such expiration and repeal, or to any renewals, exten-
12 sions, modifications, or amendments to such transaction; and
13 (c) the amendments to chapter 749 of the laws of 2019 constituting the
14 New York city public works investment act made by section twelve of this
15 act shall not affect the expiration and repeal of such chapter pursuant
16 to section 14 of such chapter, as amended, and shall expire and be
17 deemed repealed therewith, or seven years after this act takes effect,
18 whichever occurs earlier.
19 Effective immediately, the addition, amendment and/or repeal of any
20 rule or regulation necessary for the implementation of this act on its
21 effective date are authorized to be made and completed on or before such
22 effective date by the director of the office of community hiring and
23 workforce development of the city of New York, the chancellor and the
24 city board of the city school district of the city of New York, the
25 president of the New York city school construction authority, the duly
26 appointed designee of the New York city health and hospitals corpo-
27 ration, the chief executive officer of the New York city industrial
28 development agency, and the chief executive officer of any city-affili-
29 ated not-for-profit corporation, as such term is defined by section 3501
30 of the New York city charter, as added by section two of this act.
31 PART U
32 Section 1. Subdivision 2 of section 410-u of the social services law,
33 as amended by section 1 of part L of chapter 56 of the laws of 2022, is
34 amended to read as follows:
35 2. The state block grant for child care shall be divided into two
36 parts pursuant to a plan developed by the department and approved by the
37 director of the budget. One part shall be retained by the state to
38 provide child care on a statewide basis to special groups and for activ-
39 ities to increase the availability and/or quality of child care
40 programs, including, but not limited to, the start-up of child care
41 programs, the operation of child care resource and referral programs,
42 training activities, the regulation and monitoring of child care
43 programs, the development of computerized data systems, and consumer
44 education, provided however, that child care resource and referral
45 programs funded under title five-B of article six of this chapter shall
46 meet additional performance standards developed by the department of
47 social services including but not limited to: increasing the number of
48 child care placements for persons who are at or below [two hundred
49 percent of the state income standard, or three hundred percent of the
50 state income standard effective August first, two thousand twenty-two,
51 provided such persons are at or below] eighty-five percent of the state
52 median income, with emphasis on placements supporting local efforts in
53 meeting federal and state work participation requirements, increasing
54 technical assistance to all modalities of legal child care to persons
S. 4006--A 123 A. 3006--A
1 who are at or below [two hundred percent of the state income standard,
2 or three hundred percent of the state income standard effective August
3 first, two thousand twenty-two, provided such persons are at or below]
4 eighty-five percent of the state median income, including the provision
5 of training to assist providers in meeting child care standards or regu-
6 latory requirements, and creating new child care opportunities, and
7 assisting social services districts in assessing and responding to child
8 care needs for persons at or below [two hundred percent of the state
9 income standard, or three hundred percent of the state income standard
10 effective August first, two thousand twenty-two, provided such persons
11 are at or below] eighty-five percent of the state median income. The
12 department shall have the authority to withhold funds from those agen-
13 cies which do not meet performance standards. Agencies whose funds are
14 withheld may have funds restored upon achieving performance standards.
15 The other part shall be allocated to social services districts to
16 provide child care assistance to families receiving family assistance
17 and to other low income families.
18 § 2. Subdivisions 1 and 3 of section 410-w of the social services
19 law, subdivision 1 as amended by section 2 of part L of chapter 56 of
20 the laws of 2022, and subdivision 3 as amended by chapter 834 of the
21 laws of 2022, are amended to read as follows:
22 1. A social services district may use the funds allocated to it from
23 the block grant to provide child care assistance to:
24 (a) families receiving public assistance when such child care assist-
25 ance is necessary: to enable a parent or caretaker relative to engage in
26 work, participate in work activities or perform a community service
27 pursuant to title nine-B of article five of this chapter; to enable a
28 teenage parent to attend high school or other equivalent training
29 program; because the parent or caretaker relative is physically or
30 mentally incapacitated; or because family duties away from home necessi-
31 tate the parent or caretaker relative's absence; child day care shall be
32 provided during breaks in activities[, for a period of up to two weeks].
33 Such child day care [may] shall be authorized [for a period of up to one
34 month if child care arrangements shall be lost if not continued, and the
35 program or employment is scheduled to begin within such period] for the
36 period designated by the regulations of the department;
37 (b) families with incomes up to [two hundred percent of the state
38 income standard, or three hundred percent of the state income standard
39 effective August first, two thousand twenty-two] eighty-five percent of
40 the state median income who are attempting through work activities to
41 transition off of public assistance when such child care is necessary in
42 order to enable a parent or caretaker relative to engage in work
43 provided such families' public assistance has been terminated as a
44 result of increased hours of or income from employment or increased
45 income from child support payments or the family voluntarily ended
46 assistance; provided that the family received public assistance at least
47 three of the six months preceding the month in which eligibility for
48 such assistance terminated or ended or provided that such family has
49 received child care assistance under subdivision four of this section[;
50 and provided, the family income does not exceed eighty-five percent of
51 the state median income];
52 (c) families with incomes up to [two hundred percent of the state
53 income standard, or three hundred percent of the state income standard
54 effective August first, two thousand twenty-two] eighty-five percent of
55 the state median income, which are determined in accordance with the
56 regulations of the department to be at risk of becoming dependent on
S. 4006--A 124 A. 3006--A
1 family assistance[; provided, the family income does not exceed eighty-
2 five percent of the state median income];
3 (d) families with incomes up to [two hundred percent of the state
4 income standard, or three hundred percent of the state income standard
5 effective August first, two thousand twenty-two] eighty-five percent of
6 the state median income, who are attending a post secondary educational
7 program[; provided, the family income does not exceed eighty-five
8 percent of the state median income]; and
9 (e) other families with incomes up to [two hundred percent of the
10 state income standard, or three hundred percent of the state income
11 standard effective August first, two thousand twenty-two, which the
12 social services district designates in its consolidated services plan as
13 eligible for child care assistance] eighty-five percent of the state
14 median income in accordance with criteria established by the depart-
15 ment[; provided, the family income does not exceed eighty-five percent
16 of the state median income].
17 3. A social services district shall guarantee child care assistance to
18 families in receipt of public assistance with children under thirteen
19 years of age when such child care assistance is necessary for a parent
20 or caretaker relative to engage in work or participate in work activ-
21 ities pursuant to the provisions of title nine-B of article five of this
22 chapter. Child care assistance shall continue to be guaranteed for such
23 a family for a period of twelve months or may be provided by a social
24 service district for a period up to twenty-four months, after the month
25 in which the family's eligibility for public assistance has terminated
26 or ended when such child care is necessary in order to enable the parent
27 or caretaker relative to engage in work, provided that the family's
28 public assistance has been terminated as a result of an increase in the
29 hours of or income from employment or increased income from child
30 support payments or because the family voluntarily ended assistance;
31 that the family received public assistance in at least three of the six
32 months preceding the month in which eligibility for such assistance
33 terminated or ended or provided that such family has received child care
34 assistance under subdivision four of this section; and that the family's
35 income does not exceed [two hundred percent of the state income stand-
36 ard, or three hundred percent of the state income standard effective
37 August first, two thousand twenty-two; and that the family income does
38 not exceed] eighty-five percent of the state median income. Such child
39 day care shall recognize the need for continuity of care for the child
40 and a district shall not move a child from an existing provider unless
41 the participant consents to such move.
42 § 3. Paragraph (a) of subdivision 2 of section 410-x of the social
43 services law, as amended by chapter 416 of the laws of 2000, is amended
44 to read as follows:
45 (a) [A social services district] The department may establish priori-
46 ties for the families which will be eligible to receive funding;
47 provided that the priorities provide that eligible families will receive
48 equitable access to child care assistance funds to the extent that these
49 funds are available.
50 § 4. Paragraphs (b) and (c) of subdivision 2 of section 410-x of the
51 social services law are REPEALED.
52 § 5. This act shall take effect October 1, 2023. The office of chil-
53 dren and family services is hereby authorized to promulgate such rules
54 and regulations as may be necessary, including on an emergency basis, to
55 implement the provisions of this act.
S. 4006--A 125 A. 3006--A
1 PART V
2 Section 1. Section 3 of part N of chapter 56 of the laws of 2020,
3 amending the social services law relating to restructuring financing for
4 residential school placements, as amended by section 1 of part M of
5 chapter 56 of the laws of 2022, is amended to read as follows:
6 § 3. This act shall take effect immediately [and shall expire and be
7 deemed repealed April 1, 2023]; provided however that the amendments to
8 subdivision 10 of section 153 of the social services law made by section
9 one of this act, shall not affect the expiration of such subdivision and
10 shall be deemed to expire therewith.
11 § 2. This act shall take effect immediately.
12 PART W
13 Section 1. Section 11 of subpart A of part G of chapter 57 of the laws
14 of 2012, amending the social services law and the family court act
15 relating to establishing a juvenile justice services close to home
16 initiative, as amended by section 2 of part G of chapter 56 of the laws
17 of 2018, is amended to read as follows:
18 § 11. This act shall take effect April 1, 2012 [and shall expire on
19 March 31, 2023 when upon such date the provisions of this act shall be
20 deemed repealed; provided, however, that effective immediately, the
21 addition, amendment and/or repeal of any rule or regulation necessary
22 for the implementation of this act on its effective date are authorized
23 and directed to be made and completed on or before such effective date;
24 provided, however, upon the repeal of this act, a social services
25 district that has custody of a juvenile delinquent pursuant to an
26 approved juvenile justice services close to home initiative shall retain
27 custody of such juvenile delinquent until custody may be legally trans-
28 ferred in an orderly fashion to the office of children and family
29 services].
30 § 2. Section 7 of subpart B of part G of chapter 57 of the laws of
31 2012, amending the social services law, the family court act and the
32 executive law relating to juvenile delinquents, as amended by section 3
33 of part G of chapter 56 of the laws of 2018, is amended to read as
34 follows:
35 § 7. This act shall take effect April 1, 2012 [and shall expire on
36 March 31, 2023 when upon such date the provisions of this act shall be
37 deemed repealed; provided, however, that effective immediately, the
38 addition, amendment and/or repeal of any rule or regulation necessary
39 for the implementation of this act on its effective date is authorized
40 and directed to be made and completed on or before such effective date].
41 § 3. This act shall take effect immediately and shall be deemed to
42 have been in full force and effect on and after March 31, 2023.
43 PART X
44 Section 1. Subdivision 1 of section 336-a of the social services law,
45 as amended by chapter 275 of the laws of 2017, is amended to read as
46 follows:
47 1. Social services districts shall make available vocational educa-
48 tional training and educational activities. Such activities may include
49 but need not be limited to, high school education or education designed
50 to prepare a participant for a high school equivalency certificate,
51 basic and remedial education, education in English proficiency, educa-
S. 4006--A 126 A. 3006--A
1 tion or a course of instruction in financial literacy and personal
2 finance that includes instruction on household cash management tech-
3 niques, career advice to obtain a well paying and secure job, using
4 checking and savings accounts, obtaining and utilizing short and long
5 term credit, securing a loan or other long term financing arrangement
6 for high cost items, participation in a higher education course of
7 instruction or trade school, and no more than a total of four years of
8 post-secondary education (or the part-time equivalent). Educational
9 activities pursuant to this section may be offered with any of the
10 following providers which meet the performance or assessment standards
11 established in regulations by the commissioner for such providers: a
12 community college, licensed trade school, registered business school, or
13 a two-year or four-year college; provided, however, that such post-sec-
14 ondary education must be necessary to the attainment of the partic-
15 ipant's individual employment goal as set forth in the employability
16 plan and such goal must relate directly to obtaining useful employment
17 [in a recognized occupation]. When making [any] an assignment to any
18 educational activity pursuant to this subdivision, such assignment shall
19 be permitted only to the extent that such assignment is consistent with
20 the individual's assessment and employment plan goals in accordance with
21 sections three hundred thirty-five and three hundred thirty-five-a of
22 this title and shall require that the individual maintains satisfactory
23 academic progress and hourly participation is documented consistent with
24 federal and state requirements. For purposes of this provision "satis-
25 factory academic progress" shall mean having a cumulative C average, or
26 its equivalent, as determined by the academic institution. The require-
27 ment to maintain satisfactory academic progress may be waived if done so
28 by the academic institution and the social services district based on
29 undue hardship caused by an event such as a personal injury or illness
30 of the student, the death of a relative of the student or other exten-
31 uating circumstances. [Any enrollment in post-secondary education beyond
32 a twelve month period must be combined with no less than twenty hours of
33 participation averaged weekly in paid employment or work activities or
34 community service when paid employment is not available.] Participation
35 in an educational and/or vocational training program, that shall
36 include, but not be limited to, a two-year post-secondary degree
37 program, which is necessary for the participant to attain their individ-
38 ual employment goal and is likely to lead to a degree or certification
39 and sustained employment, shall be approved consistent with such indi-
40 vidual's assessment and employability plan to the extent that such
41 approval does not jeopardize the state's ability to comply with federal
42 work participation rates, as determined by the office of temporary and
43 disability assistance.
44 § 2. Paragraph (a) of subdivision 8 of section 131-a of the social
45 services law is amended by adding two new subparagraphs (xi) and (xii)
46 to read as follows:
47 (xi) all of the earned income of a recipient of public assistance that
48 is derived from participation in a qualified work activity or training
49 program as determined by the office of temporary and disability assist-
50 ance, to the extent that such earned income has not already been disre-
51 garded pursuant to subparagraph (vii) of this paragraph, provided that
52 the recipient's total income shall not be more than two hundred percent
53 of the federal poverty level.
54 (xii) once during the lifetime of a recipient of public assistance,
55 all of the earned income of such recipient will be disregarded following
56 job entry, provided that such exemption of income for purposes of public
S. 4006--A 127 A. 3006--A
1 assistance eligibility shall be for no more than six consecutive months
2 from the initial date of obtaining such employment and that the recipi-
3 ent's total income shall not be more than two hundred percent of the
4 federal poverty level.
5 § 3. This act shall take effect on the two hundred fortieth day after
6 it shall have become a law.
7 PART Y
8 Section 1. The social services law is amended by adding a new section
9 152-d to read as follows:
10 § 152-d. Replacement of stolen public assistance. 1. Notwithstanding
11 section three hundred fifty-j of this article and subdivision eleven of
12 section one hundred thirty-one of this title, and in accordance with
13 this section, public assistance recipients shall receive replacement
14 assistance for the loss of public assistance, as defined in subdivision
15 nineteen of section two of this chapter, in instances when such public
16 assistance has been stolen as a result of card skimming, cloning, third
17 party misrepresentation or other similar fraudulent activities, consist-
18 ent with guidance issued by the office of temporary and disability
19 assistance.
20 2. The office of temporary and disability assistance shall establish a
21 protocol for recipients to report incidents of stolen public assistance.
22 3. Social services districts shall promptly replace stolen public
23 assistance, however, such replacement shall occur no later than five
24 business days after the social services district has verified the public
25 assistance was stolen in accordance with guidance established by the
26 office of temporary and disability assistance.
27 4. For public assistance that is verified as stolen, replacement
28 assistance shall be provided by the social services district in accord-
29 ance with this section as follows:
30 (a) the lesser of: (i) the amount of public assistance that was
31 stolen; or (ii) the amount of public assistance provided during the two
32 most recent months prior to such assistance being stolen; and
33 (b)(i) no more than twice in a federal fiscal year to cover public
34 assistance stolen on or after October first, two thousand twenty-two
35 through September thirtieth, two thousand twenty-four; or (ii) no more
36 than once in a federal fiscal year to cover public assistance stolen on
37 or after October first, two thousand twenty-four.
38 5. Any replacement assistance provided under this section shall be
39 exempt from recoupment and recovery provisions under title six of arti-
40 cle three of this chapter; provided, however, that assistance shall not
41 be exempt from recoupment and recovery if it is later determined that
42 the public assistance that was replaced pursuant to this section was not
43 stolen as a result of card skimming, cloning, third party misrepresen-
44 tation or other similar fraudulent activities.
45 § 2. This act shall take effect immediately.
46 PART Z
47 Section 1. Paragraphs (a), (b), (c) and (d) of subdivision 1 of
48 section 131-o of the social services law, as amended by section 1 of
49 part S of chapter 56 of the laws of 2022, are amended to read as
50 follows:
S. 4006--A 128 A. 3006--A
1 (a) in the case of each individual receiving family care, an amount
2 equal to at least [$161.00] $175.00 for each month beginning on or after
3 January first, two thousand [twenty-two] twenty-three.
4 (b) in the case of each individual receiving residential care, an
5 amount equal to at least [$186.00] $202.00 for each month beginning on
6 or after January first, two thousand [twenty-two] twenty-three.
7 (c) in the case of each individual receiving enhanced residential
8 care, an amount equal to at least [$222.00] $241.00 for each month
9 beginning on or after January first, two thousand [twenty-two] twenty-
10 three.
11 (d) for the period commencing January first, two thousand [twenty-
12 three] twenty-four, the monthly personal needs allowance shall be an
13 amount equal to the sum of the amounts set forth in subparagraphs one
14 and two of this paragraph:
15 (1) the amounts specified in paragraphs (a), (b) and (c) of this
16 subdivision; and
17 (2) the amount in subparagraph one of this paragraph, multiplied by
18 the percentage of any federal supplemental security income cost of
19 living adjustment which becomes effective on or after January first, two
20 thousand [twenty-three] twenty-four, but prior to June thirtieth, two
21 thousand [twenty-three] twenty-four, rounded to the nearest whole
22 dollar.
23 § 2. Paragraphs (a), (b), (c), (d), (e) and (f) of subdivision 2 of
24 section 209 of the social services law, as amended by section 2 of part
25 S of chapter 56 of the laws of 2022, are amended to read as follows:
26 (a) On and after January first, two thousand [twenty-two] twenty-
27 three, for an eligible individual living alone, [$928.00] $1,001.00; and
28 for an eligible couple living alone, [$1,365.00] $1,475.00.
29 (b) On and after January first, two thousand [twenty-two]
30 twenty-three, for an eligible individual living with others with or
31 without in-kind income, [$864.00] $937.00; and for an eligible couple
32 living with others with or without in-kind income, [$1,307.00]
33 $1,417.00.
34 (c) On and after January first, two thousand [twenty-two]twenty-three,
35 (i) for an eligible individual receiving family care, [$1,107.48]
36 $1,180.48 if he or she is receiving such care in the city of New York or
37 the county of Nassau, Suffolk, Westchester or Rockland; and (ii) for an
38 eligible couple receiving family care in the city of New York or the
39 county of Nassau, Suffolk, Westchester or Rockland, two times the amount
40 set forth in subparagraph (i) of this paragraph; or (iii) for an eligi-
41 ble individual receiving such care in any other county in the state,
42 [$1,069.48] $1,142.48; and (iv) for an eligible couple receiving such
43 care in any other county in the state, two times the amount set forth in
44 subparagraph (iii) of this paragraph.
45 (d) On and after January first, two thousand [twenty-two]
46 twenty-three, (i) for an eligible individual receiving residential care,
47 [$1,276.00] $1,349.00 if he or she is receiving such care in the city of
48 New York or the county of Nassau, Suffolk, Westchester or Rockland; and
49 (ii) for an eligible couple receiving residential care in the city of
50 New York or the county of Nassau, Suffolk, Westchester or Rockland, two
51 times the amount set forth in subparagraph (i) of this paragraph; or
52 (iii) for an eligible individual receiving such care in any other county
53 in the state, [$1,246.00] $1,319.00; and (iv) for an eligible couple
54 receiving such care in any other county in the state, two times the
55 amount set forth in subparagraph (iii) of this paragraph.
S. 4006--A 129 A. 3006--A
1 (e) On and after January first, two thousand [twenty-two]
2 twenty-three, (i) for an eligible individual receiving enhanced residen-
3 tial care, [$1,535.00] $1,608.00; and (ii) for an eligible couple
4 receiving enhanced residential care, two times the amount set forth in
5 subparagraph (i) of this paragraph.
6 (f) The amounts set forth in paragraphs (a) through (e) of this subdi-
7 vision shall be increased to reflect any increases in federal supple-
8 mental security income benefits for individuals or couples which become
9 effective on or after January first, two thousand [twenty-three] twen-
10 ty-four but prior to June thirtieth, two thousand [twenty-three] twen-
11 ty-four.
12 § 3. This act shall take effect December 31, 2023.
13 § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
14 sion, section or part of this act shall be adjudged by any court of
15 competent jurisdiction to be invalid, such judgment shall not affect,
16 impair, or invalidate the remainder thereof, but shall be confined in
17 its operation to the clause, sentence, paragraph, subdivision, section
18 or part thereof directly involved in the controversy in which such judg-
19 ment shall have been rendered. It is hereby declared to be the intent of
20 the legislature that this act would have been enacted even if such
21 invalid provisions had not been included herein.
22 § 3. This act shall take effect immediately provided, however, that
23 the applicable effective date of Parts A through Z of this act shall be
24 as specifically set forth in the last section of such Parts.